13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-27, with 80 holding rows worth $67,834,000.
- Accession
- 0001144204-16-077174
- Filer
- CIK 1307877
- Filed
- 2016-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 80 entries on the cover page, a total value of $67,834,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,834,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 80,000 | $8,117,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 246,938 | $5,121,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,000 | $3,302,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $3,083,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 96,000 | $2,477,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $2,039,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 65,000 | $1,683,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30,000 | $1,553,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 15,000 | $1,454,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 30,000 | $1,414,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 154,125 | $1,406,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100,000 | $1,372,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 97,850 | $1,285,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 122,681 | $1,177,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,000 | $1,126,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 14,840 | $1,077,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,280 | $1,016,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 14,000 | $996,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,000 | $931,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 162,900 | $924,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,391 | $904,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,000 | $858,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,000 | $852,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,500 | $808,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 39,455 | $800,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 84,200 | $777,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $766,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 67,624 | $742,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 20,000 | $694,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $681,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 8,609 | $680,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 38,792 | $632,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 64,800 | $618,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 454,100 | $604,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 90,000 | $596,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,909 | $590,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,000 | $569,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $560,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,800 | $549,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 18,900 | $547,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 114,936 | $523,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 115,009 | $522,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 38,834 | $520,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,000 | $518,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 20,000 | $515,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 38,700 | $478,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 60,539 | $467,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 10,000 | $463,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,500 | $460,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 51,667 | $451,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 12,895 | $423,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 120,000 | $420,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 35,500 | $402,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 17,362 | $401,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 9,762 | $387,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,000 | $385,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 14,000 | $340,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,000 | $339,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 181,728 | $327,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 36,096 | $318,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 5,149 | $315,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 84,300 | $295,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 7,500 | $293,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 20,000 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $241,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,995 | $236,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 7,634 | $230,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 21,482 | $218,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 20,000 | $215,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,100 | $207,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 140,000 | $195,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 24,866 | $177,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 11,000 | $166,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 14,000 | $154,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 40,371 | $149,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 124,500 | $133,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 50,000 | $117,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,787 | $115,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 60,301 | $51,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 18,000 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-077174 | this filing | 2016-01-27 | acceptance time not in the bulk data set |