13F-HR filed by Newfound Research LLC
Newfound Research LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-02, with 78 holding rows worth $83,754,000.
- Accession
- 0001144204-16-078319
- Filer
- CIK 1630806
- Filed
- 2016-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 78 entries on the cover page, a total value of $83,754,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,754,000 with VALUE read as thousands by filing date, 13F file number 028-17093. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRosedale Thomas B.
- included managerHoffstein Corey
- included managerSibears Daniel J
- included managerSand Hill Cove Management LLC
- included managerNewfound Holdings, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287457 | COM | 196,785 | $16,601,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 162,287 | $15,098,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 151,367 | $14,761,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 168,854 | $7,433,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 82,539 | $7,348,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 108,140 | $7,312,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 121,291 | $3,312,000 | thousands by filing date | |
| Newfound Multi-Asset Income | 66538G791 | I Share Class | 214,215 | $2,003,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 34,983 | $1,766,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 40,931 | $1,753,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 22,321 | $1,745,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 44,784 | $1,740,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18,149 | $788,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,827 | $786,000 | thousands by filing date | |
| Newfound Total Return | 66538G767 | I Share Class | 10,166 | $96,000 | thousands by filing date | |
| Newfound Risk Managed Global Sectors | 66538G882 | I Share Class | 10,133 | $94,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 835 | $77,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,734 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 473 | $57,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,095 | $55,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,733 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 912 | $38,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 441 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 856 | $36,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 892 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 696 | $36,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 778 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 562 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 704 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 597 | $29,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,005 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 642 | $27,000 | thousands by filing date | |
| Newfound Risk Managed U.S. Sectors | 66538G569 | I Share Class | 3,004 | $27,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 339 | $25,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 425 | $21,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 394 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 767 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 518 | $20,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 394 | $19,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 125 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 414 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 194 | $14,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 290 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 541 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 353 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 402 | $13,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 134 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 548 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 123 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 90 | $10,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 113 | $10,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 123 | $10,000 | thousands by filing date | |
| Newfound Research | 66538G825 | NEWFOUND MULTI-ASSET INCOME FUND CLASS A | 1,027 | $10,000 | thousands by filing date | |
| Newfound Total Return | 66538G783 | A Share Class | 1,015 | $10,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 109 | $9,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 116 | $9,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 532 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 176 | $9,000 | thousands by filing date | |
| Newfound Research | 66538G700 | NEWFOUND RISK MANAGED GLOBAL SECTORS FUND CLASS A | 1,010 | $9,000 | thousands by filing date | |
| Newfound Risk Managed Global Sectors | 66538G809 | C Share Class | 1,006 | $9,000 | thousands by filing date | |
| Newfound Multi-Asset Income | 66538G817 | C Share Class | 1,020 | $9,000 | thousands by filing date | |
| Newfound Total Return | 66538G775 | C Share Class | 1,011 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 94 | $7,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 314 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 47 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 49 | $5,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 200 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 61 | $5,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 57 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 44 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 128 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 165 | $4,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Newfound Risk Managed U.S. Sectors | 66538G585 | A Share Class | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Newfound Risk Managed U.S. Sectors | 66538G577 | C Share Class | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-078319 | this filing | 2016-02-02 | acceptance time not in the bulk data set |