13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 3,319 holding rows worth $54,233,147,000.
- Accession
- 0001144204-16-119433
- Filer
- CIK 1009207
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,705 entries on the cover page, a total value of $54,233,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,233,147,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,792 | $321,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 18,281 | $319,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 155,040 | $319,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 13,240 | $317,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 105,173 | $316,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,473 | $315,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 13,196 | $311,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 20,000 | $310,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,543 | $309,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,877 | $308,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 28,503 | $308,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 10,908 | $306,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 16,868 | $306,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 23,304 | $305,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 228,615 | $305,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,682 | $304,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 30,000 | $302,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 20,090 | $300,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 156,476 | $299,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 78,475 | $298,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 27,622 | $297,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,813 | $296,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 9,564 | $296,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 26,284 | $296,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 11,785 | $296,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,432 | $295,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 38,141 | $292,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 66,439 | $292,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 124,072 | $292,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 26,647 | $292,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 316,438 | $289,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 46,667 | $289,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,265 | $288,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,245 | $288,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,778 | $288,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 91,205 | $288,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 26,051 | $288,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 34,781 | $287,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 65,671 | $287,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 32,824 | $286,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,473 | $284,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,771 | $284,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 21,805 | $283,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,231 | $283,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 56,887 | $282,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 20,959 | $282,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 60,168 | $282,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 119,498 | $282,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 47,484 | $282,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 141,825 | $282,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,135 | $281,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,600 | $280,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 22,007 | $280,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 24,556 | $280,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,000 | $280,000 | thousands by filing date | put |
| CASCADE BANCORP | 147154207 | COM | 50,565 | $280,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,400 | $279,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 23,637 | $279,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 24,811 | $279,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,000 | $278,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 30,914 | $278,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,533 | $277,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,371 | $277,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,000 | $276,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,590 | $276,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,702 | $276,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,500 | $276,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,536 | $275,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,609 | $274,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,091 | $274,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,000 | $270,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,119 | $269,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,934 | $269,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,340 | $269,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 4,371 | $268,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 17,143 | $268,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 22,856 | $268,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,875 | $266,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,509 | $265,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 117,242 | $265,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,500 | $265,000 | thousands by filing date | call |
| WP GLIMCHER IN | 92939N102 | COM | 23,710 | $265,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 10,000 | $263,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 10,000 | $263,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10,019 | $263,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,771 | $263,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 34,959 | $262,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 489,990 | $260,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,000 | $260,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 12,900 | $259,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 30,000 | $259,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,804 | $258,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 11,369 | $258,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 15,500 | $257,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,700 | $257,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,342 | $256,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 11,526 | $254,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,820 | $254,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 12,939 | $254,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 25,900 | $253,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 39,988 | $253,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,018 | $252,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,739 | $251,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,200 | $251,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 21,758 | $250,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,490 | $250,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 23,677 | $250,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,800 | $250,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 9,781 | $246,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,266 | $246,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 14,727 | $246,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 53,572 | $246,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,000 | $245,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 26,231 | $245,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,410 | $245,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 10,000 | $244,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 20,000 | $244,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 8,450 | $240,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 31,713 | $240,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 15,888 | $239,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,428 | $239,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,934 | $238,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,693 | $238,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,121 | $238,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,803 | $238,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,020 | $238,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,000 | $238,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 4,769 | $237,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,865 | $236,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 40,818 | $236,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 45,254 | $236,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,209 | $235,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12,451 | $235,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,500 | $235,000 | thousands by filing date | put |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 12,332 | $235,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 16,000 | $233,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $233,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $233,000 | thousands by filing date | call |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 47,486 | $233,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,270 | $231,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,460 | $231,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14,208 | $229,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 35,402 | $229,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 41,866 | $229,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 18,838 | $228,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,038 | $227,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $226,000 | thousands by filing date | put |
| TORO CO | 891092108 | COM | 2,562 | $226,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 33,440 | $226,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 74,791 | $224,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,125 | $224,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 19,894 | $223,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 82,408 | $222,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,402 | $222,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 28,900 | $222,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,691 | $221,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 27,497 | $221,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 9,799 | $221,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,481 | $220,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,175 | $220,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,413 | $219,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 6,996 | $219,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,221 | $218,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,256 | $216,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,000 | $215,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,707 | $215,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 19,849 | $215,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,823 | $214,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,500 | $213,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 21,404 | $213,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 63,444 | $213,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 19,463 | $212,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,630 | $212,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,533 | $212,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 5,155 | $211,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 74,885 | $209,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 10,000 | $209,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,887 | $206,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 10,560 | $206,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 175,484 | $205,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,000 | $204,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 28,761 | $202,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 492 | $201,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 25,597 | $201,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 25,136 | $201,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,432 | $200,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,500 | $200,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,779 | $199,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 69,443 | $199,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,257 | $198,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 124,014 | $197,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 42,605 | $196,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,600 | $195,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489303 | CL A NEW | 13,311 | $195,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 28,583 | $194,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 29,252 | $194,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 30,983 | $191,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,676 | $188,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 34,538 | $188,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,938 | $187,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $186,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,185 | $186,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,286 | $185,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 24,485 | $183,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 11,291 | $182,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 34,300 | $176,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 26,526 | $172,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 17,839 | $169,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 19,934 | $157,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 17,027 | $157,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 20,732 | $154,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 22,402 | $153,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 11,330 | $151,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 410,447 | $149,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,334 | $148,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 94,970 | $145,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 25,000 | $142,000 | thousands by filing date | put |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 14,635 | $142,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 27,258 | $141,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,033 | $140,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 13,695 | $140,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,455 | $138,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 37,249 | $138,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,013 | $137,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 27,585 | $137,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 24,867 | $135,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 11,939 | $133,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 15,098 | $132,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,000 | $130,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 33,680 | $127,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 85,055 | $127,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 230,787 | $126,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 18,423 | $125,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 47,455 | $124,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 20,677 | $124,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 32,200 | $119,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $117,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 109,844 | $115,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 22,453 | $114,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 17,799 | $114,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 59,755 | $113,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 18,893 | $112,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,923 | $112,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 52,490 | $111,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 26,820 | $110,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 15,182 | $108,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,277 | $108,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,950 | $107,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 41,809 | $102,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 16,014 | $100,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 27,771 | $99,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 58,480 | $98,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,356 | $98,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,940 | $97,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,481 | $96,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 113,820 | $95,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 64,392 | $95,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,748 | $93,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 45,139 | $93,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 23,527 | $92,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 65,569 | $92,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,383 | $92,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 11,130 | $91,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,773 | $90,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 28,148 | $90,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,454 | $88,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,943 | $88,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 21,738 | $88,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 107,312 | $88,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 74,827 | $87,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 47,608 | $84,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 88,721 | $83,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,463 | $79,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 12,550 | $78,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 136,786 | $76,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 33,696 | $72,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 12,625 | $70,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 15,104 | $68,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 399,000 | $68,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 245,892 | $64,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,176 | $62,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,965 | $61,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 27,379 | $61,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 20,632 | $53,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,995 | $52,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 13,933 | $52,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 39,549 | $49,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 32,893 | $48,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 21,526 | $48,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 16,277 | $45,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 18,800 | $44,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 16,615 | $43,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 475,000 | $40,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 19,122 | $38,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $37,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,260 | $35,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 195,000 | $35,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 29,812 | $34,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,949,600 | $33,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 52,675 | $33,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $29,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $29,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 96,381 | $28,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,234 | $27,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 33,094 | $23,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 33,582 | $20,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 195,000 | $20,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 27,912 | $19,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 475,000 | $19,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,111 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 19,673 | $16,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 194,900 | $16,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 33,995 | $15,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,875 | $11,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 32,966 | $9,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 13,705 | $8,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,097 | $5,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 13,260 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-119433 | this filing | 2016-08-15 | acceptance time not in the bulk data set |