13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-18, with 59 holding rows worth $61,481,000.
- Accession
- 0001144204-16-113285
- Filer
- CIK 1307877
- Filed
- 2016-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 59 entries on the cover page, a total value of $61,481,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,481,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 40,000 | $8,379,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 40,000 | $4,599,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $4,361,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $3,794,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 226,638 | $3,733,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,000 | $1,745,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 15,000 | $1,704,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 225,000 | $1,583,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 154,125 | $1,552,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 65,000 | $1,423,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 45,000 | $1,317,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,000 | $1,176,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 130,000 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 32,700 | $1,124,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 122,681 | $1,110,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 14,840 | $1,099,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 70,000 | $1,094,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,391 | $1,092,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 274,901 | $1,091,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,760 | $1,066,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 42,600 | $1,055,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,376 | $848,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 33,699 | $791,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 67,424 | $763,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,500 | $756,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 65,000 | $756,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $721,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 38,792 | $711,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $707,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $685,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 68,000 | $635,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 162,900 | $619,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 61,648 | $600,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,000 | $598,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 7,759 | $545,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 470,100 | $503,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 122,500 | $496,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,000 | $449,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,000 | $431,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 23,982 | $431,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 30,400 | $421,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 22,500 | $394,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,500 | $334,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 30,000 | $317,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,000 | $279,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 12,800 | $264,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,834 | $254,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,319 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,000 | $222,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 40,000 | $208,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,995 | $202,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,000 | $202,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 181,845 | $202,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 20,000 | $191,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,500 | $141,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 14,100 | $121,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 80,000 | $103,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 60,301 | $71,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 18,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-113285 | this filing | 2016-07-18 | acceptance time not in the bulk data set |