13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-03, with 667 holding rows worth $4,956,342,000.
- Accession
- 0001144204-15-062408
- Filer
- CIK 1269932
- Filed
- 2015-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 670 entries on the cover page, a total value of $4,956,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,956,342,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAYCHEX INC | 704326107 | COM | 5,750 | $274,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,154 | $274,000 | thousands by filing date | |
| MOTOR SICH JSC SPON GDR REG S | B1YXJM6 | COM | 31,007 | $274,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,397 | $273,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 10,400 | $273,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,830 | $270,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 7,033 | $270,000 | thousands by filing date | |
| CHINA SHENHUA ENERGY CO | B09N7M0 | COM | 176,100 | $269,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLOROX CO DEL | 189054109 | COM | 2,310 | $267,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,664 | $263,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,668 | $263,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,529 | $261,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,648 | $258,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,432 | $258,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,050 | $257,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 29,472 | $256,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 1,017,232 | $254,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,681 | $249,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,468 | $248,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 25,000 | $248,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 19,565 | $247,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,101 | $246,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,893 | $244,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,650 | $244,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,700 | $244,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 9,522 | $244,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,899 | $243,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,330 | $243,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,755 | $240,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,083 | $240,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,216 | $240,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $240,000 | thousands by filing date | |
| JAMES HARDIE INDUS CDI | B60QWJ2 | COM | 20,100 | $240,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 6,046 | $239,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 10,800 | $236,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 9,000 | $234,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,070 | $232,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,393 | $230,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,242 | $230,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 286 | $229,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,000 | $228,000 | thousands by filing date | |
| HOYA CORP | 6441506 | COM | 7,000 | $228,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,069 | $227,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,934 | $223,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,920 | $220,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,914 | $220,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,318 | $216,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,300 | $216,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,597 | $215,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,275 | $214,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,095 | $213,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,646 | $212,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 745 | $212,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,183 | $212,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 4,955 | $211,000 | thousands by filing date | |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 81,445 | $209,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OXFORD LANE CAP CORP | 691543102 | COM | 18,150 | $207,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,371 | $206,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,159 | $206,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,835 | $202,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 8,009 | $201,000 | thousands by filing date | |
| EUROCASH SA | B064B91 | COM | 16,880 | $199,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,255 | $180,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 18,600 | $180,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,448 | $168,000 | thousands by filing date | |
| Tinka Res Ltd Com F | 887522100 | COM | 1,222,161 | $167,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,485 | $166,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,136 | $159,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,579 | $154,000 | thousands by filing date | |
| BEIJING ENTERPRISES HLDGS | 6081690 | COM | 24,700 | $148,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SM PRIME HOLDINGS INC | 6818843 | COM | 334,250 | $148,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARRICK GOLD CORP | 067901108 | COM | 19,991 | $127,000 | thousands by filing date | |
| ALLIANCE GLOBAL GROUP INC | 6147105 | COM | 386,259 | $127,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZTE CORPORATION | B04KP88 | COM | 51,000 | $116,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OIL SEARCH LTD | 6657604 | COM | 22,555 | $114,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALSEA SAB DE CV | 2563017 | COM | 38,178 | $113,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 82,500 | $112,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTUNE REAL ESTATE INVESTMENT | 6677174 | COM | 115,000 | $108,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 26,100 | $107,000 | thousands by filing date | The CUSIP as filed is malformed. |
| XEROX CORP | 984121103 | COM | 10,546 | $103,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,000 | $87,000 | thousands by filing date | |
| SINGAPORE AIRPORT TERMINAL SER | 6243586 | COM | 31,500 | $85,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,601 | $78,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,790 | $78,000 | thousands by filing date | |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 292,266 | $75,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 290,880 | $67,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $65,000 | thousands by filing date | |
| BOOKER GROUP PLC | B01TND9 | COM | 23,220 | $65,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SILVERCREST MINES INC | 828365106 | COMMON | 70,000 | $62,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 88,803 | $60,000 | thousands by filing date | |
| LINGKARAN TRANS KOTA HOLDINGS | 6505491 | COM | 46,500 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,028 | $52,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 30,000 | $51,000 | thousands by filing date | |
| CHINA AUTOMATION GROUP | B1Z98B5 | COM | 453,000 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROBINSONS RETAIL H | BFTCYP4 | COM | 31,000 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 356,225 | $43,000 | thousands by filing date | |
| WESTERN ENERGY SERVICES | 2030425 | COM | 10,520 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| A2 MILK COMPANY | 6287250 | COM | 86,875 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 34,800 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TITAN MEDICAL INC. | 88830X108 | COM | 35,600 | $37,000 | thousands by filing date | |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 22,183 | $37,000 | thousands by filing date | |
| NAGACORP LTD | B1FSSM3 | COM | 59,400 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 1,128,275 | $35,000 | thousands by filing date | |
| SHENG SIONG GROUP | B657MH8 | COM | 59,500 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 13,800 | $31,000 | thousands by filing date | |
| FU SHOU YUAN INTL GROUP | BH4TZ73 | COM | 47,300 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CENTURY PACIFIC FO | BLRL853 | COM | 85,400 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 25,566 | $27,000 | thousands by filing date | |
| PACIFIC BASIN SHIPPING | B01RQM3 | COM | 90,000 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| L'Occitane International S.A. | B3PG229 | COM | 12,500 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 20,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTUNA MNG CORP F | 349915108 | COM | 10,000 | $22,000 | thousands by filing date | |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 18,000 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CAHYA MATA SARAWAK | 6182861 | COM | 18,000 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 27,000 | $20,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,000 | $19,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 27,900 | $19,000 | thousands by filing date | |
| Pure Energy Minerals | 74624B205 | Equities | 40,000 | $16,000 | thousands by filing date | |
| RFM CORPORATION | 6736213 | COM | 160,000 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $11,000 | thousands by filing date | |
| Kaminak Gold Corp. | 48356P202 | COM | 18,000 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $10,000 | thousands by filing date | |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $9,000 | thousands by filing date | |
| STAKEHOLDER GOLD CORP COM | 85255R103 | COM | 610,000 | $9,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,000 | $8,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $8,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 10,000 | $8,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 73,500 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $4,000 | thousands by filing date | |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $4,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LEEP | 50184Q105 | COMMON STOCK | 723,000 | $3,000 | thousands by filing date | |
| NWM MINING CORP | 62946X104 | COM | 1,050,000 | $3,000 | thousands by filing date | |
| WALKER INNOVATION INC COM | 931661102 | COM | 10,000 | $3,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 30,980 | $2,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $2,000 | thousands by filing date | |
| POWERCOLD CORP COM | 73931Q103 | COM | 19,000 | $2,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 20,000 | $1,000 | thousands by filing date | |
| STERLING RESOURCES LTD | 858915101 | com | 14,600 | $1,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $1,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 11,000 | $1,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $1,000 | thousands by filing date | |
| GUIDED THERAPEUTICS INC | 40171F105 | COM | 26,000 | $1,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC CO | 266042100 | COM | 38,387 | $1,000 | thousands by filing date | |
| SOUND GLOBAL | B5LFZ70 | COM | 197,700 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 66,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION GEO SAB de CV | 2229342 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Paid Inc | 69561N204 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tasty Fries Inc New Par $0.001 | 876556200 | Com | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 25,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC COM | 02640N101 | Stock | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 40,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKU GOLD CORP F | 874072200 | COM | 19,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GONDWANA OIL CORP F | 38175r109 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIC ENERGY INC COM | 16549R104 | COM | 23,252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-062408 | this filing | 2015-11-03 | acceptance time not in the bulk data set |