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13F-HR filed by D. E. Shaw & Co., Inc.

D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 3,698 holding rows worth $67,884,006,000.

Accession
0001144204-15-065963
Filed
2015-11-16
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2015

A holdings report, 4,978 entries on the cover page, a total value of $67,884,006,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,884,006,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AMPHASTAR PHARMACEUTICALS IN03209R103COM17,322$202,000thousands by filing date
QUALYS INC COM74758T303Stock7,077$201,000thousands by filing date
STEWART INFORMATION SVCS COR860372101COM4,912$201,000thousands by filing date
ENSTAR GROUP LIMITEDG3075P101SHS1,341$201,000thousands by filing date
SILVER SPRING NETWORKS INC82817Q103COM15,342$198,000thousands by filing date
GLADSTONE INVESTMENT CORP376546107COM27,963$197,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW33,999$197,000thousands by filing date
YINGLI GREEN ENERGY HLDG CO98584B103ADR480,254$196,000thousands by filing date
MARTEN TRANSPORT LTD573075108COM12,079$195,000thousands by filing date
FIRST COMMUNITY BANKSHARES31983A103COMMON STOCK10,810$193,000thousands by filing date
XERIUM TECHNOLOGIES INC98416J118COM14,889$193,000thousands by filing date
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock14,951$192,000thousands by filing date
AEGION CORP00770F104COMMON STOCK11,481$189,000thousands by filing date
NEURALSTEM INC64127R302COM155,139$189,000thousands by filing date
GARRISON CAP INC366554103COM13,595$186,000thousands by filing date
Alcobra LtdM2239P109SHS30,526$184,000thousands by filing date
ARENA PHARMECEUTICALS INC040047102COMMON STOCK95,549$183,000thousands by filing date
ENNIS INC COM293389102Stock10,502$182,000thousands by filing date
BRANDYWINE RLTY TR105368203SH BEN INT NEW14,800$182,000thousands by filing date
PENNANTPARK INVESTMENT CORPORA708062104COM28,103$182,000thousands by filing date
CPFL ENERGIA SA SPONS ADR126153105SPONS ADR24,028$180,000thousands by filing date
SUPERCOM LTD NEWM87095119SHS NEW22,443$180,000thousands by filing date
SUPERIOR ENERGY SVCS INC868157108COM14,199$179,000thousands by filing date
PLY GEM HLDGS INC72941W100COM15,308$179,000thousands by filing date
HORIZON TECHNOLOGY FIN CORP44045A102COM19,723$178,000thousands by filing date
TCP CAP CORP87238Q103COM13,102$178,000thousands by filing date
DIXIE GROUP INC255519100COMMON STOCK21,281$178,000thousands by filing date
ECLIPSE RES CORP27890G100COM91,508$178,000thousands by filing date
NORANDA ALUMINUM HOLDING CORP65542W206COM108,801$178,000thousands by filing date
CHEMOURS CO COM163851108Stock27,220$176,000thousands by filing dateput
Ampio Pharmaceuticals03209T109COM60,455$175,000thousands by filing date
CHORD ENERGY CORPORATION674215108COMMON STOCK20,000$174,000thousands by filing datecall
DIAMOND OFFSHORE DRILLING IN25271C102COM10,000$173,000thousands by filing datecall
RETAIL OPPORTUNITY INVESTMENTS76131N101COMMON STOCK10,400$172,000thousands by filing date
KEYW HLDG CORP493723100COM27,937$172,000thousands by filing date
INDEPENDENT BK CORP MICH453838609COM NEW11,583$171,000thousands by filing date
EXCO RESOURCES INC269279402COMMON STOCK227,914$171,000thousands by filing date
DESTINATION MATERNITY CORP25065D100COM18,598$171,000thousands by filing date
HOUSTON WIRE & CABLE CO44244K109COM26,828$170,000thousands by filing date
NORDIC AMERN OFFSHORE LTDY6366T112SHS28,258$170,000thousands by filing date
FIRST FINANCIAL NORTHWEST IN32022K102COM13,969$169,000thousands by filing date
FIRST MAJESTIC SILVER CORP32076V103COM52,558$168,000thousands by filing date
CEDAR REALTY TRUST INC150602209COMMON STOCK26,841$167,000thousands by filing date
ING GROEP N.V. SPONSORED ADR456837103ADR11,700$165,000thousands by filing date
COMMERCIAL METALS CO COM201723103Stock12,205$165,000thousands by filing date
KONGZHONG CORP50047P104CMN25,234$165,000thousands by filing date
THIRD PT REINS LTDG8827U100COM12,280$165,000thousands by filing date
NABORS INDUSTRIES LTDG6359F103SHS17,400$164,000thousands by filing datecall
BIOLASE INC090911108COMMON STOCK181,675$164,000thousands by filing date
Tremor Video89484Q100Common Stock88,442$164,000thousands by filing date
OCULAR THERAPEUTIX INC67576A100COM11,567$163,000thousands by filing date
DYNAMIC MATLS CORP267888105COM16,773$160,000thousands by filing date
AGROFRESH SOLUTIONS INC00856G109COM20,066$159,000thousands by filing date
NORTHERN OIL & GAS INC NEV665531109COM35,798$158,000thousands by filing date
YUME INC98872B104COM61,038$158,000thousands by filing date
PDF SOLUTIONS INC693282105COMMON STOCK15,650$157,000thousands by filing date
CONNECTURE INC COM20786J106Stock34,404$157,000thousands by filing date
IGI LABORATORIES INC449575109COM23,923$156,000thousands by filing date
FOAMIX PHARMACEUTICALS LTDM46135105SHS21,285$156,000thousands by filing date
FIRST POTOMAC RLTY TR33610F109COM13,939$153,000thousands by filing date
TRINA SOLAR LIMITED89628E104SPON ADR16,890$152,000thousands by filing date
BBCN BANCORP INC073295107COM10,080$151,000thousands by filing date
ANGIES LIST INC034754101COM30,000$151,000thousands by filing datecall
REPUBLIC AWYS HLDGS INC760276105COM26,000$150,000thousands by filing date
SLM CORP COM78442P106Stock20,000$148,000thousands by filing datecall
VIVUS INC928551100COM90,448$148,000thousands by filing date
APOLLO RESIDENTIAL MORTGAGE03763V102COM11,724$148,000thousands by filing date
TTOO89853L104Stock16,403$144,000thousands by filing date
TILLYS INC886885102CL A19,387$143,000thousands by filing date
TIDEWATER INC886423102COM10,800$142,000thousands by filing dateput
SWIFT ENERGY CO870738101COM374,278$141,000thousands by filing date
CARE COM INC141633107COM27,524$141,000thousands by filing date
ALAMOS GOLD INC COM CL A011532108Stock37,685$139,000thousands by filing date
DEPT TECHNOLOGY INC006854202COM NEW10,694$139,000thousands by filing date
SEACHANGE INTL INC811699107COM21,914$138,000thousands by filing date
DAKTRONICS INC234264109COM15,855$137,000thousands by filing date
CORENERGY INFRASTRUCTURE TR21870U205COM31,059$137,000thousands by filing date
KIMBALL ELECTRONICS INC49428J109COMMON STOCK11,425$136,000thousands by filing date
GENOCEA BIOSCIENCES INC372427104COM19,893$136,000thousands by filing date
IMMUNOMEDICS INC452907108COM78,217$135,000thousands by filing date
Anglogold Ashanti Plc035128206Common16,451$135,000thousands by filing date
ELECTRO RENT CORP285218103COM12,994$135,000thousands by filing date
MAXPOINT INTERACTIVE INC57777M102Cmn33,109$135,000thousands by filing date
Nuverra Environmental Solutions Inc67091K203common98,579$134,000thousands by filing date
OLYMPIC STEEL INC COM68162K106Stock13,320$133,000thousands by filing date
MORGANS HOTEL GROUP CO61748W108COM39,309$131,000thousands by filing date
Timmins Gold Corp88741P103COM521,000$131,000thousands by filing date
MAZOR ROBOTICS LTD57886P103SPONSORED ADS11,813$130,000thousands by filing date
ZIOPHARM ONCOLOGY INC98973P101COM13,941$126,000thousands by filing date
ARRAY BIOPHARMA INC COM04269X105Stock27,159$124,000thousands by filing date
ALARM COM HLDGS INC COM011642105Stock10,370$121,000thousands by filing date
AK STEEL HOLDING CORP001547108COM50,000$121,000thousands by filing dateput
ANTARES PHARMA INC036642106COM70,423$120,000thousands by filing date
Zagg, Inc.98884U108COM17,539$119,000thousands by filing date
PENNEY J C INC708160106COM12,800$119,000thousands by filing datecall
CALLAWAY GOLF CO131193104COM13,879$116,000thousands by filing date
PARKER DRILLING CO701081101COMMON STOCK43,539$115,000thousands by filing date
PERFORMANT HEALTHCARE INC71377E105COM47,366$115,000thousands by filing date
AIXTRON SE009606104SPONSORED ADR18,961$115,000thousands by filing date
FIRST BANCORP CORPORATION318672706COM NEW32,145$114,000thousands by filing date
CAPSTONE TURBINE CORP COM14067D102COM333,924$114,000thousands by filing date
MEETME INC585141104COM72,287$114,000thousands by filing date
APOLLO GROUP INC037604105CL A10,000$111,000thousands by filing datecall
NEONODE INC64051M402COM NEW44,176$108,000thousands by filing date
ENERGY XXI (BERMUDA) LTDG10082140USD UNRS SHS102,333$107,000thousands by filing date
EXONE CO302104104COM15,882$107,000thousands by filing date
INVENSENSE INC46123D205COM11,472$107,000thousands by filing date
ENVIRI CORP415864107COM11,660$106,000thousands by filing date
GROUPON INC399473107COMMON STOCK32,556$106,000thousands by filing date
GTX INC40052B108COM136,786$104,000thousands by filing date
Lion Biotechnologies53619R102COM17,748$102,000thousands by filing date
CAI INTERNATIONAL INC12477X106COM10,000$101,000thousands by filing dateput
PEABODY ENERGY CORP704549104COM71,658$99,000thousands by filing date
PERNIX THERAPEUTICS HOLDINGS71426V108COM31,244$99,000thousands by filing date
DIANA SHIPPING INCY2066G104COM15,151$98,000thousands by filing date
GOLD FIELDS LTD SPONSORED ADR38059T106ADR36,534$97,000thousands by filing date
ALPHA & OMEGA SEMICONDUCTORG6331P104SHS12,303$96,000thousands by filing date
WEIGHT WATCHERS INTL INC948626106COM15,061$96,000thousands by filing date
DISCOVERY LABORATORIES INC N254668403COM NEW316,442$95,000thousands by filing date
UNIVERSAL AMERN CORP NEW91338E101COM13,809$94,000thousands by filing date
PROGENICS PHARMACEUTICALS IN743187106COM16,300$93,000thousands by filing date
RESOURCE AMERICA INC-CL A761195205CL A14,048$93,000thousands by filing date
LEJU HLDGS LTD50187J108SPONSORED ADS16,638$93,000thousands by filing date
PENN WEST PETE LTD NEW707887105COM206,069$92,000thousands by filing date
AVON PRODS INC054303102COM26,738$87,000thousands by filing date
GOODRICH PETE CORP382410405COM NEW149,600$87,000thousands by filing date
GENMARK DIAGNOSTICS INC372309104COM10,988$86,000thousands by filing date
BOINGO WIRELESS INC09739C102COM10,333$86,000thousands by filing date
AMBER ROAD INC02318Y108COM20,186$85,000thousands by filing date
SKY-MOBI LTD83084G109SPONSORED ADS33,012$82,000thousands by filing date
COBALT INTL ENERGY INC19075F106COM11,500$81,000thousands by filing dateput
TOWN SPORTS INTL HLDGS INC89214A102COM30,967$81,000thousands by filing date
CASCADE BANCORP147154207COM14,971$81,000thousands by filing date
VEREIT INC92339V100COM10,400$80,000thousands by filing date
CTC MEDIA INC12642X106COM45,959$80,000thousands by filing date
PRETIUM RESOURCES INC74139C102COMMON STOCK-FO13,073$79,000thousands by filing date
GRAN TIERRA ENERGY INC38500T101COM36,154$77,000thousands by filing date
MBIA INC55262C100COMMON STOCK12,449$76,000thousands by filing date
KANDI TECHNOLOGIES GROUP INC483709101COM14,052$74,000thousands by filing date
FAIRWAY GROUP HLDGS CORP30603D109CL A68,702$72,000thousands by filing date
TROVAGENE INC897238309COM12,700$72,000thousands by filing date
RENREN INC759892102SPONSORED ADR23,000$71,000thousands by filing date
BON-TON STORES INC09776J101COM22,089$69,000thousands by filing date
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL AG20045202COM31,798$69,000thousands by filing date
IDERA PHARMACEUTICALS INC45168K306COM20,730$69,000thousands by filing date
Bowater Inc09066L105COMMON STOCKS22,785$68,000thousands by filing date
SUNESIS PHARMACEUTICALS INC867328601COM NEW82,752$67,000thousands by filing date
MAGNUM HUNTER RES CORP COM55973B102COM197,012$67,000thousands by filing date
HILL INTERNATIONAL INC431466101COM20,327$67,000thousands by filing date
THOMPSON CREEK METALS CO INC884768102COMMON STOCK152,194$66,000thousands by filing date
UNI-PIXEL INC904572203COM62,580$66,000thousands by filing date
ASHFORD HOSPITALITY044103109COMMON STOCK10,496$64,000thousands by filing date
PLANAR SYSTEMS INC726900103COM11,076$64,000thousands by filing date
TRONOX LTDQ9235V101SHS CL A14,400$63,000thousands by filing datecall
ORASURE TECHNOLOGIES INC68554V108COM13,958$62,000thousands by filing date
ORGANOVO HOLDINGS INC68620A104COMMON23,104$62,000thousands by filing date
FRONTLINE LTDG3682E127COM22,542$61,000thousands by filing date
TRUECAR INC89785L107COM11,329$59,000thousands by filing date
MANNKIND CORP56400P201COM17,371$56,000thousands by filing date
WESTPORT FUEL SYSTEMS INC960908309COM22,286$55,000thousands by filing date
FUELCELL ENERGY INC COM35952H106COM74,300$55,000thousands by filing date
PENN VIRGINIA CORP707882106COMMON STOCK102,000$54,000thousands by filing datecall
CALADRIUS BIOSCIENCES INC128058104Cmn36,520$54,000thousands by filing date
HARVARD BIOSCIENCE INC416906105COM13,824$52,000thousands by filing date
CALIFORNIA RES CORP COM13057Q107COM20,000$52,000thousands by filing datecall
IAMGOLD CORP COM450913108Stock31,453$51,000thousands by filing date
KCAP FINANCIAL INC48668E101COM11,415$51,000thousands by filing date
SAFE BULKERS INCY7388L103COMMON STOCK17,436$48,000thousands by filing date
URANIUM ENERGY CORP COM916896103Stock47,171$47,000thousands by filing date
NEW GOLD INC CDA644535106COM20,704$47,000thousands by filing date
GOLDEN OCEAN GRP LTDG39637106Equities19,152$47,000thousands by filing date
PENN VIRGINIA CORP707882106COMMON STOCK87,371$46,000thousands by filing date
Galena Biopharma Inc363256108COM28,961$46,000thousands by filing date
ITT EDUCATIONAL SERVICES INC45068B109COM12,544$43,000thousands by filing date
MODUSLINK GLOBAL SOLUTIONS INC COM NEW60786L206Stock14,327$41,000thousands by filing date
NANOVIRICIDES INC630087203COM NEW29,654$35,000thousands by filing date
RUBICON MINERALS CORP780911103COM44,400$32,000thousands by filing date
ENERGY RECOVERY INC29270J100COM14,569$31,000thousands by filing date
MECHEL OAO583840103SPONSORED ADR33,437$30,000thousands by filing date
QUANTUM FUEL SYS INC XXX74765E307COM26,053$29,000thousands by filing date
LIBERATOR MEDICAL HLDGS INC53012L108COM11,870$28,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM13,100$23,000thousands by filing datecall
GOODRICH PETE CORP382410405COM NEW40,000$23,000thousands by filing datecall
GASTAR EXPLORATION LTD36729W202COMMON STOCK18,211$21,000thousands by filing date
LIVEDEAL INC538144304COM NEW12,781$21,000thousands by filing date
STEMCELLS INC85857R204COM NEW42,279$18,000thousands by filing date
EXCO RESOURCES INC269279402COMMON STOCK23,100$17,000thousands by filing dateput
CTI BIOPHARMA CORP COM NEW12648L106Stock11,440$17,000thousands by filing date
PETROQUEST ENERGY INC716748108COMMON STOCK13,554$16,000thousands by filing date
VRINGO INC92911N104COM27,642$15,000thousands by filing date
PACIFIC SUNWEAR OF CALIF694873100COM37,170$12,000thousands by filing date
SANDRIDGE ENERGY INC80007P307COM40,902$11,000thousands by filing date
CUMULUS MEDIA INC231082108CL A16,292$11,000thousands by filing date
DRYSHIPS INCY2109Q101COMMON STOCK-FO58,419$10,000thousands by filing date
ION GEOPHYSICAL CORP462044108COM18,969$7,000thousands by filing date
GOODRICH PETE CORP382410405COM NEW10,000$6,000thousands by filing dateput
DENISON MINES CORP248356107COM12,261$5,000thousands by filing date
COMMUNITY HEALTH SYS INC NEW203668116RIGHT 99/99/999999,900$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001144204-15-065963this filing2015-11-16acceptance time not in the bulk data set