13F-HR filed by Matisse Capital
Matisse Capital filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-21, with 98 holding rows worth $186,963,000.
- Accession
- 0001144204-16-128806
- Filer
- CIK 1668256
- Filed
- 2016-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 98 entries on the cover page, a total value of $186,963,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,963,000 with VALUE read as thousands by filing date, 13F file number 028-17404. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,410,100 | $11,817,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 376,600 | $8,191,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,338,691 | $7,430,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 748,476 | $6,100,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 282,300 | $5,996,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 588,800 | $5,859,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,130,000 | $5,853,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 593,745 | $5,742,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 175,700 | $5,737,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 436,200 | $5,736,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 530,236 | $5,366,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 698,250 | $5,328,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 411,711 | $5,212,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 482,820 | $5,190,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 403,300 | $4,590,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 377,900 | $4,584,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 515,500 | $4,188,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 328,200 | $3,679,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 223,435 | $3,673,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 200,100 | $3,450,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 155,099 | $2,978,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 136,500 | $2,976,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 205,764 | $2,794,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 293,804 | $2,671,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 311,443 | $2,560,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 141,000 | $2,486,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 386,700 | $2,425,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 168,000 | $2,377,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 229,300 | $2,149,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 116,654 | $1,956,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 140,642 | $1,930,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 279,212 | $1,927,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 182,176 | $1,922,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 43,896 | $1,883,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 120,112 | $1,784,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 182,024 | $1,757,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 171,200 | $1,729,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 80,010 | $1,711,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 158,203 | $1,672,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 246,300 | $1,631,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 196,866 | $1,610,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 116,032 | $1,582,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 83,559 | $1,381,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 73,000 | $1,264,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 116,420 | $1,259,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 41,299 | $1,174,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 53,600 | $1,155,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 129,482 | $1,126,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,336 | $1,107,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 62,400 | $981,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,615 | $899,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,263 | $821,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 41,600 | $778,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 41,040 | $751,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 40,686 | $672,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,412 | $575,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 72,554 | $567,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 42,113 | $551,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 40,268 | $511,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 24,700 | $492,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 54,361 | $487,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 29,600 | $447,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,754 | $427,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,992 | $426,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 470 | $394,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,586 | $380,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,668 | $378,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,080 | $367,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 10,083 | $363,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,483 | $359,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 59,701 | $347,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 28,000 | $338,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 32,935 | $338,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,296 | $334,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,038 | $319,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,507 | $318,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,320 | $312,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,640 | $308,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,400 | $308,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,368 | $298,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 23,594 | $298,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,000 | $281,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,574 | $263,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,584 | $254,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,091 | $247,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,200 | $214,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,233 | $209,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 19,433 | $201,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,367 | $199,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 13,600 | $198,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,500 | $197,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 13,100 | $183,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,525 | $159,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,775 | $149,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 26,768 | $115,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,500 | $112,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,930 | $97,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 27,711 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-128806 | this filing | 2016-10-21 | acceptance time not in the bulk data set |