13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,405 holding rows worth $58,871,139,000.
- Accession
- 0001144204-17-008946
- Filer
- CIK 1009207
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 4,566 entries on the cover page, a total value of $58,871,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $58,871,139,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAUTILUS INC | 63910B102 | COMMON STOCK | 20,713 | $383,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,000 | $382,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3,094 | $381,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,221 | $381,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 20,000 | $381,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 9,600 | $379,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 7,910 | $379,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,000 | $377,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 5,538 | $376,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 50,000 | $375,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 40,171 | $374,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 30,000 | $373,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,600 | $372,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 27,055 | $372,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 15,710 | $372,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,817 | $371,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 8,156 | $371,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 69,128 | $371,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,461 | $370,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 64,179 | $370,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 43,398 | $367,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 15,000 | $366,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 1,584 | $366,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,900 | $366,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 20,008 | $366,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,200 | $365,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,000 | $365,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 39,340 | $365,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 3,391 | $365,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 47,642 | $364,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 9,700 | $363,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 40,750 | $363,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 12,100 | $362,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,442 | $361,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,534 | $360,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,600 | $359,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 25,397 | $358,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 184,337 | $358,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,161 | $356,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 45,235 | $356,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 10,499 | $356,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 50,000 | $356,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 22,644 | $356,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 14,182 | $355,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 18,850 | $355,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 231,222 | $354,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 34,028 | $352,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 102,542 | $352,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,800 | $350,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 18,659 | $348,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,837 | $346,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50,000 | $345,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 73,422 | $345,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 6,731 | $344,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 52,674 | $344,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,798 | $343,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 55,348 | $343,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 30,000 | $343,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,709 | $341,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 32,975 | $340,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,218 | $339,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 10,000 | $339,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 10,000 | $339,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10,000 | $339,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,500 | $339,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 12,534 | $339,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,600 | $338,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 23,516 | $338,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,434 | $338,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,140 | $337,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 87,173 | $336,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 29,600 | $336,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,702 | $336,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,900 | $334,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 31,257 | $334,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 8,248 | $333,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 13,100 | $333,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 7,794 | $332,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 6,924 | $332,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,715 | $331,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $331,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $331,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,973 | $330,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 23,708 | $330,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,880 | $329,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,600 | $329,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,000 | $328,000 | thousands by filing date | call |
| NEW HOME CO INC COM | 645370107 | COM | 27,806 | $326,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,100 | $323,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 13,308 | $322,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,600 | $321,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 7,415 | $321,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,084 | $320,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 21,531 | $319,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 130,793 | $319,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,000 | $318,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,257 | $317,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 38,034 | $313,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 25,455 | $313,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 33,176 | $312,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,451 | $312,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,200 | $311,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,599 | $311,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 24,796 | $310,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 50,000 | $310,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 5,096 | $309,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 5,494 | $307,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 38,545 | $306,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 21,296 | $306,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 65,205 | $306,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,578 | $305,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 111,670 | $305,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 7,023 | $301,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 8,987 | $301,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 23,065 | $300,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 701 | $299,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,900 | $299,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,026 | $299,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 56,436 | $299,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,032 | $298,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 18,277 | $297,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 27,660 | $296,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 205,400 | $295,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,000 | $294,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 37,256 | $292,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,878 | $291,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 32,070 | $291,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,258 | $290,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,041 | $290,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,939 | $289,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,037 | $289,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $288,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 66,231 | $288,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,426 | $285,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,797 | $285,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,817 | $282,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,707 | $281,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,133 | $280,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 67,808 | $280,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 26,679 | $280,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,013 | $279,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,000 | $279,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 2,400 | $278,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 89,878 | $278,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,424 | $277,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,350 | $276,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,621 | $275,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 183,608 | $275,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 44,472 | $274,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,200 | $273,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,690 | $272,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,668 | $271,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,530 | $271,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,976 | $271,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,700 | $271,000 | thousands by filing date | put |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 49,180 | $270,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 14,200 | $268,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 40,475 | $268,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 48,750 | $268,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,000 | $268,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,847 | $265,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 10,000 | $264,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 37,921 | $263,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 8,700 | $263,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,579 | $262,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 24,149 | $261,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 35,677 | $260,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 71,879 | $260,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 49,791 | $259,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 57,765 | $259,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 34,824 | $258,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 19,500 | $258,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,100 | $257,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,900 | $257,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,600 | $256,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 6,987 | $256,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,751 | $256,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,545 | $255,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 42,266 | $255,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 10,000 | $253,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 23,278 | $253,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,000 | $252,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 12,548 | $252,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 77,592 | $252,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 179,104 | $251,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 41,960 | $251,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 8,788 | $250,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,000 | $249,000 | thousands by filing date | call |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,213 | $248,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,900 | $248,000 | thousands by filing date | put |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 16,515 | $248,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 8,199 | $248,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 8,200 | $248,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 25,193 | $248,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 19,206 | $247,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,701 | $246,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,283 | $245,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,776 | $245,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 10,618 | $245,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,695 | $244,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,700 | $243,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,306 | $243,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 12,585 | $243,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 26,054 | $242,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,691 | $239,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 87,006 | $239,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 5,883 | $239,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,700 | $238,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,569 | $238,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,646 | $238,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 50,115 | $238,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 27,155 | $238,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 40,000 | $237,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 100,438 | $236,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 77,183 | $235,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 6,929 | $235,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 9,200 | $233,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 3,300 | $233,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 17,368 | $232,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 8,600 | $231,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 18,500 | $229,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,600 | $229,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 12,500 | $228,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 98,948 | $228,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,055 | $227,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 15,223 | $227,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 18,174 | $227,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,000 | $226,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 2,800 | $226,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 33,539 | $226,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,600 | $225,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 12,400 | $225,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 6,600 | $224,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 21,712 | $224,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,500 | $223,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,717 | $222,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 13,079 | $221,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,360 | $221,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,300 | $220,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,440 | $219,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,173 | $219,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,423 | $219,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 77,410 | $218,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 8,259 | $218,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 23,220 | $217,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,258 | $217,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 61,764 | $216,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 15,900 | $216,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 189,408 | $214,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,064 | $213,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 684 | $213,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,774 | $212,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 16,084 | $212,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,141 | $212,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 81,579 | $212,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 7,232 | $211,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,800 | $209,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 89,277 | $209,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,141 | $208,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 16,683 | $205,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 21,474 | $205,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 6,249 | $204,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 29,748 | $204,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 48,377 | $204,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,604 | $202,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,773 | $201,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,167 | $200,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 36,311 | $200,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 203,934 | $199,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 14,417 | $198,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 39,900 | $196,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 26,772 | $195,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 21,919 | $194,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,000 | $191,000 | thousands by filing date | call |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 20,727 | $190,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,100 | $187,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 85,200 | $187,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,120 | $185,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,100 | $185,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 48,082 | $185,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 22,504 | $184,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 25,862 | $184,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 35,390 | $182,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 103,684 | $181,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 26,499 | $181,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,140 | $177,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,860 | $177,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 66,201 | $177,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 19,334 | $176,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 25,420 | $174,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,000 | $173,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 12,900 | $171,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,806 | $166,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 37,621 | $166,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,748 | $165,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 14,440 | $165,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 76,619 | $165,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 16,281 | $164,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 51,850 | $162,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 21,950 | $161,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 11,635 | $161,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 18,838 | $160,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 279,592 | $160,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 31,418 | $158,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 15,751 | $157,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,600 | $156,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 37,738 | $155,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 38,668 | $154,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 244,395 | $154,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,000 | $152,000 | thousands by filing date | call |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 25,388 | $152,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,477 | $151,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,953 | $150,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,500 | $150,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 16,442 | $149,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 21,000 | $147,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 17,734 | $144,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,000 | $143,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 12,873 | $142,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,417 | $142,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,502 | $141,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 61,881 | $139,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 97,419 | $138,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 15,400 | $137,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 53,244 | $136,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 64,499 | $134,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 20,400 | $134,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 89,905 | $134,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 173,957 | $133,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,217 | $125,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 11,546 | $122,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 14,842 | $119,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 45,986 | $118,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 19,717 | $116,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 54,263 | $114,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,088 | $110,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 28,372 | $108,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 15,048 | $108,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,000 | $107,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 22,890 | $107,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 26,389 | $106,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 87,111 | $105,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 11,085 | $104,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 14,778 | $103,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 65,342 | $101,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,112 | $100,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,778 | $97,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 13,011 | $95,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 24,517 | $94,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,238 | $94,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,917 | $91,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 29,632 | $89,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,478 | $89,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 250,000 | $88,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 24,179 | $87,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 24,700 | $83,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 175,251 | $83,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,390 | $82,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 15,621 | $82,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 80,209 | $81,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 215,446 | $81,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,156 | $80,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 10,716 | $75,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,420 | $74,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,300 | $74,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 61,837 | $69,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 44,269 | $69,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,454 | $65,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $63,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 18,600 | $63,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 156,700 | $61,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,311 | $60,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,256 | $59,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,608 | $59,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,467 | $57,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,906 | $56,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,518 | $56,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 57,139 | $56,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 12,963 | $56,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,943 | $54,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 191,900 | $54,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 194,900 | $53,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,604 | $52,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 205,000 | $51,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,100 | $49,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,372 | $48,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 40,831 | $47,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,220 | $46,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 26,107 | $45,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $45,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,200 | $44,000 | thousands by filing date | call |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 205,000 | $41,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 17,966 | $38,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,285 | $38,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 18,914 | $37,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 12,257 | $35,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,945 | $31,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 10,020 | $26,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $16,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $16,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,651 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,949,600 | $11,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 23,260 | $9,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 32,966 | $8,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008946 | this filing | 2017-02-14 | acceptance time not in the bulk data set |