13F-HR filed by Camelot Portfolios, LLC
Camelot Portfolios, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 152 holding rows worth $148,996,000.
- Accession
- 0001144204-15-065132
- Filer
- CIK 1569766
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 152 entries on the cover page, a total value of $148,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $148,996,000 with VALUE read as thousands by filing date, 13F file number 028-15429. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) | 337381m09 | COM | 611,886 | $8,621,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 405,700 | $7,031,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 452,455 | $5,737,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 297,429 | $4,783,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 727,669 | $3,988,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 78,825 | $3,795,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD (ACAS) | 05203y103 | COM | 296,108 | $3,601,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 31,780 | $3,505,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 466,211 | $3,324,000 | thousands by filing date | |
| DEUTSCHE MULTI-MARKET INCOME (KMM) | 2516e102 | COM | 440,420 | $3,255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD SHORT-TERM CORPORATE BOND ETF (VCSH) | 92206c109 | COM | 37,170 | $2,963,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 556,290 | $2,642,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 596,261 | $2,492,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 173,918 | $2,431,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 185,293 | $2,394,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 173,111 | $2,349,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,404 | $2,261,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 95,901 | $2,252,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 162,406 | $2,124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 62,116 | $2,080,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 66,371 | $1,971,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 95,747 | $1,826,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 120,187 | $1,817,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 174,332 | $1,721,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,594 | $1,703,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 57,509 | $1,664,000 | thousands by filing date | |
| EMERSON ELECTRIC CO (EMR) | 29101114 | COM | 34,984 | $1,545,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 169,942 | $1,499,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,453 | $1,255,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,000 | $1,237,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,704 | $1,227,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,186 | $1,222,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,354 | $1,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 36,621 | $1,160,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 116,764 | $1,155,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 41,243 | $1,142,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 14,631 | $1,123,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,221 | $1,103,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 91,580 | $1,068,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,609 | $1,011,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 26,934 | $999,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 17,734 | $994,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 52,957 | $936,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 40,710 | $916,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 22,172 | $911,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23,353 | $898,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,777 | $887,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 20,475 | $873,000 | thousands by filing date | |
| ENTERPRISE PRODUCTS PARTNERS LP (EPD) | 297392107 | COM | 34,903 | $869,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,550 | $848,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 23,392 | $807,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,947 | $803,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 4,009 | $775,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,893 | $750,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 62,561 | $750,000 | thousands by filing date | |
| AMERICAN CAPITAL MORTGAGE INVESTMENT CORP (MTGE) | 05201a104 | COM | 50,912 | $750,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 50,512 | $747,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP (AGNC) | 05203x105 | COM | 39,316 | $735,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 23,386 | $732,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP (SBY) | 72738q102 | COM | 45,038 | $721,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 49,395 | $715,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 13,735 | $714,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 16,867 | $714,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,004 | $661,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 24,543 | $645,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,330 | $634,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,328 | $627,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION | 92508100 | COM | 49,681 | $605,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,642 | $597,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 83,858 | $586,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 27,650 | $582,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 40,514 | $572,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 80,648 | $561,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,783 | $556,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 44,024 | $544,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 12,425 | $536,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 14,090 | $532,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 31,776 | $526,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 4,024 | $525,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 23,678 | $506,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 36,897 | $504,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 39,176 | $501,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 118,912 | $499,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,583 | $490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,481 | $468,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,500 | $465,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,265 | $460,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 21,271 | $454,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,619 | $439,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 7,500 | $425,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 13,408 | $425,000 | thousands by filing date | |
| 38259p508 | COM | 642 | $410,000 | thousands by filing date | ||
| APACHE CORP | 37411105 | COM | 10,420 | $408,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CSX Corporation | 126408103 | COM | 15,143 | $407,000 | thousands by filing date | |
| MEDTRONIC PLC (MDT) | 58055106 | COM | 6,042 | $404,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REGAL ENTMT GROUP | 758766109 | CL A | 21,314 | $398,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 642 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17,820 | $390,000 | thousands by filing date | |
| WESTERN UNION CO (WU) | 959202109 | COM | 21,118 | $388,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 64,515 | $381,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 10,292 | $380,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 11,903 | $373,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 11,312 | $358,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,459 | $352,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 18,919 | $346,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 32,026 | $339,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 51,650 | $339,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,259 | $334,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,749 | $334,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 7,810 | $332,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,606 | $331,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 44,444 | $331,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 48,886 | $330,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,326 | $328,000 | thousands by filing date | |
| NORTHSTAR RLTY FINCORP | 66704R308 | EQUITIES | 13,300 | $312,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 9,318 | $297,000 | thousands by filing date | |
| APOLLO EDUCATION GROUP INC (APOL) | 37064105 | COM | 26,778 | $296,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 20,000 | $293,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,239 | $285,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 96,000 | $277,000 | thousands by filing date | |
| DEUTSCHE MUNICIPAL INCOME (KTF) | 2338m106 | COM | 20,500 | $268,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PepsiCo,Inc. | 713448108 | COM | 2,795 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,849 | $264,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,307 | $263,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,785 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,000 | $256,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,569 | $252,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,659 | $243,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,716 | $242,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,328 | $238,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 15,000 | $228,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 9,500 | $228,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,440 | $225,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 27,532 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,780 | $222,000 | thousands by filing date | |
| PETROLEO BRASILEIRO SA PETRO | 71654V108 | COM | 50,581 | $220,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC (ARR.PRB) | 42315408 | PFD | 9,800 | $215,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Cisco Systems,Inc. | 17275R102 | COM | 8,151 | $214,000 | thousands by filing date | |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 18,032 | $212,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,000 | $211,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,300 | $205,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 17,617 | $174,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,400 | $166,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,750 | $138,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,400 | $124,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,584 | $76,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,500 | $65,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,000 | $59,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,000 | $30,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 75,000 | $29,000 | thousands by filing date | |
| PENN WEST ENERGY TRUST | 707885109 | Stock | 27,525 | $12,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-065132 | this filing | 2015-11-13 | acceptance time not in the bulk data set |