13F-HR filed by Radcliffe Capital Management, L.P.
Radcliffe Capital Management, L.P. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 29 holding rows worth $388,204,000.
- Accession
- 0001144204-15-065598
- Filer
- CIK 1218275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 29 entries on the cover page, a total value of $388,204,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $388,204,000 with VALUE read as thousands by filing date, 13F file number 028-10367. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 61,205,000 | $62,326,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 50,995,000 | $51,465,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 37,755,000 | $38,177,000 | thousands by filing date | principal |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 28,120,000 | $28,534,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 28,300,000 | $27,923,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 23,800,000 | $23,671,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 22,260,000 | $22,931,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 23,434,000 | $22,733,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 19,667,000 | $19,295,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 16,488,000 | $16,516,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 16,710,000 | $16,407,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 11,343,000 | $11,677,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 11,740,000 | $10,675,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 9,622,000 | $9,898,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 8,604,000 | $8,716,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 7,500,000 | $7,107,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 6,620,000 | $6,673,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,000,000 | $1,010,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 34,500 | $420,000 | thousands by filing date | principal |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 45,844 | $390,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055107 | COM | 21,700 | $293,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,700 | $245,000 | thousands by filing date | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 14,900 | $236,000 | thousands by filing date | principal |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,400 | $198,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,000 | $171,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 25,400 | $157,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 13,400 | $135,000 | thousands by filing date | principal |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,500 | $122,000 | thousands by filing date | principal |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,400 | $103,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-065598 | this filing | 2015-11-16 | acceptance time not in the bulk data set |