13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,137 holding rows worth $73,439,624,000.
- Accession
- 0001144204-14-050265
- Filer
- CIK 1009207
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 5,176 entries on the cover page, a total value of $73,439,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,439,624,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 381,630 | $191,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 12,962 | $191,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 11,166 | $191,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 20,000 | $190,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 56,655 | $189,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 42,537 | $189,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,348 | $188,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 10,834 | $188,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 18,667 | $187,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 12,774 | $186,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 48,498 | $186,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 22,083 | $186,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 52,994 | $185,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 12,300 | $184,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,714 | $183,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 19,927 | $180,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 48,251 | $180,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 12,847 | $178,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 23,277 | $177,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 18,948 | $177,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 48,673 | $176,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 10,791 | $176,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 10,569 | $175,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 30,900 | $174,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 174,253 | $173,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 21,264 | $171,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 15,783 | $171,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 152,292 | $171,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 29,167 | $169,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 17,400 | $169,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,653 | $166,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 35,920 | $166,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,700 | $163,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 13,571 | $162,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 12,455 | $162,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 13,800 | $162,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 21,201 | $161,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,163 | $160,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 14,699 | $157,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 114,527 | $157,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 50,446 | $154,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 86,300 | $154,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 20,000 | $153,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,611 | $152,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,600 | $151,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 25,207 | $150,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 39,927 | $150,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 40,000 | $149,000 | thousands by filing date | put |
| POZEN INC | 73941U102 | COMMON STOCK | 17,502 | $146,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 22,718 | $146,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 25,082 | $146,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 13,333 | $145,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,099 | $144,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,344 | $143,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,257 | $141,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 10,014 | $141,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 24,208 | $140,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 16,151 | $139,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 31,844 | $136,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 12,894 | $135,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 10,000 | $132,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 18,665 | $132,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 19,808 | $132,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,000 | $130,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 61,500 | $130,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 35,564 | $130,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 13,080 | $129,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,439 | $126,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 10,000 | $126,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 17,426 | $126,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,336 | $123,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 13,484 | $122,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 38,100 | $121,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 59,713 | $119,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 61,379 | $117,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 48,771 | $116,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 81,619 | $113,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,000 | $111,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 16,749 | $110,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 196,619 | $108,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,500 | $106,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,800 | $105,000 | thousands by filing date | call |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 44,375 | $105,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 11,544 | $103,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 18,573 | $101,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 16,188 | $101,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,044 | $99,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 54,811 | $99,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 26,238 | $98,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 22,904 | $96,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 49,176 | $94,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 27,772 | $92,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,562 | $90,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 46,378 | $90,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,700 | $87,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,501 | $85,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 14,635 | $83,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 26,531 | $83,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 13,293 | $83,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,600 | $81,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 23,000 | $77,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 85,536 | $73,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 22,441 | $72,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 21,668 | $70,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 29,153 | $66,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 49,562 | $64,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 28,900 | $59,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 44,700 | $59,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 28,700 | $54,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 24,896 | $54,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 29,370 | $49,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 36,185 | $47,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 16,155 | $45,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 21,829 | $44,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 10,468 | $44,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,930 | $43,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 39,311 | $41,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 16,200 | $38,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 13,200 | $38,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 55,688 | $37,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 60,873 | $36,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 22,400 | $36,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 24,247 | $35,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 21,978 | $34,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 29,900 | $34,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 67,041 | $32,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 10,117 | $31,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 51,776 | $31,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 13,172 | $30,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 17,375 | $26,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 10,559 | $25,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 24,941 | $23,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,045 | $16,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 11,258 | $15,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 11,048 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $7,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 10,500 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-050265 | this filing | 2014-08-14 | acceptance time not in the bulk data set |