13F-HR filed by SOLARIS ASSET MANAGEMENT LLC
SOLARIS ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-05, with 190 holding rows worth $146,343,000.
- Accession
- 0001144204-16-079235
- Filer
- CIK 1364739
- Filed
- 2016-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 191 entries on the cover page, a total value of $146,343,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,343,000 with VALUE read as thousands by filing date, 13F file number 028-11942. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 67,039 | $7,057,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 41,382 | $4,474,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 47,984 | $4,369,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 50,672 | $4,332,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 39,582 | $4,159,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 42,461 | $4,151,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 47,146 | $4,097,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 42,500 | $4,051,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 65,333 | $4,049,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 30,227 | $3,973,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 38,712 | $3,917,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 71,946 | $3,858,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 70,667 | $3,841,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 36,378 | $3,807,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 69,637 | $3,798,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 72,811 | $3,768,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,932 | $3,743,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 38,799 | $3,645,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 59,975 | $3,601,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 27,952 | $3,591,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 57,397 | $3,573,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 43,993 | $3,440,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 28,920 | $3,308,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 64,206 | $3,305,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 49,356 | $3,287,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 57,120 | $3,274,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 104,845 | $3,266,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 53,888 | $3,242,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 47,294 | $3,059,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,190 | $2,996,000 | thousands by filing date | |
| Maiden Holdings 8.25%Prp Cl8/2 | g5753u120 | PFD | 87,062 | $2,294,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 61,873 | $1,595,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 56,826 | $1,549,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 19,350 | $1,314,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 39,738 | $1,068,000 | thousands by filing date | |
| PARTNERRE LTD 5.875% | G68603128 | PUBLIC | 39,671 | $1,031,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 57,802 | $1,029,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,311 | $886,000 | thousands by filing date | |
| DISCOVER FINANCIAL SVS 6.50% S | 254709207 | PREFERR | 33,045 | $874,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 29,187 | $834,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 32,000 | $831,000 | thousands by filing date | |
| ZIONS BANCORP 5.75% SER H (ZB- | 989701834 | PFD | 30,922 | $769,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,150 | $709,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24,892 | $659,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 19,875 | $642,000 | thousands by filing date | |
| MAIDEN HOLDINGS | 56029Q408 | PFD | 23,541 | $635,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,250 | $578,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 8,200 | $562,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 25,015 | $554,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 18,900 | $489,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 34,000 | $467,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,275 | $444,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 3,725 | $400,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 6,250 | $375,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,578 | $347,000 | thousands by filing date | |
| FIRSTMERIT CORP 5.875% SER A ( | 337915300 | PFD | 12,116 | $308,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,475 | $307,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,269 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,545 | $299,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,814 | $280,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,125 | $279,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,800 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,579 | $254,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 9,600 | $247,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,000 | $237,000 | thousands by filing date | |
| Cubesmart 7.75% Pfd Series A | 229663208 | com | 9,050 | $237,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 8,750 | $231,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 17,450 | $192,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 927 | $189,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,750 | $175,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,050 | $172,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,100 | $172,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 350 | $168,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,900 | $164,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,033 | $159,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 23,300 | $159,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,169 | $149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,956 | $147,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,075 | $146,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,567 | $143,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 3,700 | $142,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 3,326 | $137,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,312 | $135,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,175 | $122,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,000 | $122,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 600 | $113,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,190 | $106,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,070 | $105,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 4,232 | $98,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,650 | $97,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 602 | $96,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,000 | $95,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,700 | $94,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,875 | $89,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 550 | $89,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,675 | $88,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 861 | $87,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,572 | $84,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,500 | $82,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,450 | $81,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,650 | $77,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,800 | $75,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,475 | $73,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,275 | $72,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,625 | $72,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,525 | $70,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,440 | $69,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 4,298 | $69,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 3,925 | $68,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,900 | $66,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,950 | $66,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,500 | $65,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 975 | $64,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,324 | $64,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 500 | $63,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,575 | $62,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,550 | $61,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 425 | $60,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 400 | $60,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,450 | $59,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 4,800 | $59,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,405 | $57,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 550 | $56,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 610 | $55,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,700 | $55,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,175 | $52,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,718 | $51,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,560 | $51,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 967 | $50,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 495 | $49,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 785 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 645 | $46,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 600 | $42,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 850 | $40,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,700 | $40,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 800 | $38,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 2,325 | $38,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 525 | $35,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,150 | $35,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 981 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 642 | $32,000 | thousands by filing date | |
| Maiden Hldgs 8.00% Nts 2042 ca | 56029q309 | PFD | 1,234 | $32,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 175 | $31,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $30,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 100 | $30,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 675 | $29,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $28,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 3,623 | $27,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 436 | $26,000 | thousands by filing date | |
| IJH | 464287507 | COM | 190 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,050 | $26,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 325 | $25,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 700 | $24,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 893 | $22,000 | thousands by filing date | |
| EXCELSIOR VENTURE PTNRS III | 1867850 | Ltd Partner | 200 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 500 | $21,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 300 | $20,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 400 | $20,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 775 | $19,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 1,150 | $19,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 400 | $18,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 250 | $16,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 950,711 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 893 | $15,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 182 | $11,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 725 | $10,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 97 | $8,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 250 | $8,000 | thousands by filing date | |
| BEAVER COAL CO, LTD PRTNSH | 074799107 | COMMON | 8 | $7,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 44 | $6,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7 | $5,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 43 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 39 | $5,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 32 | $4,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 50 | $4,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 30 | $3,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 229 | $3,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 23 | $2,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13 | $1,000 | thousands by filing date | |
| ALPHA BANK AE ADR | 02071M507 | COM | 2,000 | $1,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viggle Inc | 92672V105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANYAN CORP OREGON NEW | 06682M509 | Common | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORM WORLDWDE HLDG NEW | 45666X305 | Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER EQUITY | 633643804 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA BANK AE (EUR) | X0085P9V0 | Common | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYCOR MEDICAL INC | 92921M203 | Common | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIYANI GOLD CORP | 37636L107 | Common | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-079235 | this filing | 2016-02-05 | acceptance time not in the bulk data set |