13F-HR filed by Cavalier Investments, LLC
Cavalier Investments, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 128 holding rows worth $164,586,000.
- Accession
- 0001144204-16-133421
- Filer
- CIK 1655543
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 128 entries on the cover page, a total value of $164,586,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,586,000 with VALUE read as thousands by filing date, 13F file number 028-17041. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerStratiFi, LLC028-16797
- included managerBeaumont Financial Partners, LLC028-11748
- included managerEfficient Market Advisors, LLC028-13603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 126,425 | $8,927,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 182,172 | $8,704,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 147,319 | $8,600,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 281,690 | $8,577,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 105,955 | $8,481,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 176,377 | $8,422,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 156,969 | $8,352,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 169,269 | $8,292,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 114,761 | $8,275,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 251,896 | $8,255,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 51,600 | $2,433,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 20,700 | $2,010,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,100 | $1,928,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,300 | $1,854,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 21,500 | $1,707,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 13,300 | $1,665,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,800 | $1,625,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,300 | $1,596,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,700 | $1,562,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,800 | $1,535,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 16,000 | $1,461,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 12,243 | $1,383,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 11,863 | $1,357,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 17,647 | $1,355,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 9,165 | $1,348,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 12,379 | $1,343,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 11,140 | $1,342,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 12,693 | $1,341,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 73,292 | $1,334,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 14,779 | $1,330,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 8,857 | $1,330,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 26,400 | $1,278,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 6,900 | $1,190,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,701 | $1,116,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 30,000 | $1,105,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 16,300 | $1,101,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,915 | $1,097,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 28,500 | $1,081,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 35,437 | $1,068,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 28,463 | $1,066,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 84,037 | $990,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 73,392 | $980,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 105,000 | $898,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 32,700 | $869,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 40,174 | $851,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 11,300 | $846,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,400 | $824,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 34,151 | $793,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 31,035 | $792,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 17,157 | $780,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 37,800 | $766,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $754,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,615 | $730,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 15,300 | $728,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 12,000 | $726,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 11,700 | $724,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 6,900 | $676,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,000 | $672,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,600 | $658,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,800 | $651,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,900 | $629,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 10,500 | $591,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 6,900 | $564,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,700 | $556,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,448 | $530,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 12,000 | $504,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 32,200 | $498,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,600 | $484,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 36,667 | $476,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 10,500 | $468,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,944 | $462,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,900 | $455,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 30,784 | $449,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,200 | $426,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,824 | $373,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,151 | $350,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 52,000 | $346,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 54,000 | $341,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,400 | $338,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,500 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,612 | $320,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,322 | $316,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,607 | $312,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,300 | $310,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,499 | $307,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,975 | $303,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,677 | $301,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,500 | $299,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 16,700 | $299,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 10,000 | $296,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,600 | $292,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,100 | $291,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,754 | $291,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,823 | $287,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,100 | $283,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 13,300 | $279,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 5,200 | $278,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 78,400 | $274,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 5,000 | $274,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,400 | $271,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,928 | $267,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,000 | $265,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 5,700 | $264,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 15,600 | $245,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 770 | $241,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 11,922 | $238,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 11,000 | $233,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,233 | $233,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,754 | $231,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 8,067 | $231,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,983 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,595 | $221,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 15,700 | $221,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,750 | $218,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 3,000 | $218,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,666 | $217,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,041 | $216,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 268 | $215,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,878 | $210,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 142 | $209,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 5,700 | $206,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,045 | $203,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,000 | $193,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 12,500 | $185,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 42,300 | $161,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 17,900 | $154,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,800 | $149,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 22,000 | $136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-133421 | this filing | 2016-11-14 | acceptance time not in the bulk data set |