13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 3,756 holding rows worth $67,152,197,000.
- Accession
- 0001144204-16-082778
- Filer
- CIK 1009207
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,052 entries on the cover page, a total value of $67,152,197,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,152,197,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,600 | $229,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 20,000 | $229,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 13,761 | $229,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 20,000 | $229,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 17,109 | $229,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,123 | $227,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 71,934 | $225,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 16,367 | $224,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,300 | $223,000 | thousands by filing date | put |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 22,845 | $223,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 19,808 | $223,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,900 | $222,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 7,500 | $222,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,000 | $221,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 5,016 | $220,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 25,376 | $220,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 64,893 | $220,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,461 | $219,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 21,592 | $219,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,100 | $218,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 5,682 | $218,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,072 | $218,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,398 | $217,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 41,209 | $217,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 7,767 | $216,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 18,701 | $215,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 47,519 | $215,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 11,300 | $215,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 177,146 | $214,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 10,659 | $214,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 11,472 | $214,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,262 | $213,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 31,051 | $213,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 6,108 | $212,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 5,287 | $212,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 236,443 | $212,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,000 | $211,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $211,000 | thousands by filing date | put |
| HALYARD HEALTH INC | 40650V100 | COM | 6,288 | $210,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,700 | $209,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 13,511 | $209,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 13,721 | $208,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 26,200 | $208,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,678 | $207,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 26,719 | $207,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,300 | $206,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 16,007 | $206,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 9,106 | $206,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,036 | $205,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,753 | $205,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 7,343 | $204,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,500 | $204,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 26,600 | $204,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 13,311 | $204,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 44,905 | $203,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 57,475 | $202,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,147 | $202,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 15,650 | $202,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,209 | $201,000 | thousands by filing date | |
| KANSAS CITY LIFE INSURANCE | 484836200 | SC | 5,259 | $201,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,797 | $200,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,156 | $199,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 56,988 | $199,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 30,640 | $197,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 174,071 | $197,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 15,529 | $196,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 30,643 | $196,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 25,286 | $194,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 49,374 | $194,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 55,409 | $192,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 19,030 | $191,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,981 | $188,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 11,156 | $187,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 10,000 | $186,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 67,551 | $186,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 15,000 | $185,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,408 | $184,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 88,742 | $183,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 15,461 | $182,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 29,581 | $182,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 90,000 | $182,000 | thousands by filing date | put |
| TUBEMOGUL INC COM | 898570106 | Stock | 13,368 | $182,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 25,551 | $181,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 25,850 | $181,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 62,720 | $181,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 14,092 | $180,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 24,716 | $180,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,538 | $180,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 88,003 | $180,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 419,810 | $178,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 19,155 | $176,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 103,017 | $176,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 13,000 | $174,000 | thousands by filing date | call |
| KONGZHONG CORP | 50047P104 | CMN | 23,234 | $174,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 74,890 | $173,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 41,921 | $172,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,489 | $172,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 24,990 | $171,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,798 | $171,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 20,000 | $171,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 12,660 | $169,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 51,474 | $169,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 105,766 | $168,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 24,608 | $168,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 20,197 | $166,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 14,645 | $166,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 79,076 | $164,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 24,075 | $162,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,500 | $162,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 37,173 | $162,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,730 | $160,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,532 | $159,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 18,123 | $158,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 23,715 | $157,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,224 | $154,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 21,547 | $154,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 29,027 | $153,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 16,297 | $152,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,697 | $151,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 11,900 | $150,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 107,312 | $149,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 14,100 | $149,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,923 | $148,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 20,000 | $147,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 12,816 | $146,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,286 | $145,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 14,766 | $145,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 171,675 | $144,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 21,314 | $144,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 27,393 | $144,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,146 | $143,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,531 | $140,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 12,099 | $140,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 32,431 | $140,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 12,763 | $140,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 103,444 | $138,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 10,465 | $137,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 19,663 | $137,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 23,183 | $137,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 50,455 | $134,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 11,996 | $132,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 10,668 | $132,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 20,000 | $130,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 14,500 | $130,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,572 | $129,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 267,981 | $129,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 119,227 | $129,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 30,888 | $128,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 27,271 | $127,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 34,990 | $126,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50,000 | $124,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 27,494 | $122,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 28,762 | $121,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 13,239 | $120,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 30,117 | $117,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,949,600 | $117,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,699 | $116,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 40,845 | $114,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 34,385 | $113,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,040 | $113,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 12,100 | $113,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 14,902 | $112,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,932 | $112,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,618 | $110,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 361,328 | $108,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 13,894 | $107,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 14,265 | $103,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,000 | $101,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 204,112 | $101,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 23,412 | $100,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,607 | $99,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 16,148 | $99,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,401 | $98,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 99,702 | $97,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 15,913 | $97,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 136,786 | $96,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 89,535 | $95,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 60,802 | $89,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 35,461 | $88,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 14,259 | $87,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,201 | $85,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 47,366 | $85,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 23,000 | $85,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,827 | $83,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14,880 | $80,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 49,298 | $80,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 16,825 | $79,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 43,266 | $79,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,033 | $78,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 75,000 | $77,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 10,000 | $77,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 22,769 | $77,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,511 | $76,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 33,053 | $76,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,050 | $74,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 14,636 | $74,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,105 | $73,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 31,112 | $72,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 37,486 | $71,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 133,105 | $69,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 47,593 | $68,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,640 | $68,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 25,141 | $68,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 20,995 | $67,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 66,012 | $67,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 36,377 | $67,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,047 | $67,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 17,096 | $66,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 12,275 | $64,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 28,836 | $63,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $63,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 195,000 | $59,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,500 | $57,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,400 | $56,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 60,369 | $51,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 97,267 | $50,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 35,099 | $49,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20,000 | $47,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 30,731 | $44,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 13,007 | $44,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,072 | $42,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 10,263 | $42,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 35,146 | $40,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,408 | $39,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 12,855 | $39,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,100 | $39,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 10,920 | $39,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 22,293 | $38,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 30,967 | $37,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $36,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $36,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 30,920 | $36,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 39,074 | $35,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 80,904 | $34,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,895 | $32,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 102,000 | $31,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 147,517 | $31,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 115,099 | $31,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 150,873 | $29,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 33,437 | $27,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 130,406 | $26,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 18,023 | $26,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 195,000 | $25,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,011 | $24,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 15,492 | $19,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 195,000 | $17,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 13,310 | $16,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 40,000 | $11,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 43,083 | $8,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 32,159 | $8,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 13,554 | $7,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 16,292 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 23,565 | $4,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 12,400 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,000 | $3,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-082778 | this filing | 2016-02-16 | acceptance time not in the bulk data set |