13F-HR filed by FRONTIER INVESTMENT MGMT CO
FRONTIER INVESTMENT MGMT CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 208 holding rows worth $1,053,767,000.
- Accession
- 0001144204-17-008308
- Filer
- CIK 1316539
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 208 entries on the cover page, a total value of $1,053,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,053,767,000 with VALUE read as thousands by filing date, 13F file number 028-11060. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 580,700 | $129,804,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 554,814 | $99,905,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 306,504 | $35,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,001,052 | $25,267,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 654,397 | $22,799,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 136,245 | $22,205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 518,150 | $21,775,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 181,831 | $20,949,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 656,173 | $20,707,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 239,339 | $20,648,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 256,483 | $20,011,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 213,303 | $19,182,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 359,997 | $19,180,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 348,231 | $19,140,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 20,419 | $18,469,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 126,390 | $18,443,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 291,342 | $18,098,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 137,137 | $16,692,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 190,737 | $15,051,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 406,601 | $14,718,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 288,994 | $13,048,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 764,600 | $12,585,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,905,958 | $12,351,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 173,361 | $12,349,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 164,088 | $11,335,000 | thousands by filing date | |
| CHIMERA INVESTME | 16934Q307 | PREFERRED DEBT | 437,604 | $10,949,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 152,960 | $10,562,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 94,681 | $9,813,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 327,951 | $9,078,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 148,144 | $8,920,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 116,418 | $8,723,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 39,064 | $8,204,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 89,565 | $8,158,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 157,542 | $8,030,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 258,053 | $7,902,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 363,318 | $7,833,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 305,246 | $7,697,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 407,864 | $7,501,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 279,431 | $7,086,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 270,966 | $6,820,000 | thousands by filing date | |
| Capstead Mortgage | 14067E605 | PFD | 279,543 | $6,720,000 | thousands by filing date | |
| MFA Financial 7.5% Prp Cl 4/15 | 55272x409 | PFD | 276,752 | $6,707,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 116,080 | $6,505,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 295,184 | $6,081,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 136,993 | $5,728,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 87,108 | $5,484,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 192,275 | $5,391,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 341,274 | $5,341,000 | thousands by filing date | |
| Agnc Invt Corp Dep Shs 1/1000 | 00123Q302 | Preferred Stock | 209,407 | $5,256,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 126,695 | $5,249,000 | thousands by filing date | |
| PECO ENERGY CO | 693304107 | COMMON STOCK | 147,935 | $5,213,000 | thousands by filing date | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 228,542 | $5,190,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 165,291 | $4,998,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 77,743 | $4,851,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 153,056 | $4,740,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 64,100 | $4,590,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 146,040 | $4,413,000 | thousands by filing date | |
| BOLLORE | F10659260 | SHS NEW | 1,243,928 | $4,383,000 | thousands by filing date | |
| White Mountains Insurance Grou | 9618E1075 | COM | 5,179 | $4,330,000 | thousands by filing date | |
| Bollore SE | 004572709 | Common Stock - Foreign | 1,207,510 | $4,263,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 182,511 | $4,216,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 170,093 | $4,155,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 171,651 | $3,991,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 267,031 | $3,984,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 45,968 | $3,983,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 139,600 | $3,965,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 179,371 | $3,964,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 153,150 | $3,922,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 56,390 | $3,750,000 | thousands by filing date | |
| KINDER MORGAN INC KANS | 49455P101 | COM | 176,597 | $3,640,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,211 | $3,594,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 53,920 | $3,573,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 186,367 | $3,539,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 57,497 | $3,385,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 39,175 | $3,286,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 124,795 | $2,951,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 138,209 | $2,927,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 116,352 | $2,767,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 31,475 | $2,726,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 54,170 | $2,674,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,229 | $2,672,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 17,234 | $2,655,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25,125 | $2,643,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 133,087 | $2,570,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 23,599 | $2,414,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 258,387 | $2,403,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 16,443 | $2,364,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 33,833 | $2,359,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 35,633 | $2,181,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 148,883 | $2,126,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,844 | $2,035,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,000 | $1,969,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 137,259 | $1,893,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 37,536 | $1,664,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,847 | $1,663,000 | thousands by filing date | |
| Pentair Inc | 709631105 | COM | 28,355 | $1,590,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 21,408 | $1,562,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 41,678 | $1,467,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 32,669 | $1,443,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,727 | $1,419,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 59,565 | $1,415,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 25,400 | $1,309,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 21,834 | $1,292,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,687 | $1,271,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,590 | $1,258,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 22,685 | $1,247,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 36,450 | $1,203,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 250,043 | $1,113,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 118,125 | $1,109,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,308 | $1,037,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,599 | $1,023,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,808 | $1,023,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,471 | $1,013,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 12,454 | $979,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,044 | $934,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,841 | $906,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 26,761 | $887,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 164,766 | $853,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 19,310 | $841,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 23,667 | $817,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 23,600 | $814,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,199 | $809,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 25,200 | $796,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 975 | $753,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,197 | $748,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 24,283 | $747,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 16,373 | $737,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 521,901 | $710,000 | thousands by filing date | |
| Constantine Metal Resources Lt | 210317103 | COM | 8,330,000 | $704,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 885 | $701,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,655 | $688,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 874 | $655,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,904 | $648,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 11,864 | $642,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 51,000 | $561,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,017 | $552,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28,412 | $551,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,441 | $529,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,000 | $515,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 8,085 | $484,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,719 | $459,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 36,369 | $441,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,640 | $439,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,884 | $422,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 6,120 | $412,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 134,300 | $404,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 10,256 | $398,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 5,900 | $396,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 18,001 | $375,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,631 | $359,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,151 | $356,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,391 | $324,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,791 | $321,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,700 | $319,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 6,898 | $318,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,376 | $309,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,003 | $307,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,539 | $307,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 9,000 | $306,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,787 | $295,000 | thousands by filing date | |
| Pimco Low Duration Fund Instit | 693390304 | COM | 21,431 | $290,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 14,390 | $278,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 39,186 | $275,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,389 | $268,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 3,611 | $267,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,009 | $266,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 85,332 | $265,000 | thousands by filing date | |
| Putnam VT Equity Income | 746896356 | COM | 12,804 | $261,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,030 | $257,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,600 | $254,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 13,200 | $254,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,500 | $245,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,715 | $240,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,132 | $232,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,379 | $228,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,469 | $227,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,192 | $225,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,419 | $213,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,500 | $212,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,778 | $208,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 550 | $202,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 34,300 | $193,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 47,785 | $184,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 281,993 | $178,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,270 | $167,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 16,799 | $165,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 12,143 | $118,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,191 | $106,000 | thousands by filing date | |
| Delaware VIP Emerging Markets | 246493878 | COM | 11,782 | $106,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,129 | $98,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 39,308 | $89,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 16,832 | $57,000 | thousands by filing date | |
| CNL Lifestyle Properties, Inc. | 18975F109 | Com | 10,647 | $22,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,500 | $17,000 | thousands by filing date | |
| Gastar Exploration Ltd | 367299104 | COM | 10,000 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 15,000 | $13,000 | thousands by filing date | |
| EMPIRE PETROLUEM CORP COM | 292034105 | COM | 13,117 | $2,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 20,000 | $1,000 | thousands by filing date | |
| OILSANDS QUEST INC COM | 678046103 | COM | 54,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLS-ROYCE HOLDINGS PLC NON CUM RED PREF SHS -C- ISIN#GB00B669WX96 | G76225138 | Preferred Stock | 101,520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORD RESOURCES | 655555100 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED OPTICS | 00754V109 | COM | 2,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK3 GROUP INC | 78440L107 | COMMON STOCK | 115,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 38,840 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nicodrops Inc | 654054105 | Common | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLEANGAS ENERGY TECHNOLOGIES I | 498456102 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Visual Management Systems Inc | 92845K101 | COM | 250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alpha Technologies Group Inc | 020781100 | COM | 57,612 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-008308 | this filing | 2017-02-14 | acceptance time not in the bulk data set |