13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 1,415 holding rows worth $11,179,895,000.
- Accession
- 0001144204-17-008446
- Filer
- CIK 902367
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,415 entries on the cover page, a total value of $11,179,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,179,895,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 42,034 | $302,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 12,000 | $302,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,200 | $301,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,839 | $301,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,621 | $299,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,585 | $298,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 11,220 | $297,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 18,750 | $296,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,492 | $295,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,909 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,628 | $295,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 7,485 | $295,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 9,985 | $295,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,408 | $294,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,910 | $294,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 77,111 | $293,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,775 | $293,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,892 | $292,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,428 | $291,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,528 | $290,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,679 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,575 | $287,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 5,166 | $287,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 240 | $286,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,400 | $285,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,610 | $285,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,209 | $284,000 | thousands by filing date | |
| NETFLIX INC. | 64110L956 | PUT | 2,300 | $284,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,022 | $283,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 12,810 | $280,000 | thousands by filing date | |
| LAZARD INTL EQUITY SELECT PORT INSTL | 52106N665 | COM | 32,396 | $280,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,767 | $279,000 | thousands by filing date | |
| KIMBERLY C | 494386204 | USD | 30,800 | $279,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,773 | $277,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,894 | $277,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,441 | $274,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,384 | $274,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 14,774 | $273,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,576 | $272,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,611 | $272,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,726 | $272,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,426 | $269,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 24,729 | $269,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 13,533 | $268,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,431 | $268,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,608 | $267,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 31,330 | $266,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,105 | $265,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 7,601 | $265,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 17,300 | $264,000 | thousands by filing date | |
| SOUTHERN BANC COMPANY INC (THE) | 842233108 | COM | 23,663 | $264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,990 | $261,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 16,809 | $261,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 5,275 | $261,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 16,911 | $260,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 70,400 | $260,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 59,500 | $259,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,865 | $258,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,459 | $258,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,381 | $257,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,199 | $257,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 30,164 | $257,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,907 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,233 | $256,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,366 | $256,000 | thousands by filing date | |
| Northeast Indiana Bancorp Inc | 664196201 | Com | 8,000 | $256,000 | thousands by filing date | |
| FNBH BANCORP INC HOWELL MICHIGAN | 302528203 | COM | 141,993 | $256,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $255,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 20,569 | $253,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 7,459 | $253,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,779 | $252,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,680 | $252,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,915 | $251,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,247 | $251,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 4,500 | $249,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,655 | $249,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,705 | $249,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,412 | $248,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,060 | $248,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 26,029 | $247,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,121 | $244,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,710 | $243,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,572 | $243,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 11,700 | $241,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,500 | $241,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,660 | $240,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,008 | $239,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 6,400 | $239,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 2,976 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,400 | $238,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,552 | $238,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,569 | $238,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,699 | $237,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,582 | $237,000 | thousands by filing date | |
| ALPHABET INC | 02079K905 | CALL | 300 | $237,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,209 | $235,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733R902 | CALL | 1,500 | $234,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,580 | $233,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,560 | $232,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,852 | $231,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,926 | $231,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,170 | $231,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,624 | $231,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,901 | $229,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,639 | $229,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,868 | $228,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,187 | $228,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,445 | $228,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 8,796 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,218 | $227,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 3,950 | $227,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,706 | $226,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,425 | $223,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 26,938 | $223,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $223,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,902 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,736 | $221,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,693 | $219,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,705 | $219,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,410 | $218,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 23,230 | $218,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,822 | $218,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,591 | $218,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,876 | $217,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,750 | $217,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,736 | $216,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,142 | $216,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,068 | $216,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 8,250 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,024 | $215,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,147 | $215,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 7,115 | $214,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,800 | $214,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 20,163 | $214,000 | thousands by filing date | |
| CORNERSTONE BANCORP SC | 21922E100 | COM | 35,602 | $214,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,469 | $213,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,305 | $212,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,038 | $212,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 16,819 | $212,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,454 | $212,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,009 | $211,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764900 | CALL | 1,800 | $211,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,941 | $210,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,139 | $209,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 36,800 | $209,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 511,984 | $209,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,402 | $208,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,395 | $207,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,787 | $207,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,435 | $207,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 24,000 | $207,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,975 | $206,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,602 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,934 | $206,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,822 | $205,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,389 | $205,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,690 | $202,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,725 | $201,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,511 | $200,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,000 | $196,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 29,223 | $193,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $193,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 12,125 | $191,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,337 | $188,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 18,700 | $183,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,626 | $181,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U908 | COM | 6,600 | $178,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746901 | CALL | 3,200 | $176,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,484 | $176,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 15,000 | $176,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,401 | $175,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 42,400 | $175,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,556 | $174,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,000 | $173,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 24,550 | $172,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 16,635 | $172,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 22,000 | $170,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,660 | $168,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 2,700 | $167,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 36,490 | $165,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 1,800 | $162,000 | thousands by filing date | call |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 75,000 | $161,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,000 | $156,000 | thousands by filing date | |
| QT VASCULAR LTD | Y71660107 | COM | 2,565,696 | $151,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 14,760 | $150,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 20,224 | $149,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 1,200 | $148,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,500 | $148,000 | thousands by filing date | |
| WINTRUST FINL CORP | 97650W908 | CALL | 2,000 | $145,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 28,016 | $142,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 1,700 | $140,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC | 737010908 | COM | 6,000 | $134,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $133,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 32,583 | $133,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,580 | $131,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,500 | $130,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 27,782 | $128,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 1,200 | $128,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATI | 989207905 | CL A | 1,500 | $128,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 13,600 | $128,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 23,500 | $123,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,893 | $122,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,346 | $121,000 | thousands by filing date | |
| GEO GROUP INCTHE | 36162J906 | COM NEW | 3,300 | $118,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,000 | $118,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 34,070 | $115,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 418,942 | $115,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 700 | $114,000 | thousands by filing date | call |
| WOLSELEY PLC - ADR | 977868306 | ADR | 18,783 | $114,000 | thousands by filing date | |
| LLOYDS BANK PLC | 539473AH1 | ADR | 100,000 | $114,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,000 | $109,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 10,000 | $108,000 | thousands by filing date | |
| MOBIVITY HLDGS CORP COM 1 FOR 6 R/S INTO MOBIVITY | 60743E105 | COM | 125,685 | $107,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 1,000 | $106,000 | thousands by filing date | put |
| TESLA INC | 88160R951 | PUT | 500 | $106,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,855 | $103,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 28,750 | $101,000 | thousands by filing date | |
| PRA GROUP INC | 69354N906 | CALL | 2,500 | $97,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 20,000 | $97,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 15,115 | $95,000 | thousands by filing date | |
| PREMARA FINL INC COM | 74046G105 | Stock | 10,000 | $95,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 1,700 | $94,000 | thousands by filing date | call |
| ESSEX RENT CORP COM | 297187106 | Common | 554,958 | $94,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 10,670 | $94,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,000 | $93,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,000 | $93,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 14,900 | $91,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 3,000 | $90,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 44,900 | $87,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 100,000 | $85,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,000 | $84,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 71,057 | $82,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q905 | CALL | 8,200 | $80,000 | thousands by filing date | call |
| NEPHROS INC | 640671301 | COM | 218,469 | $80,000 | thousands by filing date | |
| ALPHABET INC | 02079K955 | PUT | 100 | $79,000 | thousands by filing date | put |
| AMAZON COM INC | 023135956 | PUT | 100 | $75,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,980 | $75,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 800 | $75,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC | 893641900 | CALL | 300 | $74,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 18,050 | $73,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,617 | $72,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 2,000 | $71,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 14,046 | $71,000 | thousands by filing date | |
| EXOVA GROUP PLC ORD GBP0.01 | G33117105 | COM | 30,180 | $71,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 45,948 | $68,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 3,000 | $62,000 | thousands by filing date | call |
| RHT HEALTH TRUST | Y7287W101 | COM | 98,385 | $62,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 4,700 | $61,000 | thousands by filing date | call |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 12,500 | $61,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336907 | COM | 3,000 | $58,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839906 | COM | 800 | $56,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 19,789 | $56,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 1,400 | $55,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 1,500 | $53,000 | thousands by filing date | call |
| QUALCOMM INC | 747525903 | CALL | 800 | $52,000 | thousands by filing date | call |
| PEPSICO INC | 713448908 | CALL | 500 | $52,000 | thousands by filing date | call |
| DIAGEO PLC | 25243Q905 | SPON ADR NEW | 500 | $52,000 | thousands by filing date | call |
| ABBVIE INC 2.9 11/06/2022 | 00287YAL3 | Corp Bond | 53,000 | $52,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 1,000 | $50,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 1,300 | $50,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 10,650 | $50,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 4,500 | $46,000 | thousands by filing date | call |
| COCA COLA CO | 191216900 | CALL | 1,100 | $45,000 | thousands by filing date | call |
| CITIGROUP INC | 172967KE0 | COM | 45,000 | $45,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 700 | $44,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 1,100 | $43,000 | thousands by filing date | call |
| US SILICA HOLDINGS INC | 90346E903 | Cmn | 700 | $39,000 | thousands by filing date | call |
| CARMAX INC | 143130902 | COM | 600 | $38,000 | thousands by filing date | call |
| ABBOTT LABORATORIES | 002824900 | COM | 1,000 | $38,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO | 460146903 | COM | 700 | $37,000 | thousands by filing date | call |
| CAVIUM INC | 14964U908 | COM | 600 | $37,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $35,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,600 | $35,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047901 | CL A | 1,000 | $35,000 | thousands by filing date | call |
| GREAT WALL MOTOR C ORDF | Y2882P106 | UNLSTD FOREIGN ORDRY | 37,870 | $35,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 500 | $34,000 | thousands by filing date | call |
| CELGENE CORP | 151020904 | COM | 300 | $34,000 | thousands by filing date | call |
| Koninklijke KPN NV | 780641205 | ADR | 11,053 | $33,000 | thousands by filing date | |
| WORKDAY INC | 98138H901 | CALL | 500 | $33,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 34,000 | $33,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 35,000 | $32,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 26,000 | $32,000 | thousands by filing date | |
| MMI Holdings Limited | S5143R107 | COM | 18,510 | $32,000 | thousands by filing date | |
| NAGACORP LTD USD 0.0125 | G6382M109 | COM | 54,585 | $32,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 14,704 | $32,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,800 | $31,000 | thousands by filing date | |
| HUTCHINSON PORT HOLDINGS | Y3780D104 | COMMON STK | 71,920 | $31,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 30,000 | $30,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 29,000 | $29,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 800 | $28,000 | thousands by filing date | call |
| NAMPAK LTD | S5326R114 | COM | 20,350 | $28,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 400 | $27,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 300 | $27,000 | thousands by filing date | call |
| Greatview Aseptic Packaging | G40769104 | COM | 49,890 | $26,000 | thousands by filing date | |
| Ball Corp | 058498AR7 | Corp Bond | 25,000 | $26,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839904 | CALL | 300 | $25,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 25,000 | $25,000 | thousands by filing date | |
| ARMANINO FOODS DISTINCTION INC | 042166801 | COM | 10,500 | $24,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 300 | $23,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 21,000 | $23,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 22,000 | $23,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 25,000 | $22,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,000 | $22,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 21,000 | $22,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 300 | $21,000 | thousands by filing date | call |
| LOWES COS INC | 548661907 | CALL | 300 | $21,000 | thousands by filing date | call |
| TIVO CORP | 88870P906 | CALL | 1,000 | $21,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849906 | COM | 1,200 | $20,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 19,000 | $20,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 20,000 | $20,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 20,000 | $20,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 19,000 | $20,000 | thousands by filing date | |
| CBOA FINANCIAL INC | 1248E0108 | COM | 11,034 | $19,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 20,000 | $19,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 16,000 | $19,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 19,000 | $19,000 | thousands by filing date | |
| XTEP International Holdings | G98277109 | COM | 45,570 | $19,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,180 | $18,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 500 | $18,000 | thousands by filing date | call |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 18,000 | $18,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 17,000 | $18,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 17,000 | $18,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 18,000 | $17,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 17,000 | $17,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,375 | $16,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 100 | $16,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V902 | COM | 200 | $16,000 | thousands by filing date | call |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,000 | $16,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 16,000 | $16,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 12,000 | $15,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $15,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 200 | $15,000 | thousands by filing date | call |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 16,000 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 13,000 | $15,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 16,000 | $15,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625HJG6 | COM | 15,000 | $15,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 13,000 | $14,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 15,000 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $14,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 15,000 | $14,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 200 | $13,000 | thousands by filing date | call |
| WALMART INC | 931142903 | CALL | 200 | $13,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 200 | $13,000 | thousands by filing date | call |
| MIDDLEBY CORP | 596278901 | COM | 100 | $13,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 12,000 | $13,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 17,000 | $13,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $12,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,000 | $12,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 12,000 | $12,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 12,000 | $12,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250909 | COM | 400 | $12,000 | thousands by filing date | call |
| Flexpoint Sensor Systems Inc | 33938W206 | Com | 156,700 | $12,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $12,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 12,000 | $12,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 11,000 | $12,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 13,000 | $12,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 12,000 | $11,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 11,000 | $11,000 | thousands by filing date | |
| CARRIZO OIL GAS INC | 144577903 | COM | 300 | $11,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 10,000 | $11,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 18,000 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $10,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,800 | $10,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 19,920 | $9,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 300 | $9,000 | thousands by filing date | call |
| NORDSTROM INC | 655664900 | COM | 200 | $9,000 | thousands by filing date | call |
| PERRIGO CO PLC | G97822903 | SHS | 100 | $8,000 | thousands by filing date | call |
| PROSHARES TR | 74347B901 | PSHS ULTSH 20YRS | 200 | $8,000 | thousands by filing date | call |
| PRA GROUP INC | 69354N956 | COM | 200 | $8,000 | thousands by filing date | put |
| INTEL CORP | 458140900 | CALL | 200 | $7,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457908 | CALL | 100 | $7,000 | thousands by filing date | call |
| AMERICAN EXPRESS CO | 025816909 | CALL | 100 | $7,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V900 | CALL | 200 | $7,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 50,000 | $7,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 30,000 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912908 | COM | 100 | $7,000 | thousands by filing date | call |
| Winston Pharmaceuticals | 975657107 | COM | 370,671 | $7,000 | thousands by filing date | |
| CRYSTAL PEAK MINERALS INC COM | 22938T107 | Common Stock | 20,000 | $7,000 | thousands by filing date | |
| MOBILEYE N V ORD SHS | N51488917 | OPTION | 200 | $7,000 | thousands by filing date | call |
| ENTIA BIOSCIENCES INC | 29384E104 | COM | 100,000 | $6,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 100 | $5,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 100 | $5,000 | thousands by filing date | call |
| KOHLS CORP | 500255904 | COM | 100 | $5,000 | thousands by filing date | call |
| LUXOTTICA GROUP S P A | 55068R902 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | call |
| PROGREEN US INC | 74327M102 | COMMON | 300,000 | $5,000 | thousands by filing date | |
| WELLNESS CTR USA INC | 94973A103 | COM | 21,000 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V901 | COM | 100 | $3,000 | thousands by filing date | call |
| MEDINAH MINERALS INC | 58489M109 | COMMON STOCK | 170,000 | $1,000 | thousands by filing date | |
| AMERICAN VANTAGE COMPANIES | 03037B106 | COM | 21,865 | $1,000 | thousands by filing date | |
| FORCE PROTECTION VIDEO EQUIPMENT CORP | 34520J108 | COM | 125,900 | $1,000 | thousands by filing date | |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 38,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 43,160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 79,388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMURFIT-STONE CONTAINER CP ESC | 832ESC990 | COMMON STOCK | 12,613 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 17,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORDERS GROUP INC | 099709107 | COM | 10,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL MARKETS TECHNOLOGIES I | 14030N104 | COM | 233,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER ENTMT INTL INC | 92908D101 | COM | 91,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER INTL PETROLEUM CORP | 026909408 | COM | 82,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY IDENTIFICATION SYSTEM | 81429P107 | COM | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL LINKS CORP NEW COM PAR NOV 2008 | 379408701 | Common Stock | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATION TECHNOLOGIES INC. FLORIDA | 457991420 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEIN POLYMER TECHNOLOGIES INC | 743697104 | COM | 660,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUBOTICS INC | 92909L102 | COM | 165,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B WTS KCG HOLDINGS INC WTS EXP | 48244B126 | COM | 342,577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C WTS KCG HOLDINGS INC WTS EXP | 48244B134 | COM | 342,577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A WTS KCG HOLDINGS INC WT EXP | 48244B118 | COM | 342,577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RVUE HOLDINGS INC | 74975J104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008446 | this filing | 2017-02-14 | acceptance time not in the bulk data set |