13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 4,727 holding rows worth $5,212,885,000.
- Accession
- 0001144204-15-031684
- Filer
- CIK 1029730
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 10,302 entries on the cover page, a total value of $5,212,885,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,212,885,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 23,680 | $540,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 16,773 | $539,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 20,100 | $539,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 40,261 | $539,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 22,300 | $536,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,806 | $535,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 7,726 | $532,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,550 | $531,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 39,846 | $529,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 18,500 | $526,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 12,791 | $525,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 13,060 | $525,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,138 | $524,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 35,475 | $523,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,796 | $522,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 15,944 | $522,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 12,304 | $521,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,414 | $521,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 44,675 | $520,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 48,768 | $519,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,886 | $512,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 15,073 | $512,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 32,150 | $511,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,967 | $509,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,853 | $509,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 4,397 | $509,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 31,648 | $509,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,693 | $508,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 16,994 | $508,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 742 | $507,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 65,999 | $507,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 53,330 | $504,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,526 | $504,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 20,287 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,189 | $502,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 9,357 | $502,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 19,530 | $501,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 11,830 | $500,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 54,998 | $500,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 21,117 | $500,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,136 | $498,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 59,350 | $498,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 11,494 | $494,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 21,580 | $494,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 20,924 | $494,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 35,581 | $493,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 17,656 | $490,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 15,804 | $489,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 21,202 | $485,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,503 | $484,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 6,703 | $483,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 20,480 | $483,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 8,716 | $481,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 27,914 | $480,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 20,245 | $480,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,551 | $479,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,896 | $479,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 12,706 | $478,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 8,889 | $478,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 5,312 | $477,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 55,473 | $474,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 10,252 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 15,225 | $472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 14,000 | $470,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,513 | $470,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 25,026 | $469,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 31,552 | $467,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,405 | $465,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 10,819 | $465,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 12,499 | $464,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 4,602 | $464,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 5,225 | $464,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 32,915 | $462,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 6,920 | $461,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 21,199 | $461,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 37,816 | $461,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,475 | $459,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,099 | $458,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 17,901 | $458,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 20,620 | $456,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,708 | $455,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,680 | $453,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,552 | $452,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,205 | $452,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 7,110 | $452,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,365 | $451,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,804 | $450,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,594 | $450,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 31,660 | $449,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 12,925 | $449,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 62,124 | $448,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,955 | $447,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,987 | $446,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 22,536 | $446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 10,752 | $445,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 8,042 | $445,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,412 | $443,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,327 | $443,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 9,982 | $443,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 23,790 | $443,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,775 | $442,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 58,951 | $442,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 8,553 | $442,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,547 | $441,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 35,094 | $441,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,365 | $441,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 20,490 | $441,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,946 | $440,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,912 | $440,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 15,775 | $440,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 14,632 | $439,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,424 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 8,930 | $438,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 33,100 | $435,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 49,278 | $433,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 19,102 | $433,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 10,460 | $433,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 7,893 | $433,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,862 | $432,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 35,575 | $432,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7,823 | $431,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,340 | $431,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 19,735 | $430,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,162 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,695 | $429,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 33,620 | $428,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,110 | $427,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 21,082 | $427,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,139 | $427,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 7,844 | $427,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 13,925 | $426,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 14,070 | $425,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 30,980 | $424,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 16,125 | $423,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 50,637 | $421,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 33,050 | $421,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 15,969 | $420,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 31,495 | $420,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 71,646 | $419,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 15,788 | $418,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 37,710 | $418,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 49,735 | $418,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,299 | $416,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,636 | $414,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 74,017 | $414,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,859 | $412,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 26,109 | $411,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 8,375 | $411,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 34,302 | $409,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 11,976 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 8,678 | $408,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 12,551 | $407,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,283 | $406,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 14,497 | $404,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 45,003 | $403,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 26,447 | $402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 9,065 | $398,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,803 | $397,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 61,287 | $396,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 20,029 | $396,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,696 | $396,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 137,023 | $395,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 4,582 | $395,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 14,112 | $395,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 52,312 | $394,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,479 | $394,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 15,320 | $394,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,066 | $393,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 6,956 | $392,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 19,190 | $391,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 27,436 | $390,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 21,519 | $390,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 39,613 | $389,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 3,465 | $389,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,201 | $389,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,909 | $388,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,894 | $387,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 7,007 | $386,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 8,532 | $386,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,378 | $385,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,337 | $385,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,331 | $382,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 16,884 | $380,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 83,823 | $380,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 58,565 | $380,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 12,262 | $379,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,329 | $379,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,914 | $378,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 45,808 | $378,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,907 | $377,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 16,229 | $376,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 4,093 | $376,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 27,104 | $376,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 17,542 | $375,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,541 | $375,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 160,907 | $375,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 11,287 | $372,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 18,556 | $371,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 17,660 | $370,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 9,911 | $370,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,606 | $369,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,218 | $368,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,882 | $365,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 27,307 | $365,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 16,493 | $365,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 48,099 | $364,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 16,310 | $362,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 19,207 | $362,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,130 | $361,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 9,744 | $358,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 25,715 | $358,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 23,215 | $358,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 13,819 | $357,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,858 | $355,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 16,737 | $355,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 21,259 | $351,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 21,801 | $351,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 25,658 | $351,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 5,485 | $351,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,100 | $350,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 18,030 | $350,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 64,445 | $349,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 21,524 | $349,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,525 | $349,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 12,795 | $348,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 14,470 | $348,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,451 | $346,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 8,708 | $345,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,270 | $345,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 9,400 | $343,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 34,139 | $343,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 10,520 | $343,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,399 | $342,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,292 | $342,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,256 | $341,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 31,148 | $341,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 20,250 | $341,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,922 | $340,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 23,356 | $339,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 31,882 | $339,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 36,940 | $338,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,837 | $338,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 8,106 | $338,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,181 | $337,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,860 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,098 | $335,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 125,779 | $335,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 46,243 | $335,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 7,478 | $334,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,889 | $334,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 10,127 | $334,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 16,039 | $333,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 8,756 | $333,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,622 | $333,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,567 | $332,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,019 | $332,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,419 | $331,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 25,674 | $331,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,250 | $330,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,377 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,597 | $330,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 7,390 | $330,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,164 | $329,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 14,827 | $328,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,026 | $327,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 40,800 | $326,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 13,823 | $325,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 20,357 | $325,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 15,913 | $324,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,953 | $323,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 27,995 | $323,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,049 | $323,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 12,796 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,453 | $322,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 23,302 | $322,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,625 | $322,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,745 | $321,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 39,208 | $321,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,140 | $321,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,644 | $320,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 11,503 | $320,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 9,000 | $320,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 20,089 | $320,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 9,410 | $318,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 5,457 | $318,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,449 | $316,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 28,952 | $314,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 13,711 | $313,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 21,527 | $313,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,886 | $311,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,402 | $311,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 12,330 | $311,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,834 | $310,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 10,189 | $310,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41,607 | $309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,502 | $309,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 20,235 | $309,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 21,042 | $309,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 18,614 | $308,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,192 | $308,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 19,236 | $308,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 8,694 | $308,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,806 | $308,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 13,979 | $307,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 20,938 | $307,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 6,061 | $306,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 13,074 | $306,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,180 | $305,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 27,377 | $304,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,883 | $303,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,974 | $303,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,262 | $303,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 38,402 | $303,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 16,500 | $303,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 15,212 | $303,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 20,000 | $303,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 20,293 | $302,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 18,391 | $301,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,738 | $300,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,406 | $300,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 20,826 | $299,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 5,662 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,817 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,873 | $297,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 79,481 | $296,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 10,190 | $295,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,370 | $294,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 5,974 | $294,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,384 | $293,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 992 | $293,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,722 | $292,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,159 | $291,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,528 | $291,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,955 | $291,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,296 | $291,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 41,751 | $290,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,461 | $289,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,781 | $289,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,823 | $288,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,574 | $288,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,452 | $288,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,486 | $286,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 27,416 | $285,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 20,340 | $284,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,595 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,684 | $281,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 50,717 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 12,151 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 8,983 | $281,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 17,867 | $279,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 19,999 | $279,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 15,996 | $279,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,570 | $279,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,788 | $277,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,569 | $277,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,418 | $276,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,374 | $276,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 15,478 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,650 | $275,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 12,101 | $275,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,187 | $274,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 10,148 | $274,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,727 | $273,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 17,800 | $273,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,173 | $273,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 19,645 | $273,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 27,674 | $273,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,726 | $272,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 51,129 | $272,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 27,281 | $270,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,945 | $270,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 28,065 | $270,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 22,700 | $270,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 14,003 | $269,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 29,436 | $269,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 14,929 | $269,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 12,445 | $269,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,168 | $268,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 4,327 | $267,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,079 | $266,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,207 | $266,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,423 | $266,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 28,600 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,340 | $265,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,214 | $265,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 29,819 | $265,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,126 | $265,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,554 | $264,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,569 | $264,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,834 | $264,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,997 | $264,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,034 | $263,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,596 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 6,026 | $263,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,694 | $262,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,101 | $261,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 8,064 | $261,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,399 | $260,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,458 | $260,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 10,982 | $260,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,606 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 10,915 | $258,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,263 | $258,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,512 | $258,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 57,713 | $258,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,435 | $258,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,511 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,497 | $257,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,640 | $256,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,048 | $256,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,419 | $256,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,189 | $254,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 7,559 | $254,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 27,000 | $254,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 23,901 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,372 | $253,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 19,633 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,349 | $252,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,448 | $251,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,588 | $250,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 20,000 | $250,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,674 | $250,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,693 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 7,310 | $250,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,724 | $249,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,358 | $249,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,881 | $249,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,500 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 10,820 | $249,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,193 | $247,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 37,973 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,116 | $247,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,271 | $247,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,217 | $247,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 29,965 | $247,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,457 | $246,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 47,230 | $246,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 9,682 | $246,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,270 | $245,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 67,092 | $245,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,659 | $245,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,366 | $244,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,945 | $244,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 9,764 | $244,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 11,166 | $243,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,051 | $243,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,420 | $242,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,569 | $242,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,003 | $241,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,207 | $241,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 16,744 | $241,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 40,987 | $240,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,852 | $239,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 7,871 | $239,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 22,053 | $238,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,082 | $238,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 5,986 | $238,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 6,239 | $237,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 17,863 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 5,079 | $236,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 33,000 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 7,754 | $236,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,854 | $235,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 26,765 | $235,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 23,938 | $235,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 4,440 | $235,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,712 | $234,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,849 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 12,665 | $234,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,138 | $233,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 15,800 | $233,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 6,902 | $233,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 22,215 | $233,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,999 | $232,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,495 | $232,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 32,000 | $232,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,117 | $231,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,535 | $231,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,464 | $231,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 38,500 | $231,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,436 | $230,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,794 | $230,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 25,224 | $230,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 14,185 | $230,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,330 | $229,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 11,669 | $229,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,924 | $229,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,292 | $228,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,560 | $228,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,415 | $228,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,560 | $228,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 3,241 | $228,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,974 | $227,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,089 | $227,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,786 | $227,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,830 | $226,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,681 | $226,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,736 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,420 | $226,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,780 | $225,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-031684 | this filing | 2015-05-15 | acceptance time not in the bulk data set |