13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-05, with 715 holding rows worth $5,442,256,000.
- Accession
- 0001144204-14-027513
- Filer
- CIK 1269932
- Filed
- 2014-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 715 entries on the cover page, a total value of $5,442,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,442,256,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,895 | $268,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,925 | $266,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,272 | $266,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 12,060 | $265,000 | thousands by filing date | |
| PACIFIC RUBIALES ENERGY CORP | 69480U206 | COMMON | 14,680 | $264,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 13,707 | $263,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,241 | $262,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 21,286 | $261,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,785 | $260,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 10,000 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,301 | $258,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 5,954 | $258,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 8,125 | $257,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,818 | $257,000 | thousands by filing date | |
| EVERGRANDE REAL ESTATE GROUP L | B2Q8YL0 | COM | 545,000 | $257,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,135 | $254,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,997 | $253,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,325 | $248,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,565 | $245,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,431 | $245,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,653 | $245,000 | thousands by filing date | |
| SEMBCORP MARINE LTD | 6205133 | COM | 76,200 | $245,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Waste Management, Inc. | 94106L109 | COM | 5,752 | $242,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,350 | $240,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 25,770 | $239,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,125 | $238,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,410 | $237,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,215 | $236,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,450 | $234,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,198 | $234,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,400 | $234,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 4,618 | $233,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 6,990 | $232,000 | thousands by filing date | |
| PUBLIC STORAGE 5.2% PFDPFD SER | 74460d554 | PFD | 11,000 | $232,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,557 | $231,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,286 | $230,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,900 | $230,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,500 | $225,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,790 | $221,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 12,750 | $221,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,430 | $220,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,901 | $219,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,000 | $219,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,879 | $218,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,555 | $217,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,410 | $217,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,192 | $217,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,495 | $216,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,775 | $214,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,617 | $214,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 6,781 | $213,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 4,200 | $211,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,487 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,831 | $208,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,490 | $208,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,509 | $207,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,829 | $206,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,740 | $206,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,322 | $205,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,440 | $205,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,558 | $203,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,596 | $203,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,268 | $203,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 24,080 | $203,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,986 | $202,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 1,500 | $202,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 6,214 | $201,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,931 | $200,000 | thousands by filing date | |
| ADVISORS DISCIPLINED T * UNIT | 00771n494 | PFD | 18,240 | $198,000 | thousands by filing date | |
| SINGAPORE TECH ENGINEERING | 6043214 | COM | 64,500 | $196,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DONGFANG ELECTRIC CORP | 6278566 | COM | 122,000 | $190,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SILVERCREST MINES INC | 828365106 | COMMON | 100,000 | $184,000 | thousands by filing date | |
| ALLIANCE GLOBAL GROUP INC | 6147105 | COM | 289,800 | $184,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,400 | $180,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $178,000 | thousands by filing date | |
| BUMUNGRAD HOSPITAL PUBILC CO L | B0166D1 | COM | 58,600 | $174,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 1,017,000 | $173,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 825,030 | $173,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 11,150 | $169,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,216 | $159,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 12,100 | $156,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 56,000 | $154,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 21,150 | $151,000 | thousands by filing date | |
| SINGAPORE POST LTD | 6609478 | COM | 138,800 | $150,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,515 | $143,000 | thousands by filing date | |
| GALAXY ENTERTAINME | 6465874 | COM | 16,500 | $143,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANKFINANCIAL CORP | 06643P104 | COM | 13,114 | $131,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 43,400 | $130,000 | thousands by filing date | |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 41,200 | $130,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 536,305 | $126,000 | thousands by filing date | |
| SINGAPORE AIRPORT TERMINAL SER | 6243586 | COM | 50,700 | $123,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANGKOK DUSIT MED SERVICE-F | B013SQ9 | COM | 29,800 | $122,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,375 | $118,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 280,430 | $115,000 | thousands by filing date | |
| CHINA AUTOMATION GROUP | B1Z98B5 | COM | 688,000 | $115,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL FINANCIAL INC | 78027P109 | COMMON | 15,000 | $114,000 | thousands by filing date | |
| SM PRIME HOLDINGS INC | 6818843 | COM | 344,750 | $112,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tinka Res Ltd Com F | 887522100 | COM | 361,390 | $107,000 | thousands by filing date | |
| CNOOC LTD | B00G0S5 | COM | 69,400 | $104,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POLYMET MINING CORP | 731916102 | COM | 74,803 | $102,000 | thousands by filing date | |
| ANTON OILFIELD SERVICES GP | B29JZB7 | COM | 160,200 | $102,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,628 | $95,000 | thousands by filing date | |
| METOLIUS DIVERSIFIED FD PRIVAT | 2597471 | COM | 95,365 | $95,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANNKIND CORP | 56400P201 | COM | 23,060 | $93,000 | thousands by filing date | |
| NAGACORP LTD | B1FSSM3 | COM | 89,000 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,216 | $89,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 84,100 | $88,000 | thousands by filing date | |
| FORTUNE REAL ESTATE INVESTMENT | 6677174 | COM | 115,000 | $87,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 11,500 | $80,000 | thousands by filing date | |
| SAPURAKENCANA PETROLEUM | B7GJ601 | COM | 56,600 | $78,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRUPO FINANCIERO BANORTE-O | 2421041 | COM | 11,390 | $77,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 21,100 | $77,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KASIKORNBANK PLC NVDR | 6364766 | COM | 13,600 | $75,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 61,800 | $73,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METOLIUS DIVERSIFIED (2X) FUND | 591999826 | COM | 72,799 | $73,000 | thousands by filing date | |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 122,000 | $72,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENER CORE INC | 29272a107 | COM | 100,000 | $72,000 | thousands by filing date | |
| PACIFIC BASIN SHIPPING | B01RQM3 | COM | 111,500 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK MANDIRI TBK ORD | 6651048 | COM | 82,000 | $68,000 | thousands by filing date | The CUSIP as filed is malformed. |
| True Gold Mining | 89783t102 | COM | 190,000 | $66,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 32,600 | $65,000 | thousands by filing date | |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 32,400 | $64,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 28,600 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Information Systems Associates | 45676r108 | COM | 5,000,000 | $55,000 | thousands by filing date | |
| UNITED TRACTORS TBK | 6230845 | COM | 30,000 | $55,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK MILLENNIUM ORD | 4077323 | COM | 18,200 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAN WAH HOLDINGS LIMITED | B58YWF7 | COM | 29,700 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENOMMA LAB INTERNACIONAL-B | B3B1C73 | COM | 19,300 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACE HARDWARE INDONESIA | B7JW351 | COM | 740,000 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,690 | $47,000 | thousands by filing date | |
| RFM CORPORATION | 6736213 | COM | 359,000 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Columbus Gold | 199171109 | COM | 100,000 | $46,000 | thousands by filing date | |
| SILVERLAKE AXIS LTD | 6599825 | COM | 65,000 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PATENT PROPERTIES INC | 703070102 | COM | 11,000 | $43,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $41,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 38,500 | $41,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 11,000 | $40,000 | thousands by filing date | |
| BOOKER GROUP PLC | B01TND9 | COM | 14,000 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPT ENERGY GROUP I | B717T56 | COM | 79,000 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANGKOK CHAIN HOSPITAL-FOREG | B7YZMK3 | COM | 175,000 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $37,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,000 | $37,000 | thousands by filing date | |
| ALSEA SAB DE CV | 2563017 | COM | 10,185 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 22,290 | $37,000 | thousands by filing date | |
| ROBINSONS RETAIL H | BFTCYP4 | COM | 24,000 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,000 | $35,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,795 | $35,000 | thousands by filing date | |
| MANDARIN ORIENTAL INTL LTD | 6033261 | COM | 19,800 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STAKEHOLDER GOLD CORP COM | 85255R103 | COM | 262,000 | $34,000 | thousands by filing date | |
| VGI GLOBAL MEDIA PCL-FOREIGN | BDSTLC8 | COM | 97,920 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYMBILITY SOLUTIONS A | 87150W104 | COMMON | 100,000 | $33,000 | thousands by filing date | |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MC GROUP - FOREIGN | BBPJ6F5 | COM | 60,000 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOK AIRLINES PCL - FOREIGN | BBNBZC3 | COM | 48,000 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMFORTDELGRO CORP LTD | 6603737 | COM | 17,000 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| A2 MILK COMPANY | 6287250 | COM | 32,200 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FU SHOU YUAN INTL GROUP | BH4TZ73 | COM | 39,600 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $21,000 | thousands by filing date | |
| GROWLIFE INC COM | 39985X104 | Stock | 30,000 | $17,000 | thousands by filing date | |
| PARADISE ENTERTAINMENT LTD. | BBM55V5 | COM | 22,000 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 29,350 | $15,000 | thousands by filing date | |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $13,000 | thousands by filing date | |
| TERANGA GOLD CORP | 880797105 | COM | 34,743 | $12,000 | thousands by filing date | |
| MEDX HEALTH CORP COM | 585090103 | COM | 129,000 | $11,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STERLING RESOURCES LTD | 858915101 | com | 15,600 | $9,000 | thousands by filing date | |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 13,000 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CANADIAN ZINC CORP | 136802105 | FOR | 25,000 | $9,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $7,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 21,000 | $6,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 12,000 | $6,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $6,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 23,252 | $5,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $5,000 | thousands by filing date | |
| NWM MINING CORP | 62946X104 | COM | 1,050,000 | $5,000 | thousands by filing date | |
| TAKU GOLD CORP | 874072101 | COM | 199,000 | $4,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 906,000 | $3,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 11,000 | $3,000 | thousands by filing date | |
| INSITE VISION INC | 457660108 | COM | 14,799 | $3,000 | thousands by filing date | |
| NEMASKA LITHIUM INC COM | 64045c106 | COM | 20,000 | $2,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $2,000 | thousands by filing date | |
| CIMETRIX INC COM | 17185E100 | COM | 13,000 | $2,000 | thousands by filing date | |
| GUYANA FRONTIER MINING CORP | 403527104 | COM | 204,400 | $2,000 | thousands by filing date | |
| CYTOCORE INC | 23282B403 | COM NEW | 30,000 | $1,000 | thousands by filing date | |
| COUNTY LINE ENERGY CRP COM | 222479107 | COM | 127,200 | $1,000 | thousands by filing date | |
| MANTIS MINERAL CORP COM NEW | 56460Q206 | COM | 100,000 | $1,000 | thousands by filing date | |
| SAN MARCO RESOURCES INCF | 798738100 | COM | 33,000 | $1,000 | thousands by filing date | |
| ITALK INC | 465353100 | COM | 10,000 | $1,000 | thousands by filing date | |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION GEO SAB de CV | 2229342 | COM | 37,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| HEALTHTRAC INC | 42226R100 | COM | 11,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHRACITE CAPITAL INC REIT | 037023108 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI SECURITIZATION INXXX REGIS | 362301103 | COM | 644,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPHARM HOLDINGS INC | 460588106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERCOLD CORP COM | 73931Q103 | COM | 103,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVOY RESOURCES CORP | 805379104 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA GRAPHITE INC COM | 90290L103 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE SERIES L VA | 59156t203 | COM | 104,204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATL HEALTHCARE EXCH XXX ESCRO | 636esc105 | COM | 25,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| First Evanston Bancorp, Inc | 320107105 | Com | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOGENESYS INC | 37989P200 | COM | 11,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY TECH GRP INC COM | 00826M103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELSO TECHNOLOGIES INC COM NEW | 48826D953 | COM | 153,609 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-027513 | this filing | 2014-05-05 | acceptance time not in the bulk data set |