13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-04, with 62 holding rows worth $57,336,000.
- Accession
- 0001144204-16-098882
- Filer
- CIK 1307877
- Filed
- 2016-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 62 entries on the cover page, a total value of $57,336,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,336,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 60,000 | $12,331,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 60,000 | $6,638,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 226,938 | $4,083,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $3,557,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 154,125 | $1,615,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,391 | $1,602,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $1,536,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 161,400 | $1,372,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 45,000 | $1,108,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 122,681 | $1,069,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 9,800 | $1,042,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 14,840 | $1,001,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 30,000 | $882,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 91,100 | $783,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 42,100 | $775,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,500 | $751,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 67,424 | $723,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 90,000 | $695,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $687,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $681,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 38,792 | $671,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,000 | $668,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 150,000 | $624,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,000 | $604,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $602,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 454,100 | $540,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 30,000 | $538,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,000 | $530,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,000 | $497,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 52,400 | $466,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 7,000 | $463,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $459,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 162,900 | $450,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 30,500 | $443,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 8,347 | $432,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,300 | $418,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 50,548 | $416,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,764 | $414,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 15,000 | $372,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 114,936 | $287,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,800 | $286,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,072 | $284,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $278,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 16,000 | $278,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 21,482 | $267,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 181,845 | $267,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 14,000 | $265,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 50,000 | $254,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 96,579 | $252,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 14,200 | $245,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 32,300 | $237,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,100 | $224,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 25,000 | $208,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,834 | $203,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 10,500 | $203,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 83,300 | $187,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 80,000 | $180,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,000 | $146,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,500 | $125,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 60,301 | $79,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 36,050 | $23,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 18,000 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-098882 | this filing | 2016-05-04 | acceptance time not in the bulk data set |