13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-03, with 748 holding rows worth $4,972,717,000.
- Accession
- 0001144204-16-098533
- Filer
- CIK 1269932
- Filed
- 2016-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 751 entries on the cover page, a total value of $4,972,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,972,717,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,682 | $368,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,067 | $366,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,590 | $366,000 | thousands by filing date | |
| COMMERCIAL INTL BANK-ADR | 201712304 | COM | 103,032 | $366,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 11,154 | $363,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,484 | $361,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 8,797 | $360,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,690 | $359,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,021 | $357,000 | thousands by filing date | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 13,480 | $355,000 | thousands by filing date | |
| BUMUNGRAD HOSPITAL PUBILC CO L | B0166D1 | COM | 58,600 | $354,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ORPEA | 7339451 | COM | 4,241 | $353,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 7,085 | $352,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,330 | $352,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 73,208 | $351,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,478 | $347,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 8,956 | $346,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,575 | $343,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,915 | $337,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,201 | $335,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 12,000 | $334,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,541 | $330,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,828 | $329,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,154 | $326,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,000 | $322,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,888 | $320,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 15,051 | $320,000 | thousands by filing date | |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 190,500 | $320,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,882 | $318,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,732 | $318,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 27,551 | $315,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-B SHS | B03MM40 | COM | 12,600 | $308,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JC DECAUX SA | 7136663 | COM | 7,000 | $306,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARRICK GOLD CORP | 067901108 | COM | 22,385 | $304,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 15,229 | $304,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,127 | $303,000 | thousands by filing date | |
| NASPERS LTD-N SHS | 6622691 | COM | 2,162 | $302,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,170 | $298,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,092 | $298,000 | thousands by filing date | |
| PANDORA A/S | B44XTX8 | COM | 2,272 | $297,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORD MTR CO COM | 345370860 | Stock | 21,843 | $295,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,424 | $294,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,926 | $292,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,050 | $292,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,302 | $290,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,450 | $289,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,880 | $289,000 | thousands by filing date | |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 119,142 | $288,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,180 | $286,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,592 | $283,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 14,761 | $281,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,321 | $280,000 | thousands by filing date | |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 59,300 | $280,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,238 | $278,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,305 | $278,000 | thousands by filing date | |
| KOSE CORPORATION | 6194468 | COM | 2,857 | $278,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NINTENDO CO LTD | 6639550 | COM | 1,950 | $277,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JAMES HARDIE INDUS CDI | B60QWJ2 | COM | 20,100 | $275,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CSX Corporation | 126408103 | COM | 10,612 | $273,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,839 | $272,000 | thousands by filing date | |
| CALBEE INC | B3TBRZ8 | COM | 6,750 | $268,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,935 | $267,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 30,000 | $267,000 | thousands by filing date | |
| SMITH & NEPHEW | 922320 | COM | 16,209 | $267,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ST JUDE MED INC | 790849103 | COM | 4,800 | $264,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,770 | $263,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,425 | $262,000 | thousands by filing date | |
| JULIUS BAER GRUPPE | B4R2R50 | COM | 6,093 | $262,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,906 | $261,000 | thousands by filing date | |
| EUROCASH SA | B064B91 | COM | 18,145 | $260,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 30,182 | $259,000 | thousands by filing date | |
| TOKIO MARINE HLDG | 6513126 | COM | 7,600 | $257,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 9,295 | $255,000 | thousands by filing date | |
| MARINE HARVEST | B02L486 | COMMON | 16,530 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLSTATE CORP COM | 020002101 | Stock | 3,733 | $251,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,000 | $251,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,240 | $247,000 | thousands by filing date | |
| SYMRISE AG | B1JB4K8 | COM | 3,685 | $247,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNION BANKSHARES CORP | 90539J109 | COM | 10,000 | $246,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,545 | $244,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 1,297,975 | $240,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 7,485 | $238,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,632 | $233,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,000 | $233,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 7,332 | $233,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,766 | $232,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,695 | $230,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 257 | $229,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 17,200 | $229,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,964 | $228,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 88,388 | $225,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 650 | $224,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,597 | $223,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,193 | $221,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,920 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,673 | $218,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,055 | $217,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $217,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 8,000 | $215,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,125 | $212,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 959 | $211,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,994 | $211,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,240 | $210,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,973 | $208,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,603 | $207,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,920 | $204,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,056 | $203,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,078 | $202,000 | thousands by filing date | |
| ISTAR INC. 7.875 PERCENT PFD PFD SER | 45031u507 | PFD | 9,114 | $202,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,642 | $201,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 20,700 | $198,000 | thousands by filing date | |
| BHP BILLITON LTD NPV | 6144690 | COM | 14,966 | $193,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,665 | $189,000 | thousands by filing date | |
| MOTOR SICH JSC SPON GDR REG S | B1YXJM6 | COM | 24,420 | $189,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEXTURA CORP | 883211104 | COM | 10,075 | $188,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 53,541 | $187,000 | thousands by filing date | |
| ORIX CORP | 6661144 | COM | 12,600 | $180,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 33,015 | $174,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,663 | $171,000 | thousands by filing date | |
| ITAU UNIBANCO HOLDING S-PREF | B037HR3 | PFD | 19,765 | $171,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STORA ENSO OYJ | 5072673 | COM | 18,960 | $170,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SM PRIME HOLDINGS INC | 6818843 | COM | 334,250 | $160,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,330 | $159,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 18,150 | $153,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,206 | $151,000 | thousands by filing date | |
| AGRICULTURAL BANK OF CHINA LIM | B60LZR6 | COM | 420,000 | $151,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GPO AERO CENT NORT | B1KFX13 | COM | 26,175 | $150,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VITASOY INTL | 6927590 | COM | 76,700 | $143,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,136 | $141,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,464 | $141,000 | thousands by filing date | |
| PETROCHINA CO LTD ORD F | 6226576 | COM | 206,000 | $137,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLIANCE GLOBAL GROUP INC | 6147105 | COM | 379,030 | $136,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BEIJING ENTERPRISES HLDGS | 6081690 | COM | 24,700 | $135,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 13,632 | $132,000 | thousands by filing date | |
| OIL SEARCH LTD | 6657604 | COM | 24,600 | $127,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,383 | $126,000 | thousands by filing date | |
| FORTUNE REAL ESTATE INVESTMENT | 6677174 | COM | 115,000 | $123,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tinka Res Ltd Com F | 887522100 | COM | 932,290 | $114,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,000 | $109,000 | thousands by filing date | |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 456,225 | $108,000 | thousands by filing date | |
| ALSEA SAB DE CV | 2563017 | COM | 28,388 | $107,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 24,102 | $105,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 41,435 | $104,000 | thousands by filing date | |
| COMMERCIAL INTERNATIONAL BANK | 5668287 | COM | 28,494 | $101,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,226 | $100,000 | thousands by filing date | |
| ZTE CORPORATION | B04KP88 | COM | 51,000 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SINGAPORE AIRPORT TERMINAL SER | 6243586 | COM | 31,500 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 293,180 | $91,000 | thousands by filing date | |
| GRUPO FINANCIERO BANORTE-O | 2421041 | COM | 15,603 | $88,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $87,000 | thousands by filing date | |
| KASIKORNBANK PCL | 6888783 | COM | 16,900 | $83,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHINA MERCHANTS HLDGS PAC | 6440116 | COM | 135,450 | $82,000 | thousands by filing date | The CUSIP as filed is malformed. |
| A2 MILK COMPANY | 6287250 | COM | 61,850 | $81,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,200 | $76,000 | thousands by filing date | |
| MANDARIN ORIENTAL INTL LTD | 6560713 | COM | 54,735 | $74,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,601 | $73,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,195 | $67,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,392 | $64,000 | thousands by filing date | |
| LINGKARAN TRANS KOTA HOLDINGS | 6505491 | COM | 46,500 | $61,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 14,000 | $59,000 | thousands by filing date | |
| CHINA AUTOMATION GROUP | B1Z98B5 | COM | 453,000 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BOOKER GROUP PLC | B01TND9 | COM | 23,220 | $57,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $55,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,000 | $54,000 | thousands by filing date | |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 30,000 | $44,000 | thousands by filing date | |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 34,800 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DUOS TECHNOLOGIES GROUP INC CO | 266042100 | COM | 175,373 | $42,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,000 | $41,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 49,101 | $41,000 | thousands by filing date | |
| HOME PRODUCT CENTER ORDF | 6418544 | COM | 169,600 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pure Energy Minerals | 74624B205 | Equities | 75,000 | $39,000 | thousands by filing date | |
| TMB BANK | 6887876 | COM | 545,000 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SHENG SIONG GROUP | B657MH8 | COM | 59,500 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD NAT RES LLC RED PFD S | 92205F304 | PFD | 12,240 | $37,000 | thousands by filing date | |
| CENTURY PACIFIC FO | BLRL853 | COM | 85,400 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FU SHOU YUAN INTL GROUP | BH4TZ73 | COM | 47,300 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,500 | $31,000 | thousands by filing date | |
| STAKEHOLDER GOLD CO F | 85255r202 | COM | 104,000 | $29,000 | thousands by filing date | |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 75,666 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RFM CORPORATION | 6736213 | COM | 272,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TITAN MEDICAL INC. | 88830X108 | COM | 35,600 | $24,000 | thousands by filing date | |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 20,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KAMINAK GOLD CORP CL A F CLASS | 48356P103 | COM | 22,000 | $24,000 | thousands by filing date | |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 18,000 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 25,566 | $16,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 22,183 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $14,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 1,328,275 | $14,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 30,000 | $14,000 | thousands by filing date | |
| PACIFIC BASIN SHIPPING | B01RQM3 | COM | 90,000 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $12,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 52,471 | $9,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 73,500 | $8,000 | thousands by filing date | |
| PAN-UNITED CORP | 6669814 | COM | 14,800 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $7,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $5,000 | thousands by filing date | |
| EXCELLON RESOURCES INC F | 30069C207 | COM | 10,000 | $5,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 11,669 | $4,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 723,000 | $4,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 10,000 | $3,000 | thousands by filing date | |
| GOLDQUEST MINING CORP (Canadia | 38144c100 | cs | 20,000 | $3,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $3,000 | thousands by filing date | |
| POWERCOLD CORP COM | 73931Q103 | COM | 19,000 | $3,000 | thousands by filing date | |
| WALKER INNOVATION INC COM | 931661102 | COM | 10,000 | $3,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 30,980 | $2,000 | thousands by filing date | |
| PRECIPITATE GOLD CO F | 74019d105 | COM | 30,000 | $2,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 20,000 | $1,000 | thousands by filing date | |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $1,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $1,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 11,000 | $1,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $1,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 30,600 | $1,000 | thousands by filing date | |
| NUVILEX INC | 67090R100 | COM | 21,000 | $1,000 | thousands by filing date | |
| MED BIOGENE INC F | 58402b107 | COM | 10,000 | $1,000 | thousands by filing date | |
| OILSANDS QUEST INC COM | 678046103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 214,434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIC ENERGY INC | 229675103 | COM | 23,252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING RESOURCES LTD | 858915101 | com | 14,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABTECH HLDGS INC | 00400H108 | COM | 14,428 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 10,925 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tasty Fries Inc New Par $0.001 | 876556200 | Com | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL RES CORP | 37945C202 | COMMON | 41,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 16,592 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC COM | 39985X104 | Stock | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC COM | 02640N101 | Stock | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| General Motors Escrow Pending | 370ESCAZ8 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 30,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIEW SYSTEMS INC | 926706201 | COM | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN METALS CORP F | 29880p108 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKU GOLD CORP F | 874072200 | COM | 19,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED DEFENSE TECHN COM | 58400T100 | COM | 30,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORDIA HEALTH CARE | 206519209 | COM | 17,349 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAG CP GRP CORP COM | 26144J100 | COM | 732,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-098533 | this filing | 2016-05-03 | acceptance time not in the bulk data set |