13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 746 holding rows worth $5,058,078,000.
- Accession
- 0001144204-16-117161
- Filer
- CIK 1269932
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 749 entries on the cover page, a total value of $5,058,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,058,078,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,445 | $390,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,606 | $389,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 8,664 | $387,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,332 | $386,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 73,208 | $386,000 | thousands by filing date | |
| RECKITT BENCKISER GROUP PLC | B24CGK7 | COM | 3,860 | $385,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARRICK GOLD CORP | 067901108 | COM | 17,936 | $383,000 | thousands by filing date | |
| ABB LTD | 7108899 | COM | 19,520 | $382,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,672 | $381,000 | thousands by filing date | |
| ASSA ABLOY | BYPC1T4 | COM | 18,676 | $380,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DOVER CORP COM | 260003108 | Stock | 5,379 | $373,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,732 | $373,000 | thousands by filing date | |
| DOLLARAMA INC DOL CN | B4TP9G2 | COM | 5,330 | $372,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXELON CORP COM | 30161N101 | Stock | 10,115 | $368,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,166 | $367,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,229 | $367,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,963 | $366,000 | thousands by filing date | |
| CHINA MACHY ENGR ORD F | B94VG58 | COM | 558,500 | $362,000 | thousands by filing date | The CUSIP as filed is malformed. |
| US FOODS HLDG CORP COM | 912008109 | Stock | 14,900 | $361,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,063 | $361,000 | thousands by filing date | |
| AMADEUS IT HOLDING SA | B3MSM28 | COM | 8,230 | $359,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,572 | $357,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,170 | $356,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,592 | $355,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,525 | $354,000 | thousands by filing date | |
| ORPEA | 7339451 | COM | 4,241 | $349,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHS Inc | 12542R803 | Preferred Stock | 12,000 | $345,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,369 | $343,000 | thousands by filing date | |
| JAMES HARDIE INDUS CDI | B60QWJ2 | COM | 22,140 | $338,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 205,500 | $337,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CONTINENTAL AG | 4598589 | COM | 1,793 | $337,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,706 | $336,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,935 | $335,000 | thousands by filing date | |
| HOYA CORP | 6441506 | COM | 9,500 | $334,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,654 | $331,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 11,909 | $330,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,154 | $329,000 | thousands by filing date | |
| AGGREKO | BK1PTB7 | COM | 19,360 | $329,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CDK GLOBAL INC | 12508E101 | COM | 5,806 | $322,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,303 | $319,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,050 | $319,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,789 | $313,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,260 | $312,000 | thousands by filing date | |
| PANDORA A/S | B44XTX8 | COM | 2,272 | $307,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VECTREN CORP | 92240G101 | COM | 5,816 | $306,000 | thousands by filing date | |
| BUMUNGRAD HOSPITAL PUBILC CO L | B0166D1 | COM | 58,600 | $305,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,269 | $304,000 | thousands by filing date | |
| MARINE HARVEST | B02L486 | COMMON | 18,215 | $304,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NINTENDO CO LTD | 6639550 | COM | 2,150 | $304,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,130 | $302,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,522 | $298,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,690 | $297,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,529 | $295,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 19,200 | $295,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 7,300 | $292,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,672 | $291,000 | thousands by filing date | |
| First Republic 7.0- Called12/2 | 33616c860 | PFD | 10,264 | $290,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,084 | $285,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,330 | $282,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 29,722 | $281,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,998 | $278,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 6,935 | $278,000 | thousands by filing date | |
| CALBEE INC | B3TBRZ8 | COM | 6,750 | $278,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,713 | $277,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 95,667 | $277,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 13,066 | $273,000 | thousands by filing date | |
| SMITH & NEPHEW PLC | 0922320 | COM | 16,209 | $273,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTERCONTL HOTELS | BYXK639 | COM | 7,399 | $271,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,087 | $267,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,330 | $267,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,560 | $266,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,661 | $266,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,733 | $261,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,496 | $260,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 16,850 | $258,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,000 | $257,000 | thousands by filing date | |
| WORLDPAY GRP PLC | BYYK2V8 | COM | 70,565 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNDER ARMOUR INC | 904311206 | CL C | 6,912 | $252,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 949 | $250,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 30,000 | $249,000 | thousands by filing date | |
| TOKIO MARINE HLDG | 6513126 | COM | 7,600 | $248,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287168 | COM | 2,876 | $245,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,463 | $242,000 | thousands by filing date | |
| JULIUS BAER GRUPPE | B4R2R50 | COM | 6,093 | $242,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,351 | $240,000 | thousands by filing date | |
| SARTORIUS AG | 5843329 | COM | 3,260 | $240,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CORNING INC | 219350105 | COM | 11,642 | $238,000 | thousands by filing date | |
| KOSE CORPORATION | 6194468 | COM | 2,857 | $238,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,093 | $236,000 | thousands by filing date | |
| JC DECAUX SA | 7136663 | COM | 7,000 | $236,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,673 | $233,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,167 | $231,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,920 | $228,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,001 | $228,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,000 | $228,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,994 | $228,000 | thousands by filing date | |
| EUROCASH SA | B064B91 | COM | 19,445 | $227,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MGE ENERGY INC | 55277P104 | COM | 3,973 | $225,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,500 | $221,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $220,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,125 | $220,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,339 | $215,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,008 | $215,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,360 | $214,000 | thousands by filing date | |
| ISTAR INC. 7.875 PERCENT PFD PFD SER | 45031u507 | PFD | 9,313 | $214,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,833 | $212,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,000 | $210,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,997 | $209,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,180 | $209,000 | thousands by filing date | |
| BHP BILLITON LTD NPV | 6144690 | COM | 14,966 | $208,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,000 | $207,000 | thousands by filing date | |
| GPO AERO CENT NORT | B1KFX13 | COM | 34,524 | $204,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,055 | $203,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 22,995 | $201,000 | thousands by filing date | |
| ITAU UNIBANCO HOLDING S-PREF | B037HR3 | PFD | 21,167 | $200,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,665 | $195,000 | thousands by filing date | |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 44,100 | $195,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SM PRIME HOLDINGS INC | 6818843 | COM | 334,250 | $194,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALCOA INC | 013817101 | COM | 19,888 | $184,000 | thousands by filing date | |
| MOTOR SICH JSC SPON GDR REG S | B1YXJM6 | COM | 24,420 | $181,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ORIX CORP | 6661144 | COM | 13,890 | $176,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 70,619 | $173,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STORA ENSO OYJ | 5072673 | COM | 20,880 | $166,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,000 | $163,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 13,692 | $158,000 | thousands by filing date | |
| PETROCHINA CO LTD ORD F | 6226576 | COM | 226,300 | $154,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRUMA SAB DE CV | 2392545 | COM | 10,694 | $154,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AGRICULTURAL BANK OF CHINA LIM | B60LZR6 | COM | 420,000 | $153,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMMERCIAL INTL BANK-ADR | 201712304 | COM | 41,797 | $151,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 18,150 | $150,000 | thousands by filing date | |
| SHENZHOU INTERNATIONAL GROUP | B0MP1B0 | COM | 30,418 | $147,000 | thousands by filing date | The CUSIP as filed is malformed. |
| D&L INDUSTRIES | B99R1B2 | COM | 695,000 | $147,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VITASOY INTL | 6927590 | COM | 80,700 | $146,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIRPORTS OF THAILA | 6741206 | COM | 13,000 | $144,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HP INC COM | 40434L105 | Stock | 10,920 | $137,000 | thousands by filing date | |
| FORTUNE REAL ESTATE INVESTMENT | 6677174 | COM | 115,000 | $136,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 350,869 | $132,000 | thousands by filing date | |
| Tinka Res Ltd Com F | 887522100 | COM | 732,290 | $131,000 | thousands by filing date | |
| OIL SEARCH LTD | 6657604 | COM | 26,388 | $131,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RITEAID CORP | 767754104 | COM | 17,105 | $128,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,206 | $127,000 | thousands by filing date | |
| BEIJING ENTERPRISES HLDGS | 6081690 | COM | 22,400 | $126,000 | thousands by filing date | The CUSIP as filed is malformed. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 49,478 | $119,000 | thousands by filing date | |
| ALSEA SAB DE CV | 2563017 | COM | 31,188 | $118,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,226 | $104,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,000 | $96,000 | thousands by filing date | |
| SINGAPORE AIRPORT TERMINAL SER | 6243586 | COM | 31,500 | $96,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,605 | $95,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 293,180 | $95,000 | thousands by filing date | |
| GRUPO FINANCIERO BANORTE-O | 2421041 | COM | 16,803 | $94,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMMERCIAL INTERNATIONAL BANK | 5668287 | COM | 25,520 | $91,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $88,000 | thousands by filing date | |
| KASIKORNBANK PCL | 6888783 | COM | 18,100 | $88,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANDARIN ORIENTAL INTL LTD | 6560713 | COM | 60,335 | $82,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IMMUNOMEDICS INC | 452907108 | COM | 33,935 | $79,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,601 | $77,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,200 | $76,000 | thousands by filing date | |
| PAN-UNITED CORP | 6669814 | COM | 162,000 | $70,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHINA MERCHANTS HLDGS PAC | 6440116 | COM | 91,350 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHINA AUTOMATION GROUP | B1Z98B5 | COM | 453,000 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 17,885 | $68,000 | thousands by filing date | |
| LINGKARAN TRANS KOTA HOLDINGS | 6505491 | COM | 46,500 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZTE CORPORATION | B04KP88 | COM | 51,000 | $64,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 28,000 | $61,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 30,000 | $60,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,471 | $57,000 | thousands by filing date | |
| BOOKER GROUP PLC | B01TND9 | COM | 23,220 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 14,000 | $53,000 | thousands by filing date | |
| HENDERSON GROUP PLC ORDF | G4474Y172 | COM | 18,339 | $52,000 | thousands by filing date | |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HOME PRODUCT CENTER ORDF | 6418544 | COM | 169,600 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,000 | $47,000 | thousands by filing date | |
| STAKEHOLDER GOLD CO F | 85255r202 | COM | 156,000 | $43,000 | thousands by filing date | |
| CENTURY PACIFIC FO | BLRL853 | COM | 85,400 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SHENG SIONG GROUP | B657MH8 | COM | 59,500 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POLYMET MINING CORP | 731916102 | COM | 49,101 | $38,000 | thousands by filing date | |
| CHINA RAILWAY CONSTRUCTION-H | B2PFVH7 | COM | 29,300 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 34,800 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| A2 MILK COMPANY | 6287250 | COM | 28,550 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TMB BANK | 6887876 | COM | 545,000 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 75,666 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDQUEST MINING CORP (Canadia | 38144c100 | cs | 80,000 | $28,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $26,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 35,600 | $24,000 | thousands by filing date | |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 18,000 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FU SHOU YUAN INTL GROUP | BH4TZ73 | COM | 32,500 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,500 | $22,000 | thousands by filing date | |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 20,000 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GALAXY RESOURCES LTD P SHS | q39596103 | COM | 50,000 | $18,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,000 | $17,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC CO | 266042100 | COM | 175,373 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $14,000 | thousands by filing date | |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $13,000 | thousands by filing date | |
| PRECIPITATE GOLD CO F | 74019d105 | COM | 50,000 | $12,000 | thousands by filing date | |
| EXCELLON RESOURCES INC F | 30069C207 | COM | 10,000 | $10,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 30,000 | $9,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 73,500 | $9,000 | thousands by filing date | |
| CANUC RES CORP CDA NEW F | 138909304 | COM | 40,000 | $9,000 | thousands by filing date | |
| PACIFIC BASIN SHIPPING | B01RQM3 | COM | 90,000 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORTHERN SHIELD RESOURCES INC | 665720108 | COMMON STOCK | 60,000 | $8,000 | thousands by filing date | |
| ADAMERA MINERALS CO F | 00547y105 | COM | 100,000 | $7,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 1,248,500 | $6,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $5,000 | thousands by filing date | |
| GMV Minerals Inc | 3620M1501 | Common Stock | 20,000 | $5,000 | thousands by filing date | |
| Immune Therapeutics Inc | 45252a107 | CS | 28,600 | $5,000 | thousands by filing date | |
| WALKER INNOVATION INC COM | 931661102 | COM | 10,000 | $5,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 11,000 | $4,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $3,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $3,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 30,980 | $2,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 723,000 | $2,000 | thousands by filing date | |
| POWERCOLD CORP COM | 73931Q103 | COM | 19,000 | $2,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TAKU GOLD CORP F | 874072200 | COM | 19,900 | $2,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 20,000 | $1,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 14,428 | $1,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $1,000 | thousands by filing date | |
| NUVILEX INC | 67090R100 | COM | 21,000 | $1,000 | thousands by filing date | |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 214,434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIC ENERGY INC | 229675103 | COM | 23,252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING RESOURCES LTD | 858915101 | com | 14,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 10,925 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 30,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tasty Fries Inc New Par $0.001 | 876556200 | Com | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL RES CORP | 37945C202 | COMMON | 41,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 16,592 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC COM | 02640N101 | Stock | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| General Motors Escrow Pending | 370ESCAZ8 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 30,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIEW SYSTEMS INC | 926706201 | COM | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE EXCHANGE INC | 53184v108 | COM | 14,465 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MED BIOGENE INC F | 58402b107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN METALS CORP F | 29880p108 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-117161 | this filing | 2016-08-08 | acceptance time not in the bulk data set |