13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,363 holding rows worth $55,729,393,000.
- Accession
- 0001144204-16-102601
- Filer
- CIK 1009207
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,618 entries on the cover page, a total value of $55,729,393,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $55,729,393,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 9,680 | $315,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 21,772 | $315,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,933 | $313,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 129,579 | $312,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,767 | $311,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 51,000 | $311,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 16,000 | $308,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 10,000 | $307,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 35,264 | $307,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,000 | $306,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 13,395 | $302,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 41,042 | $301,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 19,077 | $301,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 22,387 | $300,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 13,912 | $300,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,000 | $299,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,162 | $296,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 15,566 | $295,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 59,324 | $295,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 17,371 | $295,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,108 | $294,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,066 | $294,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,000 | $294,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 18,867 | $293,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 16,357 | $293,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,227 | $293,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,802 | $293,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 162,976 | $293,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,886 | $292,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 10,000 | $291,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 36,215 | $290,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,865 | $289,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,000 | $289,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 498,472 | $289,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,200 | $288,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,800 | $288,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,000 | $286,000 | thousands by filing date | put |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,835 | $286,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 4,427 | $286,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,923 | $285,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 9,198 | $285,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 20,452 | $284,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 31,269 | $283,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 7,361 | $283,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 35,563 | $283,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,118 | $281,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,209 | $281,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 206,943 | $281,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3,179 | $280,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 21,543 | $280,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 10,901 | $280,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 49,082 | $280,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 7,300 | $277,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 23,714 | $277,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,555 | $276,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,970 | $276,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 30,000 | $276,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 1,747 | $275,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 13,972 | $274,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 7,309 | $274,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 22,300 | $273,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 60,865 | $272,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,097 | $271,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,478 | $270,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 22,501 | $270,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 21,213 | $270,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 42,385 | $270,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,400 | $269,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 9,200 | $268,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 6,192 | $267,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,600 | $267,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 10,597 | $266,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 18,658 | $263,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 17,955 | $261,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,607 | $260,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 40,000 | $260,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 15,053 | $259,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,103 | $257,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,066 | $257,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 11,819 | $257,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,603 | $256,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,250 | $256,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 16,142 | $256,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 253,636 | $256,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 17,409 | $256,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,472 | $254,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 8,200 | $254,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,800 | $253,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 13,818 | $253,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 16,300 | $252,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 18,394 | $252,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 37,226 | $252,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 23,100 | $251,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 7,039 | $251,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 33,207 | $251,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 33,535 | $250,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 27,700 | $250,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 32,612 | $250,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,400 | $249,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,940 | $249,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,925 | $249,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,172 | $247,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 32,500 | $247,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 41,195 | $247,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 98,813 | $247,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,468 | $246,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,200 | $246,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 36,926 | $245,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 7,923 | $244,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 21,991 | $244,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 404,110 | $244,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 32,845 | $243,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,758 | $240,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,000 | $239,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 14,400 | $239,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 9,656 | $239,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 8,095 | $239,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 89,000 | $239,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,376 | $238,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 8,796 | $238,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 14,808 | $237,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,600 | $235,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,347 | $235,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,400 | $234,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 17,807 | $234,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 10,092 | $234,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 6,984 | $233,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 20,391 | $233,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 94,123 | $232,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,513 | $232,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 239,548 | $232,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,168 | $231,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 22,200 | $231,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,630 | $231,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 49,597 | $231,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 43,407 | $230,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 85,340 | $230,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 175,219 | $230,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,535 | $229,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $229,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $229,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 4,970 | $229,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 23,115 | $228,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 31,757 | $227,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,209 | $226,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 22,136 | $226,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 16,498 | $226,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,891 | $225,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 22,723 | $225,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 75,000 | $225,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 9,860 | $224,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,476 | $222,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,100 | $222,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 36,383 | $220,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 111,150 | $220,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 16,968 | $220,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 16,355 | $219,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,000 | $218,000 | thousands by filing date | put |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 41,772 | $218,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,091 | $216,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 9,991 | $216,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 30,109 | $216,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,832 | $215,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 5,897 | $215,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 15,000 | $214,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 7,238 | $214,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,037 | $214,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 7,079 | $213,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 39,475 | $212,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,386 | $211,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,000 | $209,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 49,755 | $209,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 127,298 | $209,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,989 | $208,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,500 | $206,000 | thousands by filing date | call |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 8,136 | $206,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 22,150 | $205,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,679 | $204,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 486,227 | $204,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,762 | $203,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,600 | $203,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 7,237 | $202,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 9,285 | $202,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 68,655 | $201,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,298 | $201,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 9,591 | $201,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 16,160 | $201,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,600 | $200,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 10,000 | $199,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 26,113 | $199,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 29,298 | $199,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,000 | $199,000 | thousands by filing date | call |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 112,217 | $199,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 42,216 | $198,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 429,008 | $197,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 34,466 | $196,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 64,383 | $194,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 13,578 | $194,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 95,091 | $194,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 10,565 | $194,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 202,241 | $191,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 44,164 | $191,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 63,228 | $188,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 344,439 | $187,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,605 | $184,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 36,569 | $184,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $183,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 173,109 | $182,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 11,490 | $181,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 16,935 | $180,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 30,102 | $179,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 43,029 | $179,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,700 | $178,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 12,672 | $178,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 44,500 | $176,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 37,770 | $176,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 18,311 | $176,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 21,097 | $175,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 35,509 | $172,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 15,100 | $170,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 14,417 | $170,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,024 | $167,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,844 | $167,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 51,984 | $167,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 20,578 | $167,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 40,000 | $165,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 17,190 | $165,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 127,955 | $163,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,286 | $162,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 10,885 | $161,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 52,645 | $160,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 28,073 | $155,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 53,705 | $154,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 24,420 | $152,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 19,623 | $152,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 96,605 | $151,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,407 | $150,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 34,538 | $150,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 19,224 | $148,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 14,180 | $147,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 11,720 | $145,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 23,729 | $145,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,692 | $143,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 190,876 | $143,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,171 | $142,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 13,950 | $138,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,356 | $135,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 271,956 | $133,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 29,048 | $133,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 151,649 | $132,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 58,628 | $132,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 51,796 | $132,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 253,153 | $132,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 81,365 | $130,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 13,049 | $129,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 11,089 | $128,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 17,107 | $128,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 138,577 | $128,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 15,597 | $126,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 234,903 | $126,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 34,672 | $125,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $125,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 24,928 | $125,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 14,443 | $124,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 15,850 | $124,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,919 | $120,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,165 | $120,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 51,010 | $119,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 14,130 | $119,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 18,259 | $118,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 14,658 | $118,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 17,327 | $116,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 22,786 | $114,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 12,256 | $112,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 456,570 | $110,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 24,467 | $110,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 29,702 | $108,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 19,401 | $108,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 25,900 | $108,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,901 | $107,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 31,518 | $104,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,034 | $102,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,311 | $99,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 11,938 | $98,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 16,765 | $97,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 23,991 | $96,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 11,832 | $96,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 13,970 | $96,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,522 | $95,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,278 | $94,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 47,072 | $92,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 251,650 | $90,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 39,636 | $87,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 17,176 | $87,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,788 | $81,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 30,500 | $81,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 107,312 | $81,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 31,714 | $81,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 46,388 | $79,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 33,731 | $77,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 92,283 | $76,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 399,000 | $76,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,405 | $75,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 25,000 | $75,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,383 | $75,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 15,242 | $75,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 32,937 | $74,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,949,600 | $71,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 167,431 | $70,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 13,933 | $70,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,632 | $69,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 136,786 | $69,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 14,456 | $69,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 98,798 | $67,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 40,036 | $67,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 120,000 | $65,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,650 | $64,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 11,840 | $64,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,635 | $62,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 26,600 | $62,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 19,881 | $62,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,047 | $62,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 43,256 | $60,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,731 | $58,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,057 | $58,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 11,272 | $58,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,191 | $57,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,663 | $57,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 22,432 | $57,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 24,122 | $56,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 37,790 | $56,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 10,677 | $53,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 35,775 | $52,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,552 | $50,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 195,000 | $49,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 22,524 | $48,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,428 | $46,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 49,869 | $46,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 11,516 | $46,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 42,531 | $44,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 13,000 | $43,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,708 | $43,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,600 | $42,000 | thousands by filing date | put |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 58,451 | $41,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $40,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $40,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 50,081 | $37,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 15,932 | $34,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,125 | $32,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $27,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 32,778 | $26,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,718 | $25,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 13,753 | $24,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,547 | $22,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 194,900 | $21,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,311 | $20,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 195,000 | $18,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 34,405 | $12,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,875 | $10,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 13,010 | $9,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 25,536 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 24,445 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-102601 | this filing | 2016-05-16 | acceptance time not in the bulk data set |