13F-HR filed by PINKERTON WEALTH, LLC
PINKERTON WEALTH, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 222 holding rows worth $156,248,000.
- Accession
- 0001144204-16-102000
- Filer
- CIK 1536446
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 227 entries on the cover page, a total value of $156,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,248,000 with VALUE read as thousands by filing date, 13F file number 028-17457. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 292,542 | $20,193,000 | thousands by filing date | |
| VTI | 922908769 | COM | 156,087 | $16,354,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 79,237 | $16,287,000 | thousands by filing date | |
| IJH | 464287507 | COM | 112,444 | $15,977,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 68,094 | $5,874,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,329 | $2,607,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 46,246 | $2,549,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40,362 | $2,541,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 79,751 | $2,534,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 78,268 | $2,531,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 64,574 | $2,530,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 77,104 | $2,512,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 23,609 | $2,490,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 167,673 | $2,488,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 53,216 | $2,469,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 58,900 | $2,465,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AFLAC INC. | 1055102 | COM | 39,048 | $2,465,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYSCOCORP | 871829107 | COM | 52,400 | $2,449,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 41,378 | $2,441,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 45,057 | $2,437,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 53,811 | $2,431,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 53,044 | $2,416,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,312 | $2,413,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17,937 | $2,411,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 59,200 | $2,401,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 77,963 | $2,386,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,923 | $2,380,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 48,678 | $2,356,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 18,418 | $2,322,000 | thousands by filing date | |
| ASTRAZENECA PLC | 46353108 | ADR | 79,602 | $2,242,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Resource Real Estate Diversified Income | 76123K701 | COM | 196,214 | $1,913,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 152,440 | $1,474,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 7,482 | $1,428,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 13,483 | $1,418,000 | thousands by filing date | |
| Corporate Capital Trust Inc SWM | 1690419 | COM | 145,031 | $1,322,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MasterCard, Inc | 57636Q104 | COM | 13,184 | $1,246,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 23,194 | $1,185,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 27,520 | $1,126,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,259 | $1,110,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 20,496 | $1,085,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,481 | $1,046,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 8,612 | $949,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 19,406 | $749,000 | thousands by filing date | |
| FS GLOBAL CREDIT OPPORTUNITIES FUNDD | 30291A102 | Stock | 102,909 | $712,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 34,307 | $613,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,219 | $524,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 19,796 | $473,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 5,561 | $122,000 | thousands by filing date | |
| Futures Portfolio Cl B LP | 36114F202 | Common Stock | 18 | $117,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 5,007 | $93,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,116 | $89,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 10,386 | $85,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 527 | $75,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BP PLC ADR | 55622104 | COM | 1,500 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,050 | $49,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 3,966 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CIENA CORP COM NEW | 171779309 | Stock | 2,031 | $39,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 378 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 247 | $33,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 862 | $33,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 246 | $27,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,001 | $27,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 400 | $27,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,450 | $24,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,673 | $24,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,560 | $23,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 150 | $22,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 235 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R247 | HIGH INCOME MLP | 5,082 | $21,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 338 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 425 | $20,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,187 | $19,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 150 | $18,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 158 | $17,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 224 | $17,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 425 | $17,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 234 | $15,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 529 | $15,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 360 | $15,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 150 | $15,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 218 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 127 | $14,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 120 | $14,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 63 | $14,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 358 | $14,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 162 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 165 | $14,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 110 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 185 | $13,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 315 | $13,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $12,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 100 | $11,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 320 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $10,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 787 | $10,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 134 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 465 | $9,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 483 | $8,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 151 | $8,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 133 | $8,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 800 | $8,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 122 | $8,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 556 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FISERV INC | 337738108 | COM | 64 | $7,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 120 | $7,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 197 | $7,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 107 | $7,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 63 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 317 | $7,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 379 | $7,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 60 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 52 | $6,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 104 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 304 | $6,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 67 | $6,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 72 | $6,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 530 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 201 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 101 | $6,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 49 | $6,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP | 8252108 | COM | 13 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 85 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 135 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 180 | $5,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 103 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 101 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 296 | $5,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 68 | $5,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 86 | $5,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 222 | $5,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 50 | $5,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 580 | $5,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 9 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 71 | $4,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17 | $4,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 58 | $4,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 111 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 25 | $4,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 32 | $4,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 58 | $4,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50 | $4,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 98 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 73 | $4,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 140 | $4,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 46 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 400 | $4,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 11 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Accenture Plc Class A | G1151C101 | COM | 10 | $3,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 43 | $3,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32 | $3,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 38 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 31 | $3,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 54 | $3,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 34 | $3,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 49 | $3,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 65 | $3,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 29 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 213 | $3,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 17 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 35 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 74 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 57 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 158 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 136 | $3,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 177 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 15 | $3,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 34 | $3,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 300 | $3,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 22 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Express | 25816109 | COM | 69 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAKER HUGHES INC. | 57224107 | COM | 75 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 30 | $3,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 50 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Altria Group Inc | 02209S103 | COM | 34 | $2,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 97 | $2,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 22 | $2,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3 | $2,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 17 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 101 | $2,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 104 | $2,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 18 | $2,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 38 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 40 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 22 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 46 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 124 | $2,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 22 | $2,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 26 | $2,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 22 | $2,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 48 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 57 | $2,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 29 | $2,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21 | $2,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10 | $2,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 73 | $2,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 10 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 117 | $2,000 | thousands by filing date | |
| DEVELOPERS DIVERS REALTY CRP | 251591103 | COMMON STOCK | 37 | $2,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 25 | $2,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 21 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 41 | $2,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 12 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 41 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 29 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMGEN INC. | 31162100 | COM | 25 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANADARKO PETE CORP | 32511107 | COM | 22 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AbbVie,Inc. | 00287Y109 | COM | 10 | $1,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| Invesco Ltd | 46127U104 | COM | 15 | $1,000 | thousands by filing date | |
| ASAPF | 05206X108 | Aurora Spine Corp | 7,100 | $1,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 63 | $1,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-102000 | this filing | 2016-05-16 | acceptance time not in the bulk data set |