13F-HR filed by WYNNEFIELD CAPITAL INC
WYNNEFIELD CAPITAL INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 40 holding rows worth $298,913,000.
- Accession
- 0001144204-16-134256
- Filer
- CIK 1251567
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 40 entries on the cover page, a total value of $298,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $298,913,000 with VALUE read as thousands by filing date, 13F file number 028-14761. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,682,400 | $35,970,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,162,476 | $34,599,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 4,729,739 | $22,182,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 3,258,369 | $19,648,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,802,700 | $15,341,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,800,000 | $14,364,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,610,000 | $13,347,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,167,718 | $13,178,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,124,226 | $10,833,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 482,268 | $10,798,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 442,971 | $10,352,000 | thousands by filing date | |
| TRANSWORLD CORPORATION | 89336R207 | COMM | 2,349,577 | $10,338,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,030,000 | $10,228,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 3,473,500 | $10,038,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 4,638,778 | $10,020,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 4,175,816 | $9,270,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 238,820 | $7,685,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 200,000 | $7,116,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,165,640 | $5,991,000 | thousands by filing date | |
| TELOS CORP MD 12% PFD | 87969B200 | PREF | 552,465 | $4,144,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 29,485,248 | $3,037,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 102,120 | $2,847,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 305,998 | $2,640,000 | thousands by filing date | |
| MUSCLEPHARM CORP NEW COM | 627335201 | EQUITY | 1,150,470 | $2,324,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 285,000 | $2,266,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 1,433,982 | $1,978,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 772,188 | $1,382,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 715,000 | $1,308,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 1,093,000 | $1,301,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 611,636 | $1,236,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 93,000 | $1,180,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 795,464 | $843,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 100,000 | $350,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 29,512 | $337,000 | thousands by filing date | |
| LEATT CORP | 522132208 | COMM | 64,390 | $173,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,141 | $86,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 100,000 | $76,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 16,200 | $76,000 | thousands by filing date | |
| HAMPSHIRE GROUP LTD | 408859106 | COMM | 1,186,463 | $17,000 | thousands by filing date | |
| ARRHYTHMIA RESEARCH TECHNOLOGY | 42698308 | COMM | 3,363 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134256 | this filing | 2016-11-14 | acceptance time not in the bulk data set |