13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 1,241 holding rows worth $10,724,600,000.
- Accession
- 0001144204-16-117114
- Filer
- CIK 902367
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,242 entries on the cover page, a total value of $10,724,600,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,724,600,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,876 | $287,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,175 | $286,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,223 | $286,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 18,975 | $286,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,731 | $286,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,739 | $285,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,984 | $284,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,455 | $282,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,828 | $281,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,843 | $279,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 21,200 | $278,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,691 | $276,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,150 | $275,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,370 | $275,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,829 | $274,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,015 | $274,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,241 | $272,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 15,174 | $272,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,105 | $271,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,639 | $271,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,686 | $271,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 28,114 | $271,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,570 | $270,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,515 | $270,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 3,561 | $270,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,854 | $268,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,300 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,000 | $268,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 7,192 | $268,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,020 | $267,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 9,446 | $267,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,531 | $266,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,090 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,972 | $263,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,555 | $263,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 27,241 | $261,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,906 | $261,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,654 | $260,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 8,406 | $259,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 5,885 | $259,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 98,857 | $259,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,613 | $258,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,388 | $256,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,908 | $256,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,573 | $255,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 12,500 | $255,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 5,000 | $255,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 54,250 | $254,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 20,115 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,625 | $252,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 38,381 | $252,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 11,569 | $251,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,853 | $246,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,900 | $245,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,500 | $245,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 9,310 | $244,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,348 | $244,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,187 | $243,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,506 | $243,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 15,976 | $242,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,547 | $241,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 12,015 | $240,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 8,243 | $239,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,710 | $238,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,090 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,525 | $235,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 13,569 | $235,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,391 | $234,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 16,389 | $234,000 | thousands by filing date | |
| Northeast Indiana Bancorp Inc | 664196201 | Com | 8,000 | $234,000 | thousands by filing date | |
| EASTERN MICHIGAN FINANCIAL CORP | 276722105 | COM | 13,624 | $234,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,701 | $232,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 22,495 | $232,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,146 | $232,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,908 | $231,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 10,800 | $231,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,196 | $231,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,134 | $230,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,100 | $230,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,057 | $229,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 14,000 | $229,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,375 | $228,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 40,850 | $227,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,205 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,286 | $224,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,319 | $222,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,262 | $222,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,732 | $222,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,630 | $221,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,428 | $219,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,661 | $219,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,454 | $219,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,337 | $218,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 13,450 | $218,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 44,131 | $218,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,400 | $217,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,693 | $216,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,310 | $215,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,000 | $211,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 7,880 | $211,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,045 | $210,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 220 | $210,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,001 | $210,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,368 | $210,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 14,375 | $210,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 8,449 | $209,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 5,824 | $209,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,395 | $208,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,059 | $208,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 8,713 | $208,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,305 | $208,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,001 | $205,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,788 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,956 | $204,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,198 | $203,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,409 | $202,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,308 | $202,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,300 | $202,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 23,604 | $201,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,750 | $200,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 27,000 | $198,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 26,191 | $196,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 11,590 | $190,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 59,700 | $189,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 11,909 | $187,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,610 | $185,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 31,814 | $182,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,742 | $182,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 14,168 | $181,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 60,289 | $178,000 | thousands by filing date | |
| QT VASCULAR LTD | Y71660107 | COM | 2,565,696 | $177,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 16,635 | $174,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 511,984 | $174,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 726,500 | $172,000 | thousands by filing date | |
| FNBH BANCORP INC HOWELL MICHIGAN | 302528203 | COM | 141,993 | $172,000 | thousands by filing date | |
| Deutsche Telekom AG | D2035M136 | COM | 10,000 | $170,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,168 | $168,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 19,229 | $167,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 17,315 | $166,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 52,309 | $155,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 38,300 | $154,000 | thousands by filing date | |
| SOUTHERN BANC COMPANY INC (THE) | 842233108 | COM | 15,700 | $154,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,945 | $153,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,450 | $152,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 20,713 | $150,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,860 | $150,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $149,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 37,196 | $145,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 25,237 | $144,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 10,000 | $144,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,330 | $139,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 14,800 | $136,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 12,780 | $133,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,301 | $132,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 15,000 | $132,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 23,000 | $126,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $123,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,200 | $123,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 418,942 | $122,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,061 | $121,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 35,280 | $117,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,000 | $116,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 18,014 | $113,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 21,355 | $112,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,450 | $105,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,600 | $105,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 11,745 | $104,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,000 | $102,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,500 | $102,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 23,500 | $101,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,922 | $100,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 41,000 | $99,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 44,900 | $99,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $96,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,980 | $96,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,500 | $96,000 | thousands by filing date | |
| VIRTUS | 92828R610 | MTF | 20,096 | $95,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,372 | $95,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,601 | $92,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,130 | $90,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 11,500 | $88,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,100 | $80,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,602 | $80,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 13,094 | $76,000 | thousands by filing date | |
| EXOVA GROUP PLC ORD GBP0.01 | G33117105 | COM | 30,180 | $73,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 19,478 | $72,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,425 | $71,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 19,789 | $69,000 | thousands by filing date | |
| PREMARA FINL INC COM | 74046G105 | Stock | 10,000 | $68,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 15,500 | $67,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,300 | $65,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 18,325 | $65,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 100,000 | $62,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,400 | $60,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 14,747 | $56,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 10,650 | $50,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 55,555 | $49,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 20,350 | $49,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 50,000 | $46,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 33,130 | $44,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,000 | $41,000 | thousands by filing date | |
| Ascendas India Trust | Y0259C104 | COM | 54,000 | $40,000 | thousands by filing date | |
| Copper Mountain Mining Corp. | 21750U101 | Equities | 102,283 | $39,000 | thousands by filing date | |
| Bfc Financial Corp. Cl A | 055384200 | COM | 12,500 | $36,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 16,688 | $33,000 | thousands by filing date | |
| NEPHROS INC | 640671301 | COM | 121,334 | $31,000 | thousands by filing date | |
| ARMANINO FOODS DISTINCTION INC | 042166801 | COM | 10,500 | $24,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 12,500 | $23,000 | thousands by filing date | |
| SERCO GROUP | G80400107 | COMMON STOCK | 15,400 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $22,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,375 | $21,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 34,500 | $21,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 16,935 | $21,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 30,000 | $20,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,120 | $15,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,800 | $11,000 | thousands by filing date | |
| Flexpoint Sensor Systems Inc | 33938W206 | Com | 156,700 | $10,000 | thousands by filing date | |
| Winston Pharmaceuticals | 975657107 | COM | 370,671 | $7,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 50,000 | $4,000 | thousands by filing date | |
| VIRTRA SYSTEMS INC | 92827K103 | COM | 20,000 | $4,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 14,000 | $4,000 | thousands by filing date | |
| HTC PURENERGY INC | 40432D105 | ADR | 14,300 | $3,000 | thousands by filing date | |
| MEDINAH MINERALS INC | 58489M109 | COMMON STOCK | 170,000 | $2,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,000 | $2,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,590 | $1,000 | thousands by filing date | |
| CALICO RESOURCES CORP | 13000L106 | ADR | 10,000 | $1,000 | thousands by filing date | |
| CONTINENTAL ENERGY CORP FOR | 210909107 | ADR | 91,000 | $1,000 | thousands by filing date | |
| AMERICAN VANTAGE COMPANIES | 03037B106 | COM | 21,865 | $1,000 | thousands by filing date | |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 54,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 79,388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 17,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL MARKETS TECHNOLOGIES I | 14030N104 | COM | 233,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREPAID CARD HOLDINGS INC | 74072A105 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER ENTMT INTL INC | 92908D101 | COM | 91,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLS-ROYCE HOLDINGS PLC LO | G76225112 | ADR | 5,150,033 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER INTL PETROLEUM CORP | 026909408 | COM | 82,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL LINKS CORP NEW COM PAR NOV 2008 | 379408701 | Common Stock | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEIN POLYMER TECHNOLOGIES INC | 743697104 | COM | 660,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RVUE HOLDINGS INC | 74975J104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-117114 | this filing | 2016-08-08 | acceptance time not in the bulk data set |