13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-07, with 743 holding rows worth $5,492,198,000.
- Accession
- 0001144204-14-047434
- Filer
- CIK 1269932
- Filed
- 2014-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 749 entries on the cover page, a total value of $5,492,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,492,198,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4,495 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,245 | $327,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,160 | $326,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,360 | $323,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 7,149 | $322,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,518 | $321,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,543 | $321,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,468 | $318,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,238 | $316,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,205 | $314,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,877 | $312,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,327 | $312,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 10,656 | $310,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,565 | $309,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,600 | $305,000 | thousands by filing date | |
| CenturyLink Quest 6.125%Nts Cl | 74913g600 | PFD | 13,000 | $303,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 10,468 | $302,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,031 | $299,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,168 | $298,000 | thousands by filing date | |
| WUMART STORES INC - H | B0PR2N2 | COM | 381,300 | $297,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APTARGROUP INC COM | 038336103 | Stock | 4,400 | $295,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 10,405 | $295,000 | thousands by filing date | |
| WOODSIDE PETROLEUM | 6979728 | COM | 7,580 | $294,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AUTOZONE INC COM | 053332102 | Stock | 545 | $292,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,532 | $291,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,136 | $289,000 | thousands by filing date | |
| PUBLIC STORAGE 5.2% PFDPFD SER | 74460d554 | PFD | 13,000 | $289,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,716 | $287,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 15,000 | $285,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,379 | $281,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,950 | $281,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,895 | $279,000 | thousands by filing date | |
| ZTE CORPORATION | B04KP88 | COM | 140,400 | $277,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PULTE GROUP INC COM | 745867101 | Stock | 13,707 | $276,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 112,000 | $274,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,935 | $273,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,401 | $273,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,225 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,301 | $271,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,312 | $269,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,653 | $269,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,621 | $268,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,423 | $267,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,250 | $266,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 9,650 | $265,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,565 | $264,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,198 | $263,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,370 | $262,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 10,000 | $262,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,790 | $259,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,549 | $259,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,125 | $259,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,542 | $256,000 | thousands by filing date | |
| SEMBCORP MARINE LTD | 6205133 | COM | 77,300 | $254,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Citigroup Inc. | 172967424 | COM | 5,367 | $253,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,450 | $247,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,305 | $247,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,955 | $247,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,300 | $247,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,590 | $244,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,440 | $239,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,994 | $238,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 3,945 | $236,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,430 | $235,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,431 | $234,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 110,000 | $234,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,901 | $230,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,500 | $228,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,775 | $225,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,617 | $225,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 4,185 | $225,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,829 | $218,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,746 | $218,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 2,400 | $216,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 3,748 | $216,000 | thousands by filing date | |
| ALLIANCE GLOBAL GROUP INC | 6147105 | COM | 323,200 | $216,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VARIAN MED SYS INC | 92220P105 | COM | 2,583 | $215,000 | thousands by filing date | |
| DONGFANG ELECTRIC CORP | 6278566 | COM | 125,300 | $215,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 845 | $214,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,714 | $214,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,447 | $213,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,740 | $213,000 | thousands by filing date | |
| EVERGRANDE REAL ESTATE GROUP L | B2Q8YL0 | COM | 545,000 | $212,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLSTATE CORP COM | 020002101 | Stock | 3,596 | $211,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 1,094,500 | $211,000 | thousands by filing date | |
| BUMUNGRAD HOSPITAL PUBILC CO L | B0166D1 | COM | 58,600 | $211,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,256 | $210,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,268 | $209,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,072 | $208,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,232 | $206,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,900 | $206,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,986 | $205,000 | thousands by filing date | |
| ADVISORS DISCIPLINED T * UNIT | 00771n494 | PFD | 18,378 | $205,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,000 | $204,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,039 | $203,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,995 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,780 | $202,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,196 | $201,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,364 | $201,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,765 | $200,000 | thousands by filing date | |
| SINGAPORE TECH ENGINEERING | 6043214 | COM | 65,700 | $200,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SINGAPORE POST LTD | 6609478 | COM | 142,500 | $198,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORD MTR CO COM | 345370860 | Stock | 11,216 | $193,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $180,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,700 | $179,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 12,000 | $179,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 11,150 | $176,000 | thousands by filing date | |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 46,000 | $163,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENDREON CORP | 24823Q107 | COM | 66,800 | $154,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 25,150 | $151,000 | thousands by filing date | |
| GALAXY ENTERTAINME | 6465874 | COM | 18,500 | $148,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPT ENERGY GROUP I | B717T56 | COM | 265,200 | $140,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TALMER BANCORP INC | 87482X101 | COM | 10,133 | $140,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,621 | $131,000 | thousands by filing date | |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 536,305 | $131,000 | thousands by filing date | |
| Tinka Res Ltd Com F | 887522100 | COM | 524,090 | $129,000 | thousands by filing date | |
| CNOOC LTD | B00G0S5 | COM | 71,300 | $128,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,375 | $125,000 | thousands by filing date | |
| CHINA AUTOMATION GROUP | B1Z98B5 | COM | 688,000 | $125,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SM PRIME HOLDINGS INC | 6818843 | COM | 344,750 | $125,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANTON OILFIELD SERVICES GP | B29JZB7 | COM | 178,500 | $122,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 280,430 | $119,000 | thousands by filing date | |
| KASIKORNBANK PLC NVDR | 6364766 | COM | 18,700 | $118,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SINGAPORE AIRPORT TERMINAL SER | 6243586 | COM | 45,400 | $114,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALSEA SAB DE CV | 2563017 | COM | 31,345 | $113,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANGKOK DUSIT MED SERVICE-F | BLZGSM7 | COM | 219,900 | $113,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 603,813 | $109,000 | thousands by filing date | |
| ADVISORS UT1216EURSLINCFR | 00771Y490 | COM | 10,193 | $101,000 | thousands by filing date | |
| ADVISORS DISCIPLN TR * UNIT 12 | 00771y482 | PFD | 10,150 | $101,000 | thousands by filing date | |
| FORTUNE REAL ESTATE INVESTMENT | 6677174 | COM | 115,000 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,368 | $96,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,216 | $94,000 | thousands by filing date | |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 69,200 | $94,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METOLIUS DIVERSIFIED FD PRIVAT | 2597471 | COM | 94,164 | $94,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 23,600 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRUPO FINANCIERO BANORTE-O | 2421041 | COM | 12,750 | $91,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NAGACORP LTD | B1FSSM3 | COM | 99,900 | $88,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAPURAKENCANA PETROLEUM | B7GJ601 | COM | 63,300 | $86,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENER CORE INC | 29272a107 | COM | 141,500 | $86,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 35,600 | $85,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,070 | $83,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 74,803 | $81,000 | thousands by filing date | |
| STAKEHOLDER GOLD CORP COM | 85255R103 | COM | 432,000 | $81,000 | thousands by filing date | |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 136,500 | $78,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 11,500 | $77,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 84,100 | $76,000 | thousands by filing date | |
| BANK MANDIRI TBK ORD | 6651048 | COM | 93,200 | $76,000 | thousands by filing date | The CUSIP as filed is malformed. |
| True Gold Mining | 89783t102 | COM | 180,000 | $74,000 | thousands by filing date | |
| METOLIUS DIVERSIFIED (2X) FUND | 591999826 | COM | 72,799 | $73,000 | thousands by filing date | |
| Information Systems Associates | 45676r108 | COM | 5,000,000 | $70,000 | thousands by filing date | |
| PACIFIC BASIN SHIPPING | B01RQM3 | COM | 111,500 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 28,800 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED TRACTORS TBK | 6230845 | COM | 30,000 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTUNA MNG CORP F | 349915108 | COM | 10,000 | $55,000 | thousands by filing date | |
| SILVERLAKE AXIS LTD | 6599825 | COM | 51,700 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK MILLENNIUM ORD | 4077323 | COM | 18,200 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAN WAH HOLDINGS LIMITED | B58YWF7 | COM | 29,700 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,930 | $45,000 | thousands by filing date | |
| Columbus Gold | 199171109 | COM | 100,000 | $44,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $42,000 | thousands by filing date | |
| ROBINSONS RETAIL H | BFTCYP4 | COM | 24,000 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PATENT PROPERTIES INC | 703070102 | COM | 13,000 | $40,000 | thousands by filing date | |
| GENOMMA LAB INTERNACIONAL-B | B3B1C73 | COM | 14,840 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BOOKER GROUP PLC | B01TND9 | COM | 17,500 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VGI GLOBAL MEDIA PCL-FOREIGN | BDSTLC8 | COM | 97,920 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 19,400 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANDARIN ORIENTAL INTL LTD | 6560713 | COM | 19,800 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RFM CORPORATION | 6736213 | COM | 272,000 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,795 | $35,000 | thousands by filing date | |
| MC GROUP - FOREIGN | BBPJ6F5 | COM | 60,000 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMFORTDELGRO CORP LTD | 6603737 | COM | 17,000 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,000 | $33,000 | thousands by filing date | |
| BANGKOK CHAIN HOSPITAL-FOREG | B7YZMK3 | COM | 131,000 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $31,000 | thousands by filing date | |
| FU SHOU YUAN INTL GROUP | BH4TZ73 | COM | 55,800 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYMBILITY SOLUTIONS A | 87150W104 | COMMON | 100,000 | $27,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 38,500 | $27,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 29,350 | $26,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 10,000 | $26,000 | thousands by filing date | |
| PARADISE ENTERTAINMENT LTD. | BBM55V5 | COM | 38,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $24,000 | thousands by filing date | |
| NORSTRA ENERGY INC | 65654V103 | COMMON | 200,000 | $23,000 | thousands by filing date | |
| A2 MILK COMPANY | 6287250 | COM | 32,200 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 22,290 | $18,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $16,000 | thousands by filing date | |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $14,000 | thousands by filing date | |
| MEDX HEALTH CORP COM | 585090103 | COM | 129,000 | $11,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $10,000 | thousands by filing date | |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 13,000 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STERLING RESOURCES LTD | 858915101 | com | 15,600 | $8,000 | thousands by filing date | |
| GUIDED THERAPEUTICS INC | 40171F105 | COM | 16,000 | $8,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CANADIAN ZINC CORP | 136802105 | FOR | 25,000 | $7,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $7,000 | thousands by filing date | |
| NWM MINING CORP | 62946X104 | COM | 1,050,000 | $7,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 12,000 | $6,000 | thousands by filing date | |
| Duluth Metals | 26443R100 | Common Stock | 10,000 | $5,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 20,000 | $4,000 | thousands by filing date | |
| TAKU GOLD CORP | 874072101 | COM | 199,000 | $4,000 | thousands by filing date | |
| EME REORGANIZATION UNT | 268684107 | COM | 22,824 | $4,000 | thousands by filing date | |
| CUBIC ENERGY INC COM | 16549R104 | COM | 23,252 | $4,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 906,000 | $3,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $3,000 | thousands by filing date | |
| NEMASKA LITHIUM INC COM | 64045c106 | COM | 20,000 | $2,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $2,000 | thousands by filing date | |
| CIMETRIX INC COM | 17185E100 | COM | 13,000 | $2,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 11,000 | $2,000 | thousands by filing date | |
| GUYANA FRONTIER MINING CORP | 403527104 | COM | 204,400 | $2,000 | thousands by filing date | |
| INSITE VISION INC | 457660108 | COM | 14,799 | $2,000 | thousands by filing date | |
| BIOZOOM INC | 09072T100 | COM | 90,000 | $1,000 | thousands by filing date | |
| CYTOCORE INC | 23282B403 | COM NEW | 30,000 | $1,000 | thousands by filing date | |
| BITTERROOT RES LTD F | 091901108 | COM | 40,000 | $1,000 | thousands by filing date | |
| COUNTY LINE ENERGY CRP COM | 222479107 | COM | 127,200 | $1,000 | thousands by filing date | |
| SAN MARCO RESOURCES INCF | 798738100 | COM | 33,000 | $1,000 | thousands by filing date | |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION GEO SAB de CV | 2229342 | COM | 37,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| HEALTHTRAC INC | 42226R100 | COM | 11,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHRACITE CAPITAL INC REIT | 037023108 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI SECURITIZATION INXXX REGIS | 362301103 | COM | 644,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERCOLD CORP COM | 73931Q103 | COM | 103,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVOY RESOURCES CORP | 805379104 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA GRAPHITE INC COM | 90290L103 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE SERIES L VA | 59156t203 | COM | 108,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATL HEALTHCARE EXCH XXX ESCRO | 636esc105 | COM | 25,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| First Evanston Bancorp, Inc | 320107105 | Com | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GONDWANA OIL CORP F | 38175r109 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOGENESYS INC | 37989P200 | COM | 11,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITALK INC | 465353100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS - SECURITY BANK CORP - PHP | Y7571C936 | COM | 12,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY TECH GRP INC COM | 00826M103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELSO TECHNOLOGIES INC COM NEW | 48826D953 | COM | 153,609 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-047434 | this filing | 2014-08-07 | acceptance time not in the bulk data set |