13F-HR filed by Radcliffe Capital Management, L.P.
Radcliffe Capital Management, L.P. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 30 holding rows worth $411,132,000.
- Accession
- 0001144204-16-119006
- Filer
- CIK 1218275
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 30 entries on the cover page, a total value of $411,132,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,132,000 with VALUE read as thousands by filing date, 13F file number 028-10367. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 75,817,000 | $76,155,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 43,688,000 | $43,580,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 37,685,000 | $39,216,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 34,734,000 | $34,502,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 29,800,000 | $30,718,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 29,667,000 | $29,970,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 28,311,000 | $28,791,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 27,744,000 | $28,491,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 25,098,000 | $25,259,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 16,710,000 | $16,934,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 15,468,000 | $16,084,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 14,622,000 | $14,979,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 11,740,000 | $11,130,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,335,000 | $4,368,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,130,000 | $2,117,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000,000 | $2,000,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 2,000,000 | $1,959,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,204,000 | $1,142,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 1,000,000 | $993,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 34,500 | $546,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 210,891 | $434,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 45,844 | $341,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 14,900 | $284,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,700 | $216,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 212,000 | $198,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,000 | $188,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 21,700 | $147,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,400 | $139,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,500 | $128,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 25,400 | $123,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-119006 | this filing | 2016-08-15 | acceptance time not in the bulk data set |