13F-HR filed by Bruce & Co., Inc.
Bruce & Co., Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 48 holding rows worth $370,057,000.
- Accession
- 0001144204-16-134476
- Filer
- CIK 1358331
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 48 entries on the cover page, a total value of $370,057,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,057,000 with VALUE read as thousands by filing date, 13F file number 028-11869. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U HAUL HOLDING COMPANY | 023586100 | COM | 193,115 | $62,569,000 | thousands by filing date | |
| Nextera Energy | 302571104 | Common | 243,200 | $29,427,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 347,788 | $27,475,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 333,800 | $22,698,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 538,300 | $22,070,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 481,600 | $19,745,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 259,400 | $15,823,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 455,332 | $15,025,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 232,915 | $14,440,000 | thousands by filing date | |
| Mannkind | 56400PAM4 | Cv 5.75% | 27,690,000 | $13,845,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 86,500 | $13,580,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 261,000 | $10,701,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 664,335 | $9,772,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 230,915 | $9,698,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,972,548 | $8,245,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 5,500,000 | $6,600,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 100,000 | $5,900,000 | thousands by filing date | |
| Allergan | G1077J108 | SHS | 25,000 | $5,700,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AA6 | NOTE 7.5% 5/1/19 | 1,500,000 | $5,250,000 | thousands by filing date | principal |
| Synergy | 871639AA8 | Cv 7.5% | 2,500,000 | $4,500,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 164,581 | $3,785,000 | thousands by filing date | |
| Bunge | 032549322 | Pfd 4.875% | 37,400 | $3,553,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 294,849 | $3,538,000 | thousands by filing date | |
| GAINSCO INC | 363127200 | Common | 246,541 | $3,451,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,045,494 | $3,136,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,009,000 | $3,005,000 | thousands by filing date | principal |
| RLI CORP COM | 749607107 | Stock | 44,120 | $3,000,000 | thousands by filing date | |
| Petroquest | 716748207 | CONV PREF | 259,840 | $2,988,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 25,000 | $2,875,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 46,400 | $2,366,000 | thousands by filing date | |
| Internet Capital Group | 46059C205 | COM | 140,000 | $1,820,000 | thousands by filing date | |
| Astrotech | 846243400 | Common | 1,070,073 | $1,765,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 24,252 | $1,430,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 25,300 | $1,125,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 155,677 | $1,089,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 500,000 | $1,050,000 | thousands by filing date | principal |
| XTNT | 05644RAA9 | Cv 6% | 2,000,000 | $1,000,000 | thousands by filing date | principal |
| Titan Wheel | 888305aa7 | Cv 5.625% | 1,000,000 | $990,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 713,609 | $984,000 | thousands by filing date | |
| PERRIGO CO PLC | BGH1M56 | SHS | 9,926 | $913,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDCORP INC NEW | 380956409 | COM | 50,000 | $800,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 2,000,000 | $600,000 | thousands by filing date | principal |
| Pernix | 71426VAH1 | Cv 4.25% | 2,000,000 | $500,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 5,184 | $445,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,436 | $337,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 62,870 | $223,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 254,040 | $165,000 | thousands by filing date | |
| DeCode Genetics | 243586AB0 | Cv 3.5% | 24,787,000 | $61,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134476 | this filing | 2016-11-15 | acceptance time not in the bulk data set |