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13F-HR filed by WYNNEFIELD CAPITAL INC

WYNNEFIELD CAPITAL INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 35 holding rows worth $277,587,000.

Accession
0001144204-17-008870
Filed
2017-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2016

A holdings report, 35 entries on the cover page, a total value of $277,587,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,587,000 with VALUE read as thousands by filing date, 13F file number 028-14761. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
LIFECOREBIOMEDICALINC514766104STOK2,682,400$37,016,000thousands by filing date
NATURES SUNSHINE PRODS INC639027101COMMON STOCK2,162,476$32,436,000thousands by filing date
DLH HLDGS CORP23335Q100COM4,676,120$27,776,000thousands by filing date
MAM SOFTWARE GROUP INC55277Q201CMN3,258,369$21,049,000thousands by filing date
LAYNE CHRISTENSEN CO521050104COM1,802,700$19,595,000thousands by filing date
GLOBAL POWER EQUIPMENT GRP I37941P306COM PAR $0.013,167,718$14,952,000thousands by filing date
MVC CAPITAL INC553829102COM1,610,000$13,814,000thousands by filing date
TRANSWORLD CORPORATION89336R207COMM2,349,577$13,675,000thousands by filing date
HAWAIIAN TELCOM HOLDCO INC420031106COM482,268$11,951,000thousands by filing date
SUMMER INFANT INC865646103COMM STK5,679,794$11,359,000thousands by filing date
S&W SEED COMPANY COM785135104COM2,124,226$9,771,000thousands by filing date
ENVIRI CORP415864107COM715,939$9,737,000thousands by filing date
Jason Industries Inc471172106COMMON STOCK4,175,816$7,516,000thousands by filing date
BLACK DIAMOND INC09202G101COMMON STOCK1,165,640$6,236,000thousands by filing date
BLACKBERRY LTD COM09228F103Stock785,000$5,409,000thousands by filing date
XERIUM TECHNOLOGIES INC98416J118COM900,500$5,061,000thousands by filing date
HAIN CELESTIAL GROUP INC405217100COM125,000$4,879,000thousands by filing date
BIOSCRIP INC09069N108COM3,700,000$3,848,000thousands by filing date
WILHELMINA INTL INC968235200COM NEW305,998$2,677,000thousands by filing date
GLYECO INC COM38000P104COM26,047,748$2,605,000thousands by filing date
OMEGA PROTEIN CORP68210P107COM100,000$2,505,000thousands by filing date
SMTC CORP832682207COM NEW1,433,982$2,193,000thousands by filing date
MUSCLEPHARM CORP NEW COM627335201EQUITY1,200,470$2,101,000thousands by filing date
LEARNING TREE INTERNATIONAL522015106COM715,000$1,859,000thousands by filing date
QUEST RESOURCE HOLDING CORP74836W104COMM611,636$1,499,000thousands by filing date
IMAGEWARE SYSTEMS INC COM45245S108COM1,093,000$1,454,000thousands by filing date
NEVADA GOLD & CASINOS64126Q206COM772,188$1,429,000thousands by filing date
iShares Gold Trust464285105ISHARES93,000$1,030,000thousands by filing date
NEPTUNE TECHNOLOGIES BIORESO64077P108COM1,000,000$972,000thousands by filing date
Great Lakes Dredge & Dock Corp390607109Common Stock100,000$420,000thousands by filing date
TRECORA RES894648104COM29,512$409,000thousands by filing date
LEATT CORP522132208COMM75,000$172,000thousands by filing date
RENEWABLE ENERGY GROUP INC75972A301COM NEW10,141$98,000thousands by filing date
ALJ REGIONAL HOLDINGS INC001627108COM16,200$71,000thousands by filing date
ARRHYTHMIA RESH TECHNOLOGY I042698308COM PAR $0.013,363$13,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001144204-17-008870this filing2017-02-14acceptance time not in the bulk data set