13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-02, with 734 holding rows worth $5,368,629,000.
- Accession
- 0001144204-15-005306
- Filer
- CIK 1269932
- Filed
- 2015-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 738 entries on the cover page, a total value of $5,368,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,368,629,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SASOL LTD | 803866300 | SPONSORED ADR | 8,288 | $315,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,406 | $314,000 | thousands by filing date | |
| ZTE CORPORATION | B04KP88 | COM | 143,900 | $313,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,975 | $312,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,550 | $311,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,971 | $308,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,890 | $306,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,981 | $302,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,080 | $301,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,250 | $299,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,756 | $298,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,667 | $297,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $296,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 2,280 | $296,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,302 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,396 | $293,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,986 | $293,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,415 | $291,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,323 | $289,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,535 | $289,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,160 | $288,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,564 | $287,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,717 | $287,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,963 | $285,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,629 | $284,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,306 | $283,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,266 | $282,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,697 | $282,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,705 | $280,000 | thousands by filing date | |
| PUBLIC STORAGE 5.2% PFDPFD SER | 74460d554 | PFD | 12,000 | $277,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,109 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,320 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,665 | $273,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 18,150 | $271,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 14,686 | $271,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 5,474 | $270,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 42,790 | $269,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,450 | $267,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,675 | $267,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,370 | $264,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,328 | $261,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,984 | $261,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,150 | $260,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,311 | $259,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,021 | $258,000 | thousands by filing date | |
| SABMillerPLCADS | 78572M105 | COMMON | 4,980 | $257,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 847 | $256,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,774 | $256,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,520 | $254,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,456 | $254,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,268 | $254,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,824 | $254,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 7,642 | $253,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,458 | $252,000 | thousands by filing date | |
| BUMUNGRAD HOSPITAL PUBILC CO L | B0166D1 | COM | 58,600 | $251,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IJH | 464287507 | COM | 1,729 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,151 | $250,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,430 | $250,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,430 | $249,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 547,993 | $247,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,611 | $245,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 5,719 | $245,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,950 | $245,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,974 | $243,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,927 | $242,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,115 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 795 | $241,000 | thousands by filing date | |
| DONGFANG ELECTRIC CORP | 6278566 | COM | 129,700 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 9,000 | $238,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,358 | $238,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,364 | $236,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,941 | $233,000 | thousands by filing date | |
| PANASONIC CORP. | 6572707 | COM | 19,600 | $233,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,467 | $232,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,130 | $230,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,198 | $229,000 | thousands by filing date | |
| SOUND GLOBAL | B5LFZ70 | COM | 197,700 | $229,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,175 | $228,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,955 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,500 | $224,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,829 | $223,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,407 | $223,000 | thousands by filing date | |
| EVERGRANDE REAL ESTATE GROUP L | B2Q8YL0 | COM | 545,000 | $221,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,502 | $218,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,645 | $218,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,885 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,694 | $214,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,893 | $214,000 | thousands by filing date | |
| SINGAPORE POST LTD | 6609478 | COM | 147,600 | $214,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYSCOCORP | 871829107 | COM | 5,356 | $213,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,433 | $213,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 2,620 | $213,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,727 | $212,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 5,155 | $212,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,425 | $211,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,440 | $211,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,411 | $209,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,323 | $207,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,740 | $206,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,746 | $205,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 12,965 | $205,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,253 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,480 | $202,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,870 | $202,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,300 | $201,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,460 | $196,000 | thousands by filing date | |
| ADVISORS DISCIPLINED T * UNIT | 00771n494 | PFD | 18,520 | $195,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,300 | $188,000 | thousands by filing date | |
| SEMBCORP MARINE LTD | 6205133 | COM | 76,200 | $188,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 13,646 | $186,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 32,000 | $172,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,045 | $171,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 10,500 | $166,000 | thousands by filing date | |
| SINGAPORE TECH ENGINEERING | 6043214 | COM | 64,500 | $166,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLIANCE GLOBAL GROUP INC | 6147105 | COM | 319,800 | $161,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,510 | $155,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,150 | $144,000 | thousands by filing date | |
| SM PRIME HOLDINGS INC | 6818843 | COM | 344,750 | $131,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 27,000 | $118,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,375 | $117,000 | thousands by filing date | |
| FORTUNE REAL ESTATE INVESTMENT | 6677174 | COM | 115,000 | $115,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METOLIUS DIVERSIFIED FD PRIVAT | 2597471 | COM | 112,738 | $113,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SILVERCREST MINES INC | 828365106 | COMMON | 86,000 | $109,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 15,680 | $105,000 | thousands by filing date | |
| Tinka Res Ltd Com F | 887522100 | COM | 580,390 | $100,000 | thousands by filing date | |
| SINGAPORE AIRPORT TERMINAL SER | 6243586 | COM | 41,500 | $96,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STAKEHOLDER GOLD CORP COM | 85255R103 | COM | 548,000 | $94,000 | thousands by filing date | |
| CHINA AUTOMATION GROUP | B1Z98B5 | COM | 598,000 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CNOOC LTD | B00G0S5 | COM | 69,400 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WENDYS CO COM | 95058W100 | Stock | 10,165 | $92,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 1,111,775 | $89,000 | thousands by filing date | |
| ADVISORS UT1216EURSLINCFR | 00771Y490 | COM | 10,250 | $87,000 | thousands by filing date | |
| ADVISORS DISCIPLN TR * UNIT 12 | 00771y482 | PFD | 10,150 | $86,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 74,000 | $80,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 15,020 | $78,000 | thousands by filing date | |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 55,600 | $77,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,630 | $76,000 | thousands by filing date | |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 546,305 | $75,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 69,803 | $73,000 | thousands by filing date | |
| METOLIUS DIVERSIFIED (2X) FUND | 591999826 | COM | 69,750 | $70,000 | thousands by filing date | |
| ALSEA SAB DE CV | 2563017 | COM | 25,097 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 18,645 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 290,880 | $66,000 | thousands by filing date | |
| NAGACORP LTD | B1FSSM3 | COM | 80,000 | $65,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 84,100 | $62,000 | thousands by filing date | |
| BOOKER GROUP PLC | B01TND9 | COM | 23,220 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HAIER ELECTRONICS GROUP CO | B1TL3R8 | COM | 24,200 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 110,000 | $55,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANGKOK DUSIT MED SERVICE-F | BLZGSM7 | COM | 104,000 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KAMADA LTD | M6240T109 | SHS | 14,000 | $53,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $52,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,504 | $51,000 | thousands by filing date | |
| CAPITAMALL TRUST | 6420129 | COM | 33,000 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SILVERLAKE AXIS LTD | 6599825 | COM | 51,700 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAN WAH HOLDINGS LIMITED | B58YWF7 | COM | 29,700 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTUNA MNG CORP F | 349915108 | COM | 10,000 | $46,000 | thousands by filing date | |
| SIAMGAS AND PETROC | B39Q1Y0 | COM | 160,000 | $46,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 10,000 | $45,000 | thousands by filing date | |
| PACIFIC BASIN SHIPPING | B01RQM3 | COM | 111,500 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUPALAI PUBLIC COMPANY NVDR | 6554749 | COM | 62,000 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPT ENERGY GROUP I | B717T56 | COM | 242,900 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TITAN MEDICAL INC. | 88830X108 | COM | 35,600 | $43,000 | thousands by filing date | |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED TRACTORS TBK | 6230845 | COM | 30,000 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROBINSONS RETAIL H | BFTCYP4 | COM | 24,000 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 19,400 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PT Matahari Putra Prima Tbk | B92MGL9 | COM | 157,000 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 10,380 | $34,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,600 | $33,000 | thousands by filing date | |
| SAPURAKENCANA PETROLEUM | B7GJ601 | COM | 50,200 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| A2 MILK COMPANY | 6287250 | COM | 72,000 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMFORTDELGRO CORP LTD | 6603737 | COM | 17,000 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RFM CORPORATION | 6736213 | COM | 272,000 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FU SHOU YUAN INTL GROUP | BH4TZ73 | COM | 55,800 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 14,000 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Information Systems Associates | 45676r108 | COM | 5,000,000 | $25,000 | thousands by filing date | |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $25,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 20,000 | $24,000 | thousands by filing date | |
| PACIFIC RADIANCE | BGGZHX2 | COM | 40,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CENT PATTANA PUB | B013L15 | COM | 17,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TMB BANK PUBLIC CO | 6365145 | COM | 270,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANTON OILFIELD SERVICES GP | B29JZB7 | COM | 111,200 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $23,000 | thousands by filing date | |
| HOME PRODUCT CENTER PCL-NVDR | 6418555 | COM | 90,000 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PATENT PROPERTIES INC | 703070102 | COM | 10,000 | $21,000 | thousands by filing date | |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 13,000 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 25,150 | $16,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 38,500 | $14,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $8,000 | thousands by filing date | |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $8,000 | thousands by filing date | |
| GUIDED THERAPEUTICS INC | 40171F105 | COM | 26,000 | $6,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $5,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $5,000 | thousands by filing date | |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 40,290 | $5,000 | thousands by filing date | |
| Duluth Metals | 26443R100 | Common Stock | 10,000 | $4,000 | thousands by filing date | |
| STERLING RESOURCES LTD | 858915101 | com | 14,600 | $3,000 | thousands by filing date | |
| NEMASKA LITHIUM INC COM | 64045c106 | COM | 20,000 | $3,000 | thousands by filing date | |
| INSITE VISION INC | 457660108 | COM | 14,799 | $3,000 | thousands by filing date | |
| NWM MINING CORP | 62946X104 | COM | 1,050,000 | $3,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 20,000 | $2,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 30,980 | $2,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 723,000 | $1,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $1,000 | thousands by filing date | |
| HEMP INC | 423703107 | COM | 35,000 | $1,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 11,000 | $1,000 | thousands by filing date | |
| GUYANA FRONTIER MINING CORP | 403527104 | COM | 204,400 | $1,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $1,000 | thousands by filing date | |
| TAKU GOLD CORP | 874072101 | COM | 199,000 | $1,000 | thousands by filing date | |
| CUBIC ENERGY INC COM | 16549R104 | COM | 23,252 | $1,000 | thousands by filing date | |
| MEDITE CANCER DIAGNOSTICS IN | 58503D101 | COM | 30,000 | $1,000 | thousands by filing date | |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION GEO SAB de CV | 2229342 | COM | 37,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| HEALTHTRAC INC | 42226R100 | COM | 12,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHRACITE CAPITAL INC REIT | 037023108 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITTERROOT RES LTD F | 091901108 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTY LINE ENERGY CRP COM | 222479107 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI SECURITIZATION INXXX REGIS | 362301103 | COM | 644,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERCOLD CORP COM | 73931Q103 | COM | 103,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVOY RESOURCES CORP | 805379104 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GONDWANA OIL CORP F | 38175r109 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN MARCO RESOURCES INCF | 798738100 | COM | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOGENESYS INC | 37989P200 | COM | 11,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-005306 | this filing | 2015-02-02 | acceptance time not in the bulk data set |