13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 66 holding rows worth $69,155,000.
- Accession
- 0001144204-16-130645
- Filer
- CIK 1307877
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 66 entries on the cover page, a total value of $69,155,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $69,155,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 70,000 | $15,141,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 60,000 | $7,453,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $3,862,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 226,638 | $3,338,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 225,000 | $2,016,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 154,125 | $1,788,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $1,700,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,500 | $1,292,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 45,000 | $1,243,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 14,840 | $1,235,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 42,600 | $1,228,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 44,332 | $1,147,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,000 | $1,107,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 122,681 | $1,099,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,391 | $945,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,700 | $928,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 30,000 | $915,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 162,900 | $898,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10,259 | $838,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,000 | $820,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 55,000 | $784,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 75,000 | $774,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $772,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 25,555 | $769,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,814 | $767,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 67,424 | $755,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,000 | $754,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 15,000 | $743,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $725,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 38,792 | $724,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $720,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100,000 | $691,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 56,000 | $681,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 7,500 | $606,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 61,648 | $603,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 40,000 | $555,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 30,000 | $544,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,000 | $529,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 55,000 | $496,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,000 | $435,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 30,400 | $425,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 16,100 | $416,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 52,000 | $413,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 386,895 | $406,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 20,000 | $400,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 30,000 | $395,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 12,500 | $394,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 36,016 | $370,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 20,700 | $339,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,900 | $286,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,834 | $272,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 181,845 | $236,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 8,305 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 9,600 | $233,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,700 | $230,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,000 | $209,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,995 | $203,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 17,900 | $199,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 16,503 | $191,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 15,000 | $190,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 30,000 | $179,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 18,906 | $171,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,500 | $134,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 64,201 | $112,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 15,000 | $70,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 17,500 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-130645 | this filing | 2016-11-01 | acceptance time not in the bulk data set |