13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 4,727 holding rows worth $5,212,885,000.
- Accession
- 0001144204-15-031684
- Filer
- CIK 1029730
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 10,302 entries on the cover page, a total value of $5,212,885,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,212,885,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINNEBAGO INDS INC | 974637100 | COM | 550 | $12,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 223 | $12,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 60 | $12,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 751 | $12,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 605 | $12,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 935 | $12,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 300 | $12,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 346 | $12,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 150 | $12,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 380 | $12,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,311 | $12,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,645 | $12,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 158 | $12,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 206 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 815 | $12,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 423 | $12,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $12,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 500 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 850 | $12,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 613 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 162 | $12,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,346 | $12,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 260 | $12,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 3,222 | $12,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 250 | $12,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,732 | $12,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,090 | $12,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 449 | $12,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2,752 | $12,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $12,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 224 | $12,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $12,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 601 | $12,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 6,885 | $12,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 830 | $12,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 641 | $12,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 3,000 | $12,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 155 | $12,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,130 | $12,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,490 | $12,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,337 | $12,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 400 | $12,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 5,578 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 300 | $12,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 774 | $12,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 366 | $12,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 225 | $12,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 1,447 | $12,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 5,542 | $12,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 857 | $12,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $12,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 8,748 | $12,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,049 | $12,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 244 | $12,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 245 | $12,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 538 | $12,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 1,250 | $12,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 301 | $12,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 721 | $12,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $12,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $12,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 415 | $12,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 568 | $12,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 900 | $11,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 139 | $11,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 501 | $11,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 171 | $11,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 205 | $11,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 378 | $11,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 645 | $11,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,430 | $11,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 101 | $11,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 360 | $11,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 181 | $11,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 157 | $11,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 790 | $11,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 389 | $11,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,008 | $11,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 784 | $11,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,100 | $11,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,146 | $11,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 66 | $11,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 534 | $11,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,000 | $11,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,000 | $11,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,256 | $11,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,450 | $11,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $11,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 225 | $11,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 557 | $11,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 367 | $11,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,039 | $11,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 342 | $11,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 484 | $11,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 400 | $11,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 263 | $11,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 318 | $11,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 242 | $11,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 300 | $11,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,000 | $11,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,223 | $11,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 749 | $11,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $11,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 2,884 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 187 | $11,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 996 | $11,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 350 | $11,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,557 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 110 | $11,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 700 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 209 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 510 | $11,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 432 | $11,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $11,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 343 | $11,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 112 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 437 | $11,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 600 | $11,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 218 | $11,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,346 | $11,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 354 | $11,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,000 | $11,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 350 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 500 | $11,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 7,400 | $11,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 374 | $10,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 309 | $10,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 148 | $10,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 610 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 695 | $10,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 500 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 300 | $10,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 183 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 493 | $10,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 89 | $10,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 260 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 158 | $10,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 143 | $10,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,097 | $10,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 300 | $10,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,310 | $10,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 350 | $10,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,111 | $10,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 134 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 182 | $10,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 318 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $10,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,980 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 396 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 525 | $10,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 2,500 | $10,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 981 | $10,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 550 | $10,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 153 | $10,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 122 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $10,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $10,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 472 | $10,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,600 | $10,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 2,825 | $10,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 10,000 | $10,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 407 | $10,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 200 | $10,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,031 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 709 | $10,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,300 | $10,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 803 | $10,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $10,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 706 | $10,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 4,160 | $10,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,000 | $10,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 8,595 | $10,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,150 | $10,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 170 | $10,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 5,850 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 20,000 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $10,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,005 | $10,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 2,537 | $10,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 997 | $10,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 437 | $10,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 906 | $10,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 7,258 | $10,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 200 | $9,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,773 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 224 | $9,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 148 | $9,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 672 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,835 | $9,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,000 | $9,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 200 | $9,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,000 | $9,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 650 | $9,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 211 | $9,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 155 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 120 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,650 | $9,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,020 | $9,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 300 | $9,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 420 | $9,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 149 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 100 | $9,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,229 | $9,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,250 | $9,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,440 | $9,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $9,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 6,760 | $9,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,534 | $9,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 232 | $9,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 185 | $9,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 191 | $9,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 4,000 | $9,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,277 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 350 | $9,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 526 | $9,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 608 | $9,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 345 | $9,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 510 | $9,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 12,604 | $9,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 3,250 | $9,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 705 | $9,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 10,942 | $9,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 828 | $9,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 64 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 260 | $9,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 500 | $9,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 400 | $9,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 800 | $9,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 274 | $9,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 139 | $8,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 277 | $8,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 286 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 548 | $8,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 451 | $8,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 400 | $8,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 150 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,550 | $8,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 166 | $8,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,930 | $8,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 754 | $8,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 350 | $8,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 82 | $8,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $8,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 81 | $8,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 428 | $8,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 197 | $8,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 347 | $8,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 93 | $8,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 556 | $8,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 155 | $8,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 353 | $8,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 420 | $8,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 267 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 168 | $8,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 500 | $8,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 3,359 | $8,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,145 | $8,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $8,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,100 | $8,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 891 | $8,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,100 | $8,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,411 | $8,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 248 | $8,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $8,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $8,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 338 | $8,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 304 | $8,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 460 | $8,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $8,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 174 | $8,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,875 | $8,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 168 | $8,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 154 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 5,762 | $8,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,800 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 479 | $8,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 400 | $8,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 12,000 | $8,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 409 | $8,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 500 | $8,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 7,900 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 200 | $8,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,130 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 222 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 409 | $8,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,000 | $8,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 200 | $8,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 373 | $8,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 1,346 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 300 | $8,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 241 | $8,000 | thousands by filing date | |
| CENTER COAST MLP & INFRSTR F | 151461118 | RIGHT 04/17/2015 | 15,915 | $8,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 680 | $7,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 66 | $7,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 109 | $7,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 156 | $7,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 243 | $7,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 268 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 296 | $7,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 100 | $7,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,500 | $7,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,300 | $7,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 233 | $7,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 81 | $7,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 278 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 458 | $7,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 303 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 738 | $7,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 146 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $7,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 94 | $7,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $7,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $7,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 220 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 91 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 151 | $7,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 90 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 183 | $7,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 375 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 350 | $7,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 691 | $7,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 611 | $7,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,218 | $7,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 475 | $7,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 499 | $7,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 277 | $7,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,315 | $7,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 750 | $7,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 170 | $7,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 306 | $7,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 285 | $7,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 400 | $7,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 400 | $7,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 186 | $7,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 400 | $7,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 300 | $7,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 85 | $7,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 277 | $7,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 146 | $7,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 800 | $7,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 195 | $7,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,230 | $7,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 30,500 | $7,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 275 | $7,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 9,057 | $7,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 590 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 716 | $7,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $7,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 4,200 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 150 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 416 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 500 | $7,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 378 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 600 | $7,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,100 | $7,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 156 | $7,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 136 | $7,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 922 | $7,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 2,000 | $7,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 210 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 62 | $6,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 280 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,018 | $6,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 670 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $6,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 64 | $6,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 123 | $6,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 210 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 357 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 232 | $6,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 206 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 230 | $6,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 896 | $6,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 263 | $6,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 174 | $6,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 49 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $6,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 400 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 112 | $6,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 103 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 400 | $6,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,583 | $6,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 237 | $6,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 200 | $6,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 291 | $6,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,250 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 218 | $6,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 156 | $6,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 442 | $6,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $6,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 260 | $6,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $6,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 775 | $6,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 61 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,750 | $6,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 213 | $6,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 144 | $6,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 200 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $6,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $6,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,591 | $6,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 281 | $6,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,000 | $6,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 271 | $6,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 5,013 | $6,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 713 | $6,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 152 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 87 | $6,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 17,500 | $6,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,425 | $6,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,442 | $6,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 762 | $6,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 172 | $6,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 1,910 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,000 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 150 | $6,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 490 | $6,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 114 | $6,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,866 | $6,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 1,000 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 146 | $5,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 150 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 146 | $5,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 69 | $5,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 144 | $5,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 105 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 300 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 382 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 229 | $5,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 270 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 149 | $5,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 395 | $5,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 95 | $5,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 138 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 142 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 186 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 142 | $5,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 280 | $5,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 352 | $5,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 53 | $5,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 80 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 190 | $5,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 250 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $5,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $5,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 76 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 96 | $5,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 90 | $5,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,000 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 180 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 595 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 173 | $5,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 494 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $5,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 977 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 200 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 168 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $5,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 132 | $5,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,100 | $5,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 172 | $5,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 138 | $5,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,600 | $5,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 362 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-031684 | this filing | 2015-05-15 | acceptance time not in the bulk data set |