13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 88 holding rows worth $622,660,000.
- Accession
- 0001144204-14-031282
- Filer
- CIK 1472322
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 107 entries on the cover page, a total value of $622,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $622,660,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 400,000 | $74,805,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 171,000 | $40,424,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 250,000 | $29,085,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 391,000 | $18,674,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 300,939 | $14,475,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 5,000,000 | $13,509,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 439,400 | $12,747,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 386,551 | $12,617,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 210,000 | $12,422,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 771,210 | $12,031,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 90,000 | $11,730,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $11,634,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 90,000 | $11,125,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 559,000 | $9,626,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 5,000,000 | $9,513,000 | thousands by filing date | principal |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 1,643,776 | $9,452,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 210,000 | $9,261,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 130,000 | $9,212,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 100,000 | $9,143,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 300,000 | $9,081,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 373,842 | $8,539,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 100,000 | $8,350,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 15,000 | $8,051,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,600,000 | $8,032,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,762,051 | $8,017,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 260,995 | $7,892,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,118,967 | $7,692,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 150,000 | $7,383,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 255,034 | $6,804,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 214,000 | $6,728,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 450,860 | $6,713,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,729,494 | $6,641,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 100,500 | $6,534,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 35,000 | $6,473,000 | thousands by filing date | put |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 95,000 | $6,169,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 378,060 | $6,159,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 413,487 | $6,099,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,974,933 | $6,069,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 762,646 | $5,842,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 128,843 | $5,734,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 400,000 | $5,624,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $5,524,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 346,400 | $5,404,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 151,700 | $5,194,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 397,580 | $5,061,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 170,000 | $4,962,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 367,336 | $4,864,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 136,290 | $4,788,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 50,000 | $4,747,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 49,862 | $4,734,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 376,240 | $4,703,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 65,000 | $4,606,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 306,000 | $4,556,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 77,102 | $4,259,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 2,645,297 | $4,180,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 183,835 | $4,155,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,832,091 | $4,024,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 132,707 | $4,017,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 777,388 | $3,887,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 45,500 | $3,416,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,073,193 | $3,316,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 632,207 | $3,174,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 250,000 | $3,125,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 40,000 | $3,115,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 519,243 | $3,027,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 176,511 | $3,002,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 80,000 | $2,801,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 32,600 | $2,448,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 90,000 | $2,446,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 99,489 | $2,353,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 113,484 | $2,318,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 905,830 | $2,265,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 136,451 | $2,264,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 77,473 | $2,181,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 550,000 | $2,068,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 872,713 | $1,728,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 40,000 | $1,464,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 300,000 | $1,293,000 | thousands by filing date | call |
| IMPERIAL HOLDINGS INC 8.5% 2/15/2019 | 452834AB0 | DEBT | 1,131,000 | $1,222,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 314,375 | $1,006,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 39,246 | $838,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 106,612 | $829,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 514 | $362,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 43,547 | $302,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 712,281 | $235,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 1,961,000 | $235,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 14,097 | $29,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 5,000 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-031282 | this filing | 2014-05-15 | acceptance time not in the bulk data set |