13F-HR filed by Sandy Spring Bank
Sandy Spring Bank filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 773 holding rows worth $811,962,000.
- Accession
- 0001144204-14-068955
- Filer
- CIK 1457833
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 1,030 entries on the cover page, a total value of $811,962,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $811,962,000 with VALUE read as thousands by filing date, 13F file number 028-13478. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWest Financial Services, Inc.028-14179
- included managerWest Financial Services, Inc.028-14179
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,400 | $26,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,000 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,000 | $26,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 306 | $25,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 596 | $25,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 37 | $25,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 388 | $25,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 575 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 220 | $25,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,043 | $25,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,000 | $25,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 250 | $25,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 458 | $25,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 700 | $24,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,000 | $24,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 290 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 950 | $24,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 240 | $23,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,500 | $23,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 250 | $23,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 400 | $23,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,670 | $23,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 568 | $22,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 278 | $22,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,400 | $22,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,565 | $22,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,000 | $22,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,225 | $22,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 300 | $21,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 125 | $21,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,230 | $21,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,200 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 515 | $21,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,250 | $21,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 300 | $20,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 600 | $20,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 224 | $20,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 350 | $20,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 750 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 377 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 187 | $20,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,700 | $20,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 450 | $20,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 450 | $20,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 2,200 | $20,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,563 | $20,000 | thousands by filing date | |
| BANK OF AMERICA VARIABLE COUPON NOTE 06/30/17 | 06050R783 | COM | 2,000 | $20,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 250 | $19,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 372 | $19,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 16 | $19,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 250 | $18,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 200 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 142 | $18,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 400 | $18,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 200 | $18,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 430 | $18,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,000 | $18,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,000 | $18,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $17,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 524 | $17,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 200 | $17,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 241 | $17,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 400 | $17,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 500 | $17,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 800 | $17,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 334 | $17,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 400 | $16,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 195 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 272 | $16,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 625 | $16,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $16,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,300 | $16,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,000 | $16,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 750 | $16,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 450 | $16,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 143 | $15,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 150 | $15,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 300 | $15,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 400 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 265 | $15,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500 | $15,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 200 | $14,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 400 | $14,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 341 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 432 | $14,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 250 | $14,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 450 | $14,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 174 | $14,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 129 | $13,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 240 | $13,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 2,000 | $13,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 532 | $13,000 | thousands by filing date | |
| STRATS D DOMINION RESOURCES FRN 6/15/35 | 78478P889 | S&P INTL SMLCP | 600 | $13,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 59 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 204 | $12,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 250 | $12,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 200 | $12,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 225 | $12,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 155 | $12,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $12,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 958 | $12,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 250 | $11,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 332 | $11,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 103 | $11,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 170 | $11,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,000 | $11,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 550 | $11,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 600 | $11,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 239 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 450 | $11,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 933 | $11,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 400 | $11,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 150 | $10,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 85 | $10,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 520 | $10,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 50 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 220 | $10,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,900 | $10,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 100 | $10,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,500 | $10,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 400 | $10,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 400 | $10,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 282 | $10,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 214 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 325 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 430 | $10,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,525 | $10,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 429 | $10,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 3,314 | $10,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE MTY 09/01/2016 | 06051N443 | Equity | 1,000 | $10,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 200 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $9,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 782 | $9,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 300 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 350 | $9,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 200 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 400 | $9,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 127 | $8,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 650 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 80 | $8,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 135 | $8,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 200 | $8,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 200 | $8,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 190 | $8,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 723 | $8,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 120 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 190 | $8,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 309 | $8,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 481 | $8,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,200 | $8,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 325 | $8,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 200 | $8,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 600 | $8,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 62 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 131 | $7,000 | thousands by filing date | |
| MGC | 921910873 | COM | 100 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 375 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $7,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 135 | $7,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 72 | $7,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 100 | $7,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 74 | $7,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 150 | $7,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 200 | $7,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 30 | $7,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 155 | $7,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 428 | $7,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 235 | $7,000 | thousands by filing date | |
| FREEDOM BANK OF VIRGINIA | 35633M102 | Common / Ordinary Stock | 792 | $7,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 171 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 65 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 540 | $6,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 140 | $6,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 200 | $6,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 100 | $6,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 168 | $6,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 66 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 115 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 525 | $6,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $6,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 22 | $6,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 834 | $6,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 141 | $5,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 150 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 20 | $5,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50 | $5,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 100 | $5,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 389 | $5,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 140 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 69 | $5,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 514 | $5,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 100 | $5,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 45 | $5,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 50 | $5,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 439 | $5,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $5,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 318 | $5,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 220 | $5,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 75 | $5,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 200 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 250 | $5,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 213 | $5,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 150 | $5,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 30 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 85 | $4,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 100 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 100 | $4,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 75 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 210 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 195 | $4,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 175 | $4,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 72 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 200 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 150 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 150 | $4,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 64 | $4,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 88 | $4,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 194 | $4,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 125 | $4,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 80 | $3,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 16 | $3,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 215 | $3,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 75 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 40 | $3,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 68 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 65 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 46 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 100 | $3,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 46 | $3,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 281 | $3,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,000 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 50 | $3,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| COCHLEAR LTD-UNSPON ADR | 191459205 | COM | 92 | $3,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 150 | $3,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 100 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 200 | $3,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 30 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 110 | $2,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 479 | $2,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 32 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 40 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 45 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 51 | $2,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 130 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 600 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 60 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 60 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 38 | $2,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 333 | $2,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 29 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 250 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 150 | $2,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 75 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 40 | $1,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 14 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12 | $1,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 14 | $1,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 237 | $1,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 100 | $1,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 400 | $1,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 70 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 243 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 62 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068955 | this filing | 2014-11-14 | acceptance time not in the bulk data set |