13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,058 holding rows worth $77,216,353,000.
- Accession
- 0001144204-14-068857
- Filer
- CIK 1009207
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 5,079 entries on the cover page, a total value of $77,216,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,216,353,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 54,705 | $85,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 91,782 | $84,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 23,369 | $82,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 51,811 | $81,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 43,632 | $79,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 23,000 | $79,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,543 | $78,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,776 | $76,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 37,253 | $74,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,296 | $73,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 20,038 | $72,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 11,605 | $72,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 13,743 | $69,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 34,299 | $67,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,900 | $66,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,500 | $63,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 17,132 | $63,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 19,779 | $62,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 48,100 | $61,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 88,626 | $60,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,748 | $59,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 141,245 | $58,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 15,306 | $57,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 34,600 | $55,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 60,642 | $55,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,600 | $54,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 16,746 | $54,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 42,497 | $50,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 34,304 | $48,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 21,324 | $45,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 61,219 | $45,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 34,972 | $44,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 12,000 | $43,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,971 | $42,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 21,168 | $38,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 11,716 | $35,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 67,041 | $31,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 15,400 | $31,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 25,231 | $31,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 16,155 | $30,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 11,819 | $27,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 18,600 | $23,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 55,688 | $23,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 29,900 | $22,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 52,473 | $22,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 10,128 | $22,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,066 | $20,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 12,972 | $20,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 22,400 | $19,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 10,700 | $18,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 14,073 | $15,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 13,392 | $15,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 13,347 | $15,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 22,041 | $12,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 35,278 | $11,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 18,615 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $3,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 10,500 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-068857 | this filing | 2014-11-14 | acceptance time not in the bulk data set |