13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 3,720 holding rows worth $67,116,952,000.
- Accession
- 0001144204-15-049877
- Filer
- CIK 1009207
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 5,124 entries on the cover page, a total value of $67,116,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,116,952,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 22,440 | $245,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 20,077 | $244,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 15,651 | $242,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 26,648 | $242,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 48,014 | $242,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 10,691 | $242,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 7,947 | $242,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 22,594 | $241,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 110,000 | $241,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,198 | $240,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,900 | $239,000 | thousands by filing date | call |
| MEDASSETS INC | 584045108 | COM | 10,815 | $239,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,205 | $239,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 17,238 | $239,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,300 | $237,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,621 | $237,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 719,127 | $237,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,528 | $235,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,700 | $235,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 15,443 | $235,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 44,841 | $234,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 54,995 | $234,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 16,839 | $233,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,240 | $233,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 200,635 | $233,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 20,000 | $232,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 14,056 | $231,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 24,574 | $229,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,961 | $229,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,545 | $227,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 17,879 | $226,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 7,500 | $225,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 34,407 | $225,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,800 | $224,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,468 | $224,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,158 | $224,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 3,000 | $224,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,915 | $224,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,099 | $224,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,164 | $222,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 30,234 | $222,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,030 | $221,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 5,000 | $221,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,676 | $221,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,091 | $220,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 13,941 | $220,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,416 | $220,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,863 | $220,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 23,932 | $219,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,484 | $219,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 15,865 | $219,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 23,907 | $219,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 7,823 | $218,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,164 | $217,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 2,500 | $217,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,500 | $215,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 29,845 | $215,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 45,385 | $215,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 316,425 | $215,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 9,555 | $215,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,280 | $212,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,026 | $212,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 32,719 | $212,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 7,284 | $212,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 50,578 | $212,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,700 | $210,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 10,796 | $210,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 21,714 | $210,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 18,903 | $210,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 22,130 | $209,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,341 | $208,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,470 | $208,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 67,053 | $207,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 13,074 | $207,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 54,988 | $206,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 8,342 | $206,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,761 | $203,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 119,758 | $203,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,704 | $202,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,100 | $202,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 22,670 | $202,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 11,360 | $200,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 25,999 | $199,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 21,703 | $198,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,715 | $198,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 20,000 | $197,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 73,763 | $194,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 12,062 | $193,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 16,162 | $192,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,036 | $192,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 36,716 | $192,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 28,142 | $189,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 94,290 | $188,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 30,000 | $185,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 177,000 | $184,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 62,072 | $183,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,368 | $178,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,061 | $178,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 17,299 | $178,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 17,659 | $176,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 24,689 | $173,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 75,046 | $170,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 36,544 | $169,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 12,097 | $169,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 20,900 | $168,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 51,935 | $168,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 17,300 | $168,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 41,546 | $168,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,975 | $167,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 23,441 | $167,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 50,248 | $166,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,484 | $165,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 10,042 | $163,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 67,300 | $156,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 29,737 | $156,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 30,952 | $155,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,402 | $153,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 103,839 | $153,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 18,834 | $153,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,196 | $152,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,090 | $152,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 46,039 | $148,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 19,496 | $145,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,342 | $145,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 44,140 | $142,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 38,954 | $141,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,300 | $140,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 13,638 | $138,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 25,050 | $134,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 11,207 | $134,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 83,647 | $133,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 35,982 | $133,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 10,922 | $132,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 14,642 | $131,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 21,065 | $131,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 32,886 | $131,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 40,438 | $131,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 15,548 | $131,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 10,000 | $129,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,546 | $128,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 18,103 | $126,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 65,105 | $126,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 13,544 | $122,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20,000 | $121,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 19,311 | $120,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 17,812 | $120,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 39,435 | $119,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 17,193 | $119,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 10,294 | $119,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 38,153 | $114,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,677 | $114,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 12,357 | $114,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 39,251 | $114,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 11,691 | $113,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 20,474 | $111,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,218 | $110,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 10,861 | $107,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 26,224 | $99,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 11,952 | $98,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 80,000 | $94,000 | thousands by filing date | put |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 10,881 | $94,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,100 | $90,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 17,430 | $90,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 23,000 | $87,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 36,374 | $85,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,817 | $85,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 49,054 | $85,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 64,219 | $84,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,427 | $81,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 91,300 | $80,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 11,554 | $76,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 43,874 | $75,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 40,000 | $74,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 33,500 | $73,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,895 | $70,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 30,299 | $67,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,100 | $64,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,232 | $62,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,695 | $61,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,401 | $61,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 10,300 | $61,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 32,371 | $61,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 29,462 | $60,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 23,794 | $60,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 272,470 | $59,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,342 | $58,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 23,683 | $58,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 10,446 | $54,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 18,958 | $54,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,500 | $53,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 20,000 | $53,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 28,456 | $53,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 13,569 | $50,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 15,650 | $48,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 24,055 | $47,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 69,805 | $46,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,200 | $44,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 16,720 | $44,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 41,250 | $44,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 11,314 | $44,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 26,263 | $42,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 33,437 | $41,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 74,070 | $41,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 60,010 | $36,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 16,292 | $33,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 92,945 | $31,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 12,095 | $28,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 12,187 | $28,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 62,506 | $23,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,000 | $19,000 | thousands by filing date | put |
| MILLER ENERGY RES INC | 600527105 | COM | 43,625 | $16,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 29,836 | $16,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,612 | $15,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 13,889 | $12,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 21,971 | $10,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 34,972 | $7,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 16,187 | $7,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 17,550 | $4,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 13,170 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-049877 | this filing | 2015-08-14 | acceptance time not in the bulk data set |