13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-03, with 735 holding rows worth $5,305,807,000.
- Accession
- 0001144204-14-064629
- Filer
- CIK 1269932
- Filed
- 2014-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 740 entries on the cover page, a total value of $5,305,807,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,305,807,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,860 | $320,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 10,656 | $319,000 | thousands by filing date | |
| ZTE CORPORATION | B04KP88 | COM | 143,900 | $319,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MYLAN INC | 628530107 | COM | 6,981 | $318,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 7,010 | $313,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,311 | $311,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,450 | $311,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,840 | $307,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,428 | $306,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,151 | $305,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,340 | $300,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,013 | $297,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,000 | $296,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 78,480 | $296,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,160 | $295,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,676 | $294,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,124 | $294,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 11,540 | $293,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,565 | $292,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,720 | $291,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 6,866 | $289,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,805 | $288,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 15,000 | $288,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 4,065 | $285,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,423 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,426 | $283,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 8,235 | $283,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 7,224 | $282,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,306 | $281,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,895 | $279,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,455 | $279,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,315 | $278,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 545 | $278,000 | thousands by filing date | |
| WOODSIDE PETROLEUM LTD | 980228100 | COM | 7,815 | $278,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,294 | $276,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 10,972 | $276,000 | thousands by filing date | |
| PUBLIC STORAGE 5.2% PFDPFD SER | 74460d554 | PFD | 12,000 | $271,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,900 | $269,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,654 | $269,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,125 | $264,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,448 | $262,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,043 | $262,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,308 | $261,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,561 | $260,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,565 | $259,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,255 | $259,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,404 | $259,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,450 | $257,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,819 | $257,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,650 | $255,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 4,564 | $255,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,272 | $254,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,460 | $250,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,481 | $247,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $247,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,480 | $244,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,520 | $241,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,645 | $241,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 1,131,775 | $240,000 | thousands by filing date | |
| BUMUNGRAD HOSPITAL PUBILC CO L | B0166D1 | COM | 58,600 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Eaton Corp. Plc | G29183103 | COM | 3,752 | $238,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,250 | $238,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,198 | $236,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,236 | $234,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 9,000 | $234,000 | thousands by filing date | |
| DONGFANG ELECTRIC CORP | 6278566 | COM | 129,700 | $234,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,927 | $232,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 6,381 | $231,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 5,720 | $231,000 | thousands by filing date | |
| SEMBCORP MARINE LTD | 6205133 | COM | 78,900 | $231,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAC HLDGS INC | 368736104 | COM | 5,678 | $230,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,440 | $226,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,668 | $225,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,300 | $225,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,986 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,780 | $224,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,913 | $224,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,870 | $224,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,430 | $222,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 7,387 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,949 | $218,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 845 | $216,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,300 | $214,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,197 | $211,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,746 | $211,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,740 | $210,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,972 | $209,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,431 | $209,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,447 | $208,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,315 | $208,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,595 | $208,000 | thousands by filing date | |
| SINGAPORE POST LTD | 6609478 | COM | 147,600 | $208,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 25,667 | $207,000 | thousands by filing date | |
| EVERGRANDE REAL ESTATE GROUP L | B2Q8YL0 | COM | 545,000 | $205,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOUND GLOBAL | B5LFZ70 | COM | 197,700 | $197,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVISORS DISCIPLINED T * UNIT | 00771n494 | PFD | 18,462 | $196,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,509 | $194,000 | thousands by filing date | |
| SINGAPORE TECH ENGINEERING | 6043214 | COM | 67,200 | $192,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 46,000 | $191,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,696 | $185,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 11,000 | $177,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,700 | $168,000 | thousands by filing date | |
| ALLIANCE GLOBAL GROUP INC | 6147105 | COM | 258,800 | $150,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHINA AUTOMATION GROUP | B1Z98B5 | COM | 688,000 | $138,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,150 | $137,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 23,020 | $136,000 | thousands by filing date | |
| KASIKORNBANK PLC NVDR | 6364766 | COM | 18,700 | $136,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SILVERCREST MINES INC | 828365106 | COMMON | 90,000 | $134,000 | thousands by filing date | |
| SM PRIME HOLDINGS INC | 6818843 | COM | 344,750 | $134,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,040 | $130,000 | thousands by filing date | |
| CNOOC LTD | B00G0S5 | COM | 73,800 | $127,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRUPO FINANCIERO BANORTE-O | 2421041 | COM | 19,270 | $123,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENDREON CORP | 24823Q107 | COM | 79,800 | $115,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,368 | $107,000 | thousands by filing date | |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 69,200 | $107,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 556,305 | $107,000 | thousands by filing date | |
| Tinka Res Ltd Com F | 887522100 | COM | 580,390 | $106,000 | thousands by filing date | |
| METOLIUS DIVERSIFIED FD PRIVAT | 2597471 | COM | 102,523 | $103,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 25,150 | $102,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 24,200 | $101,000 | thousands by filing date | |
| FORTUNE REAL ESTATE INVESTMENT | 6677174 | COM | 115,000 | $101,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALSEA SAB DE CV | 2563017 | COM | 31,345 | $99,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STAKEHOLDER GOLD CORP COM | 85255R103 | COM | 500,000 | $99,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 290,880 | $93,000 | thousands by filing date | |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 23,600 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,216 | $92,000 | thousands by filing date | |
| ADVISORS UT1216EURSLINCFR | 00771Y490 | COM | 10,193 | $90,000 | thousands by filing date | |
| ADVISORS DISCIPLN TR * UNIT 12 | 00771y482 | PFD | 10,150 | $90,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 84,100 | $87,000 | thousands by filing date | |
| SINGAPORE AIRPORT TERMINAL SER | 6243586 | COM | 35,500 | $85,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WENDYS CO COM | 95058W100 | Stock | 10,165 | $84,000 | thousands by filing date | |
| BANGKOK DUSIT MED SERVICE-F | BLZGSM7 | COM | 143,000 | $82,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAPURAKENCANA PETROLEUM | B7GJ601 | COM | 63,300 | $80,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,730 | $79,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 35,600 | $78,000 | thousands by filing date | |
| BANK MANDIRI TBK ORD | 6651048 | COM | 93,200 | $77,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POLYMET MINING CORP | 731916102 | COM | 69,803 | $75,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 10,000 | $70,000 | thousands by filing date | |
| METOLIUS DIVERSIFIED (2X) FUND | 591999826 | COM | 69,750 | $70,000 | thousands by filing date | |
| GALAXY ENTERTAINME | 6465874 | COM | 12,000 | $70,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPT ENERGY GROUP I | B717T56 | COM | 198,900 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,200 | $67,000 | thousands by filing date | |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 136,500 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PACIFIC BASIN SHIPPING | B01RQM3 | COM | 111,500 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,000 | $52,000 | thousands by filing date | |
| SILVERLAKE AXIS LTD | 6599825 | COM | 51,700 | $52,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KAMADA LTD | M6240T109 | SHS | 11,300 | $50,000 | thousands by filing date | |
| GPO AERO CENT NORT | B1KFX13 | COM | 11,485 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PT UNITED TRACTORS | Y7146Y140 | COM | 30,000 | $49,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $47,000 | thousands by filing date | |
| NAGACORP LTD | B1FSSM3 | COM | 65,000 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 19,800 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BOOKER GROUP PLC | B01TND9 | COM | 23,220 | $46,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAN WAH HOLDINGS LIMITED | B58YWF7 | COM | 29,700 | $44,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 19,400 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VGI GLOBAL MEDIA PCL-FOREIGN | BDSTLC8 | COM | 97,920 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTUNA MNG CORP F | 349915108 | COM | 10,000 | $41,000 | thousands by filing date | |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANGKOK CHAIN HOSPITAL-FOREG | B7YZMK3 | COM | 131,000 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENOMMA LAB INTERNACIONAL-B | B3B1C73 | COM | 14,840 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Information Systems Associates | 45676r108 | COM | 5,000,000 | $35,000 | thousands by filing date | |
| MANDARIN ORIENTAL INTL LTD | 6560713 | COM | 19,800 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROBINSONS RETAIL H | BFTCYP4 | COM | 24,000 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PATENT PROPERTIES INC | 703070102 | COM | 13,000 | $34,000 | thousands by filing date | |
| ANTON OILFIELD SERVICES GP | B29JZB7 | COM | 116,200 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MC GROUP - FOREIGN | BBPJ6F5 | COM | 60,000 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MOLYCORP INC DEL | 608753109 | COM | 27,655 | $33,000 | thousands by filing date | |
| RFM CORPORATION | 6736213 | COM | 272,000 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMFORTDELGRO CORP LTD | 6603737 | COM | 17,000 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Columbus Gold | 199171109 | COM | 80,000 | $31,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $29,000 | thousands by filing date | |
| FU SHOU YUAN INTL GROUP | BH4TZ73 | COM | 55,800 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,795 | $27,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 38,500 | $25,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 29,350 | $24,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 11,040 | $24,000 | thousands by filing date | |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $24,000 | thousands by filing date | |
| PACIFIC RADIANCE | BGGZHX2 | COM | 20,000 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METABOLIX INC | 591018809 | COM | 19,500 | $18,000 | thousands by filing date | |
| A2 MILK COMPANY | 6287250 | COM | 32,200 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 30,290 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $10,000 | thousands by filing date | |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 13,000 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $9,000 | thousands by filing date | |
| MEDX HEALTH CORP COM | 585090103 | COM | 129,000 | $9,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $8,000 | thousands by filing date | |
| STERLING RESOURCES LTD | 858915101 | com | 15,600 | $7,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CANADIAN ZINC CORP | 136802105 | FOR | 25,000 | $6,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $5,000 | thousands by filing date | |
| GUIDED THERAPEUTICS INC | 40171F105 | COM | 16,000 | $5,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 30,980 | $4,000 | thousands by filing date | |
| INSITE VISION INC | 457660108 | COM | 14,799 | $4,000 | thousands by filing date | |
| NWM MINING CORP | 62946X104 | COM | 1,050,000 | $4,000 | thousands by filing date | |
| CUBIC ENERGY INC COM | 16549R104 | COM | 23,252 | $4,000 | thousands by filing date | |
| NEMASKA LITHIUM INC COM | 64045c106 | COM | 20,000 | $3,000 | thousands by filing date | |
| EME REORGANIZATION UNT | 268684107 | COM | 22,824 | $3,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 20,000 | $2,000 | thousands by filing date | |
| Duluth Metals | 26443R100 | Common Stock | 10,000 | $2,000 | thousands by filing date | |
| CIMETRIX INC COM | 17185E100 | COM | 13,000 | $2,000 | thousands by filing date | |
| GUYANA FRONTIER MINING CORP | 403527104 | COM | 204,400 | $2,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $2,000 | thousands by filing date | |
| TAKU GOLD CORP | 874072101 | COM | 199,000 | $2,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 906,000 | $1,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $1,000 | thousands by filing date | |
| HEMP INC | 423703107 | COM | 35,000 | $1,000 | thousands by filing date | |
| CYTOCORE INC | 23282B403 | COM NEW | 30,000 | $1,000 | thousands by filing date | |
| BITTERROOT RES LTD F | 091901108 | COM | 40,000 | $1,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 11,000 | $1,000 | thousands by filing date | |
| SAN MARCO RESOURCES INCF | 798738100 | COM | 33,000 | $1,000 | thousands by filing date | |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION GEO SAB de CV | 2229342 | COM | 37,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Advanced Viral Research Corp C | 007928104 | COM | 22,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHTRAC INC | 42226R100 | COM | 11,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHRACITE CAPITAL INC REIT | 037023108 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTY LINE ENERGY CRP COM | 222479107 | COM | 127,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI SECURITIZATION INXXX REGIS | 362301103 | COM | 644,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERCOLD CORP COM | 73931Q103 | COM | 103,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVOY RESOURCES CORP | 805379104 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA GRAPHITE INC COM | 90290L103 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATL HEALTHCARE EXCH XXX ESCRO | 636esc105 | COM | 25,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GONDWANA OIL CORP F | 38175r109 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOGENESYS INC | 37989P200 | COM | 11,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITALK INC | 465353100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-064629 | this filing | 2014-11-03 | acceptance time not in the bulk data set |