13F-HR filed by Chicago Partners Investment Group LLC
Chicago Partners Investment Group LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 454 holding rows worth $207,681,000.
- Accession
- 0001144204-16-117216
- Filer
- CIK 1563525
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 454 entries on the cover page, a total value of $207,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,681,000 with VALUE read as thousands by filing date, 13F file number 028-16932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 418,392 | $12,242,000 | thousands by filing date | |
| IJH | 464287507 | COM | 67,945 | $10,150,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 107,587 | $8,177,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 99,058 | $7,359,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 385,223 | $7,211,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150,854 | $6,828,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 159,891 | $6,087,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 29,323 | $5,636,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,410 | $5,556,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 37,529 | $5,434,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 47,735 | $5,117,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 117,143 | $4,620,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 313,620 | $4,507,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 127,808 | $4,298,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 55,815 | $3,925,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 108,615 | $3,762,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 108,295 | $3,659,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 127,972 | $3,518,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 46,371 | $3,434,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 36,535 | $3,255,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 32,742 | $2,903,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 23,787 | $2,752,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 74,934 | $2,575,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18,380 | $2,272,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 55,276 | $2,214,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,601 | $2,162,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 122,088 | $2,030,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 35,251 | $1,746,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 132,406 | $1,684,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 14,314 | $1,672,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 19,639 | $1,551,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,136 | $1,513,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 79,365 | $1,512,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,562 | $1,488,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 11,888 | $1,440,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 51,091 | $1,437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 27,635 | $1,396,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 97,453 | $1,384,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 23,717 | $1,324,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 30,361 | $1,319,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,138 | $1,313,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 15,390 | $1,258,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 79,641 | $1,181,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 46,276 | $1,136,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 22,895 | $965,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 26,312 | $925,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,677 | $914,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,256 | $794,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,546 | $794,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,697 | $732,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 13,639 | $715,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 29,982 | $709,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,711 | $670,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,809 | $661,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,554 | $647,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,536 | $645,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,467 | $635,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,814 | $626,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,218 | $591,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,141 | $576,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,846 | $572,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 32,988 | $539,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 36,153 | $530,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 34,679 | $529,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 14,044 | $527,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,082 | $520,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 14,006 | $513,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 10,400 | $489,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,197 | $483,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 18,493 | $453,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,797 | $450,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,500 | $447,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,456 | $442,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 39,180 | $435,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,073 | $422,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,850 | $418,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 14,637 | $414,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,449 | $412,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 19,149 | $408,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,470 | $368,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,209 | $367,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,194 | $359,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 31,156 | $359,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,914 | $350,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,209 | $347,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,408 | $344,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 10,000 | $344,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,478 | $332,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,120 | $332,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,100 | $328,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,261 | $327,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 14,054 | $325,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 17,974 | $325,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 15,711 | $324,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,851 | $321,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,700 | $318,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,580 | $313,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,589 | $312,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 17,939 | $311,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,439 | $303,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,734 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,005 | $301,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 6,402 | $295,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 21,693 | $294,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,011 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,743 | $290,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,616 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,929 | $276,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,287 | $270,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,070 | $270,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 11,492 | $264,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,000 | $261,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 362 | $259,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,932 | $259,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,022 | $254,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 11,250 | $254,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,010 | $252,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,480 | $247,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,116 | $239,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,487 | $238,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,450 | $235,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,500 | $235,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,700 | $234,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,597 | $232,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $228,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 21,244 | $222,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,900 | $219,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,808 | $218,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,581 | $217,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,556 | $215,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,012 | $213,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,800 | $198,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,634 | $197,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,525 | $195,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,484 | $194,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,000 | $191,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 1,891 | $190,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,725 | $188,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,074 | $185,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,372 | $182,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,300 | $181,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,637 | $181,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,600 | $180,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,520 | $175,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,644 | $172,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,500 | $172,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,611 | $171,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,827 | $170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,896 | $170,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,400 | $168,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,017 | $162,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 5,125 | $161,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,382 | $160,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,100 | $159,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,042 | $155,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,900 | $153,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 6,115 | $152,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,250 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,966 | $149,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,600 | $146,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7,545 | $145,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,987 | $144,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 5,100 | $142,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 7,013 | $141,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,100 | $139,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,601 | $138,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 14,575 | $138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,498 | $136,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,584 | $134,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,033 | $132,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,976 | $125,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,000 | $123,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,072 | $123,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,400 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,530 | $122,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 953 | $121,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,742 | $121,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,204 | $121,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,440 | $117,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 700 | $116,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 7,531 | $116,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,583 | $111,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,899 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 636 | $108,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 6,304 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,000 | $107,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,606 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,117 | $104,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,000 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,195 | $99,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,002 | $98,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,397 | $97,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,500 | $96,000 | thousands by filing date | |
| VTI | 922908769 | COM | 890 | $95,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,000 | $93,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $93,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,250 | $92,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,980 | $88,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,500 | $86,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,000 | $85,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 5,000 | $85,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,989 | $84,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,329 | $82,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,385 | $82,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,696 | $80,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,694 | $80,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,000 | $78,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 3,586 | $78,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,345 | $76,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,475 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 3,900 | $76,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 5,000 | $75,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 3,340 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 937 | $74,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 11,710 | $73,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,928 | $72,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,200 | $71,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,705 | $71,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 5,496 | $71,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,524 | $71,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,570 | $70,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 3,034 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,106 | $69,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,480 | $69,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 700 | $68,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,573 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 960 | $67,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,000 | $67,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 588 | $67,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 712 | $66,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,197 | $65,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,817 | $64,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 480 | $63,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 9,426 | $63,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,084 | $62,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,117 | $59,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,009 | $57,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 2,900 | $57,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 15,490 | $57,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 494 | $56,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 3,890 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 773 | $55,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,331 | $54,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 3,580 | $54,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,371 | $52,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 742 | $51,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 6,512 | $51,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,409 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1,119 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 893 | $50,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 600 | $49,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,377 | $49,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $48,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,805 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,162 | $47,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,000 | $46,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 509 | $46,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 757 | $46,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 400 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 489 | $45,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 700 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,054 | $44,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 553 | $42,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,065 | $42,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 503 | $42,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 493 | $42,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,079 | $42,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 904 | $42,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,137 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,552 | $41,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 4,289 | $39,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 249 | $38,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,600 | $38,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 610 | $37,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,421 | $37,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,044 | $36,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,682 | $35,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 581 | $33,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,814 | $33,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,062 | $33,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,000 | $32,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,361 | $32,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,032 | $32,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 607 | $31,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,610 | $31,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 536 | $31,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 502 | $31,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,053 | $30,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,870 | $30,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 642 | $29,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 183 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 330 | $28,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,500 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 854 | $27,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,150 | $27,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,892 | $26,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 200 | $25,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,200 | $25,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,376 | $24,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 946 | $24,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 5,372 | $24,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 524 | $24,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 200 | $23,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 460 | $23,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 219 | $23,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,725 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 945 | $23,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,927 | $23,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 960 | $23,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 174 | $22,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,750 | $22,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,627 | $22,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 9,725 | $22,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 198 | $20,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 607 | $20,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 265 | $20,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 316 | $19,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,581 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 985 | $19,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,000 | $18,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,729 | $18,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 15 | $18,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 24 | $17,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 100 | $17,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,282 | $17,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 300 | $17,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 215 | $16,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 215 | $16,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 320 | $16,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 299 | $16,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,877 | $16,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 150 | $15,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 99 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 115 | $15,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,264 | $15,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 114 | $15,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 250 | $14,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 173 | $14,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 127 | $14,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 400 | $14,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 441 | $14,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,400 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 450 | $13,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,000 | $13,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 201 | $12,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 615 | $12,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 400 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 314 | $11,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 274 | $11,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 150 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 225 | $10,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 840 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $10,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 312 | $10,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 220 | $10,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 150 | $10,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 669 | $10,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 728 | $10,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 400 | $10,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 122 | $9,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 230 | $9,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 136 | $9,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 113 | $9,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 165 | $9,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 822 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 155 | $9,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $9,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 553 | $9,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 167 | $8,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $8,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 134 | $8,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 251 | $8,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,372 | $8,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 77 | $8,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 49 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 300 | $8,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 195 | $8,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 495 | $8,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 200 | $8,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 177 | $7,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200 | $7,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 220 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 50 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 326 | $7,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 250 | $7,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 95 | $7,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 380 | $7,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 212 | $7,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 449 | $7,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 6,453 | $7,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 120 | $6,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 300 | $6,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 230 | $6,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 178 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 388 | $6,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 200 | $6,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 225 | $6,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 684 | $5,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 250 | $5,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 50 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 200 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 101 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 150 | $4,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 814 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 89 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 300 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 39 | $4,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 300 | $4,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 138 | $4,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 65 | $3,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 42 | $3,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 114 | $3,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 99 | $3,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 100 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 300 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 100 | $3,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 262 | $3,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 549 | $3,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4 | $2,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 66 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 138 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,472 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 400 | $1,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 100 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 39 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 280 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 56 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 53 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 250 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-117216 | this filing | 2016-08-08 | acceptance time not in the bulk data set |