13F-HR filed by PALLADIEM, LLC
PALLADIEM, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-29, with 146 holding rows worth $63,762,000.
- Accession
- 0001144204-15-061464
- Filer
- CIK 1629271
- Filed
- 2015-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 146 entries on the cover page, a total value of $63,762,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,762,000 with VALUE read as thousands by filing date, 13F file number 028-16378. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 97,899 | $8,306,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 212,180 | $6,111,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 75,200 | $4,546,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 44,778 | $3,669,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 61,666 | $3,589,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 173,935 | $3,197,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 68,715 | $3,173,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 71,934 | $3,149,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 36,660 | $3,116,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 58,204 | $3,098,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 48,144 | $2,368,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 46,715 | $2,313,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 37,040 | $1,954,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 70,565 | $1,756,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 14,963 | $1,496,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 19,319 | $1,483,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 18,229 | $1,436,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 30,674 | $1,385,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 38,105 | $1,261,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 25,145 | $969,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,273 | $389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,460 | $366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,391 | $321,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,720 | $286,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,800 | $264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,470 | $262,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 9,090 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,300 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,824 | $158,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,430 | $132,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,199 | $113,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,381 | $109,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,200 | $101,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,443 | $98,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,438 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,125 | $92,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,231 | $85,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 599 | $85,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,475 | $84,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,018 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,000 | $75,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 805 | $75,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,186 | $75,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 716 | $71,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 953 | $64,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 732 | $61,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 688 | $53,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 333 | $52,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 578 | $48,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 800 | $43,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,354 | $43,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,081 | $43,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 356 | $39,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 175 | $39,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 339 | $37,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 486 | $37,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 810 | $33,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 322 | $31,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 209 | $29,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 835 | $29,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 314 | $27,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 800 | $25,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 216 | $25,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 197 | $24,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 292 | $23,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 196 | $22,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 93 | $21,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 626 | $20,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 408 | $20,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 230 | $19,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,006 | $19,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 400 | $18,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 248 | $18,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 414 | $18,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 77 | $17,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 240 | $16,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 258 | $16,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 178 | $15,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 230 | $15,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 282 | $15,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 342 | $14,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 164 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 135 | $13,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 118 | $12,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 218 | $12,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 142 | $12,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 124 | $12,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 119 | $12,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 85 | $12,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 107 | $11,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 729 | $11,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 262 | $11,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 168 | $11,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 253 | $11,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 158 | $11,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 101 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 89 | $10,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 199 | $9,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 19 | $9,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 122 | $8,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 78 | $8,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 68 | $7,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 171 | $7,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 96 | $7,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 74 | $6,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 97 | $6,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 133 | $6,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 91 | $6,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 386 | $6,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 87 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 96 | $5,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 72 | $5,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 44 | $5,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 86 | $5,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 142 | $5,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 96 | $5,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 368 | $5,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 55 | $4,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 41 | $4,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 155 | $4,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 37 | $4,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 108 | $4,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 62 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 216 | $3,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 41 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 46 | $3,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 49 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 22 | $3,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 56 | $3,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 33 | $3,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 339 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 58 | $2,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 28 | $2,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 18 | $2,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 30 | $2,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 18 | $2,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 44 | $2,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 33 | $2,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 23 | $1,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 24 | $1,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 37 | $1,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 20 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 23 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 19,310,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-061464 | this filing | 2015-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-15-066701 | base | 2015-11-18 | acceptance time not in the bulk data set |