13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,296 holding rows worth $11,313,465,000.
- Accession
- 0001144204-16-133784
- Filer
- CIK 902367
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,296 entries on the cover page, a total value of $11,313,465,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,313,465,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEBMD HEALTH CORP | 94770V102 | COM | 6,393 | $318,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,792 | $317,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,474 | $317,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 38,900 | $315,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,505 | $314,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 3,600 | $314,000 | thousands by filing date | call |
| JAPAN TOBA | 471105205 | USD | 15,255 | $312,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,800 | $307,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,934 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,150 | $302,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 13,900 | $302,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,450 | $298,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,041 | $298,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,000 | $298,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158901 | COM NEW | 28,400 | $298,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,306 | $297,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 8,131 | $296,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 40,850 | $295,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,455 | $294,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,465 | $293,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,839 | $293,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,947 | $292,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 12,500 | $292,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,795 | $290,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,518 | $290,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,722 | $290,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,035 | $290,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,303 | $290,000 | thousands by filing date | |
| Webco Ind | 947621207 | CMN STK | 16,800 | $290,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,650 | $289,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,574 | $288,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,441 | $288,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 26,905 | $288,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,011 | $287,000 | thousands by filing date | |
| QWest Corp., 6.500per, due 09/01/2056 | 74913G881 | Preferred | 11,060 | $286,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 12,881 | $286,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165908 | COM | 10,300 | $286,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 36,920 | $284,000 | thousands by filing date | |
| HIGHLANDS BANKSHARES INC VA COM | 431291103 | LP | 59,800 | $284,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 5,500 | $282,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,200 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,575 | $281,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,030 | $281,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,575 | $280,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,639 | $279,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,900 | $278,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,350 | $277,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,504 | $276,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,906 | $276,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 16,210 | $274,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,350 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,944 | $272,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 11,850 | $271,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 7,416 | $271,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,360 | $270,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,674 | $270,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 26,677 | $268,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,247 | $268,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 13,677 | $267,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,332 | $267,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,279 | $265,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 30,072 | $265,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,325 | $264,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 95,857 | $264,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 21,353 | $263,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,303 | $261,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 496 | $260,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,727 | $259,000 | thousands by filing date | |
| EASTERN MICHIGAN FINANCIAL CORP | 276722105 | COM | 13,824 | $259,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,000 | $258,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 13,890 | $257,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,926 | $256,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,039 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,680 | $254,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,039 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,233 | $252,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,908 | $252,000 | thousands by filing date | |
| Northeast Indiana Bancorp Inc | 664196201 | Com | 8,000 | $252,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,357 | $250,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 26,720 | $249,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 7,447 | $249,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,509 | $248,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,862 | $248,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,928 | $247,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 6,084 | $247,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,225 | $246,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,394 | $246,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 18,274 | $244,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 11,790 | $244,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 9,463 | $244,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 15,514 | $244,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 67,239 | $244,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,771 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,525 | $242,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,801 | $242,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 15,401 | $242,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,000 | $241,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,375 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,771 | $240,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,217 | $240,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,693 | $239,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,156 | $239,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,878 | $237,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,224 | $237,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,196 | $237,000 | thousands by filing date | |
| ABB LTD-SPON ADR | 000375904 | COM | 10,500 | $236,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,484 | $235,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,655 | $233,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,933 | $232,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 8,423 | $231,000 | thousands by filing date | |
| SOUTHERN BANC COMPANY INC (THE) | 842233108 | COM | 23,663 | $231,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,078 | $230,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,350 | $230,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,640 | $229,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,230 | $229,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,259 | $227,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $227,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,454 | $226,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,001 | $225,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,400 | $225,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,048 | $223,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,001 | $222,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,584 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,736 | $221,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,828 | $221,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 9,210 | $220,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,770 | $219,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 8,598 | $219,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,805 | $218,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,006 | $218,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,140 | $218,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,306 | $217,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,028 | $216,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,388 | $216,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,800 | $216,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,385 | $215,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,000 | $215,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,705 | $214,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,391 | $213,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,654 | $213,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,500 | $213,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 27,229 | $212,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,815 | $211,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 13,634 | $211,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,046 | $210,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,660 | $209,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,485 | $209,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,090 | $209,000 | thousands by filing date | |
| Steris Plc | BVVBC02 | COM | 2,863 | $209,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,267 | $208,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,459 | $208,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,572 | $207,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,308 | $207,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,907 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,431 | $206,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,000 | $206,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,198 | $206,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $206,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 27,713 | $205,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,739 | $205,000 | thousands by filing date | |
| CORNERSTONE BANCORP SC | 21922E100 | COM | 35,380 | $205,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,787 | $204,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,300 | $203,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,236 | $203,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,310 | $203,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,750 | $203,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,142 | $202,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,998 | $202,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,868 | $200,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 28,345 | $200,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 12,800 | $199,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 30,658 | $197,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,300 | $197,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 726,500 | $196,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,225 | $195,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 511,984 | $192,000 | thousands by filing date | |
| FNBH BANCORP INC HOWELL MICHIGAN | 302528203 | COM | 141,993 | $192,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 11,659 | $190,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,438 | $188,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 11,850 | $188,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 17,500 | $186,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 16,635 | $185,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 13,964 | $181,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 25,500 | $178,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,000 | $177,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,000 | $176,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,561 | $175,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 20,500 | $174,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,463 | $173,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 20,626 | $171,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 30,621 | $171,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,540 | $169,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 40,481 | $168,000 | thousands by filing date | |
| Deutsche Telekom AG | D2035M136 | COM | 10,000 | $167,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,365 | $164,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,576 | $163,000 | thousands by filing date | |
| QT VASCULAR LTD | Y71660107 | COM | 2,565,696 | $161,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $160,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,000 | $158,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,660 | $157,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 12,100 | $155,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,255 | $154,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,540 | $153,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 24,000 | $152,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,086 | $150,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,200 | $149,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 17,600 | $146,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 23,500 | $145,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 15,000 | $143,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 37,636 | $141,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,000 | $141,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,237 | $135,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 418,942 | $134,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,518 | $133,000 | thousands by filing date | |
| MITEK SYS INC | 606710900 | COM NEW | 16,000 | $133,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 35,280 | $126,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,500 | $125,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,000 | $123,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 27,782 | $123,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 11,452 | $123,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 11,745 | $122,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,364 | $120,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,436 | $115,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $109,000 | thousands by filing date | |
| Prosiebensat 1 Media SE | 743476202 | COM | 10,237 | $109,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 17,355 | $107,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,740 | $103,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,500 | $103,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 28,325 | $103,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 44,900 | $101,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 17,500 | $99,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 16,544 | $96,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 36,000 | $93,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 10,500 | $93,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,617 | $89,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 14,846 | $84,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,100 | $83,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,000 | $83,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,000 | $81,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 15,000 | $80,000 | thousands by filing date | |
| PREMARA FINL INC COM | 74046G105 | Stock | 10,000 | $78,000 | thousands by filing date | |
| EXOVA GROUP PLC ORD GBP0.01 | G33117105 | COM | 30,180 | $78,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,357 | $77,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,980 | $76,000 | thousands by filing date | |
| CABCO FLO RA CALL SR 2004-101 CERT | 12679N203 | COM | 3,100 | $70,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,000 | $69,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 19,586 | $66,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 10,389 | $63,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 17,500 | $63,000 | thousands by filing date | |
| SERVICESOURCE INTERNATIONAL | 81763U900 | COM | 11,500 | $56,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 55,555 | $55,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,224 | $55,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 10,650 | $53,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,300 | $52,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 32,730 | $51,000 | thousands by filing date | |
| Bfc Financial Corp. Cl A | 055384200 | COM | 12,500 | $48,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 12,500 | $48,000 | thousands by filing date | |
| NEPHROS INC | 640671301 | COM | 121,334 | $45,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $44,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,587 | $42,000 | thousands by filing date | |
| Copper Mountain Mining Corp. | 21750U101 | Equities | 102,283 | $37,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 18,380 | $33,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 14,704 | $31,000 | thousands by filing date | |
| ARMANINO FOODS DISTINCTION INC | 042166801 | COM | 10,500 | $24,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 16,935 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $21,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 34,500 | $20,000 | thousands by filing date | |
| CBOA FINANCIAL INC | 1248E0108 | COM | 11,034 | $19,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,375 | $17,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,120 | $16,000 | thousands by filing date | |
| Flexpoint Sensor Systems Inc | 33938W206 | Com | 156,700 | $13,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,800 | $11,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 30,000 | $8,000 | thousands by filing date | |
| Winston Pharmaceuticals | 975657107 | COM | 370,671 | $7,000 | thousands by filing date | |
| VIRTRA SYSTEMS INC | 92827K103 | COM | 20,000 | $6,000 | thousands by filing date | |
| PROGREEN US INC | 74327M102 | COMMON | 300,000 | $6,000 | thousands by filing date | |
| ENTIA BIOSCIENCES INC | 29384E104 | COM | 100,000 | $5,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 14,000 | $4,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 50,000 | $3,000 | thousands by filing date | |
| FORCE PROTECTION VIDEO EQUIPMENT CORP | 34520J108 | COM | 125,900 | $3,000 | thousands by filing date | |
| HTC PURENERGY INC | 40432D105 | ADR | 14,300 | $3,000 | thousands by filing date | |
| WELLNESS CTR USA INC | 94973A103 | COM | 21,000 | $2,000 | thousands by filing date | |
| MEDINAH MINERALS INC | 58489M109 | COMMON STOCK | 170,000 | $2,000 | thousands by filing date | |
| CONTINENTAL ENERGY CORP FOR | 210909107 | ADR | 91,000 | $1,000 | thousands by filing date | |
| AMERICAN VANTAGE COMPANIES | 03037B106 | COM | 21,865 | $1,000 | thousands by filing date | |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 52,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 79,388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 17,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREPAID CARD HOLDINGS INC | 74072A105 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER INTL PETROLEUM CORP | 026909408 | COM | 82,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY IDENTIFICATION SYSTEM | 81429P107 | COM | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL LINKS CORP NEW COM PAR NOV 2008 | 379408701 | Common Stock | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUBOTICS INC | 92909L102 | COM | 165,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RVUE HOLDINGS INC | 74975J104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-133784 | this filing | 2016-11-14 | acceptance time not in the bulk data set |