13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 72 holding rows worth $681,602,000.
- Accession
- 0001144204-15-049902
- Filer
- CIK 1472322
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 82 entries on the cover page, a total value of $681,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $681,602,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 922,400 | $115,171,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 1,192,295 | $37,617,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,307,089 | $35,852,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,000,000 | $31,080,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,200,000 | $17,436,000 | thousands by filing date | call |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 14,770,000 | $16,731,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 743,600 | $15,712,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 75,000 | $15,439,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 3,913,385 | $15,223,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 5,100,000 | $14,626,000 | thousands by filing date | principal |
| OWENS RLTY MTG INC | 690828108 | COM | 966,032 | $14,510,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 961,200 | $14,024,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 930,910 | $13,694,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,298,755 | $12,052,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 434,844 | $11,493,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 430,224 | $11,268,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 1,931,823 | $11,185,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,156,984 | $11,061,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 615,549 | $10,994,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,063,520 | $10,444,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 707,700 | $10,283,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 217,100 | $9,898,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 246,472 | $9,780,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 2,051,145 | $9,271,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 382,545 | $9,258,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 203,184 | $8,721,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 2,500,000 | $8,713,000 | thousands by filing date | principal |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,142,248 | $7,841,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 4,515,605 | $7,812,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,043,188 | $7,626,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 30,000 | $7,567,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 192,035 | $7,541,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 122,400 | $7,529,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 40,000 | $7,043,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 476,900 | $7,015,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 650,000 | $6,617,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 497,542 | $6,468,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,575,519 | $6,255,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,295,085 | $6,087,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 3,762,243 | $5,982,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 232,537 | $5,976,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 885,178 | $5,833,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 263,027 | $5,584,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 795,982 | $5,460,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 569,144 | $5,168,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 670,796 | $4,830,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 54,200 | $4,749,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,272,144 | $4,590,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,511,934 | $4,521,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 200,096 | $4,212,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,334,321 | $3,735,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 1,602,019 | $3,396,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 230,515 | $2,918,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 192,254 | $2,732,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 3,000,000 | $2,608,000 | thousands by filing date | principal |
| INCYTE CORP COM | 45337C102 | Stock | 25,000 | $2,605,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP | 31809H100 | COM | 250,000 | $2,545,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 324,647 | $2,487,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,066,476 | $2,357,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 125,087 | $2,104,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 150,000 | $1,530,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 65,000 | $1,373,000 | thousands by filing date | call |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 80,000 | $1,368,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 805,947 | $1,306,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 118,116 | $1,016,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 46,000 | $953,000 | thousands by filing date | call |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 848,570 | $849,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 65,000 | $621,000 | thousands by filing date | call |
| Full Circle Capital Corp. | 359671104 | COM | 149,055 | $532,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 100,000 | $397,000 | thousands by filing date | call |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 198,636 | $185,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 105,090 | $143,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-049902 | this filing | 2015-08-14 | acceptance time not in the bulk data set |