13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 66 holding rows worth $922,450,000.
- Accession
- 0001144204-16-119495
- Filer
- CIK 1472322
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 73 entries on the cover page, a total value of $922,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $922,450,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 1,720,000 | $197,766,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 1,699,487 | $50,917,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,598,200 | $42,257,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 1,400,000 | $41,944,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 787,073 | $40,400,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,042,776 | $39,167,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 816,307 | $39,060,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,386,290 | $29,570,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,967,002 | $27,267,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 250,000 | $26,885,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 474,098 | $24,160,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,769,558 | $23,110,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 5,545,543 | $22,349,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,198,280 | $18,609,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 8,964,045 | $17,032,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 916,268 | $15,247,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 120,000 | $13,798,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,896,445 | $13,730,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,069,501 | $12,866,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,118,223 | $12,614,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,680,390 | $12,569,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 5,735,324 | $12,560,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 992,068 | $11,597,000 | thousands by filing date | |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 11,970,000 | $10,723,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 1,407,086 | $10,638,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 518,716 | $9,996,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,525,787 | $9,185,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 3,252,045 | $7,935,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 272,876 | $7,826,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 255,951 | $7,786,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 189,582 | $7,760,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,550,665 | $7,652,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,784,034 | $6,690,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 228,156 | $6,443,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,845,659 | $6,201,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 995,800 | $6,094,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 191,314 | $5,286,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 150,000 | $5,042,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 903,282 | $4,941,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 5,500,000 | $4,622,000 | thousands by filing date | principal |
| QAD INC-B | 74727D207 | Common | 245,765 | $4,252,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H100 | COM | 397,363 | $3,974,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,063,792 | $3,962,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 3,393,018 | $3,563,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 543,952 | $3,329,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,200,494 | $3,301,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 592,515 | $3,051,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,134,956 | $3,016,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 150,000 | $2,861,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 464,182 | $2,702,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,197,313 | $2,598,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 172,974 | $2,536,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 48,394 | $2,063,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 428,687 | $1,925,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,000,000 | $1,920,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 152,511 | $1,244,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,071,772 | $1,136,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 97,375 | $1,052,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 1,368,777 | $996,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 337,978 | $740,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 57,132 | $618,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 1,384,777 | $349,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 186,000 | $318,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP | 31809H118 | *W EXP 02/19/202 | 397,363 | $318,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 134,764 | $221,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 49,003 | $111,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-119495 | this filing | 2016-08-15 | acceptance time not in the bulk data set |