13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,420 holding rows worth $73,335,826,000.
- Accession
- 0001144204-14-009922
- Filer
- CIK 1009207
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,691 entries on the cover page, a total value of $73,335,826,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,335,826,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARROW ELECTRS INC | 042735100 | COM | 6,051 | $328,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,289 | $328,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 18,051 | $328,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 18,200 | $327,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 327,302 | $327,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 6,623 | $327,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,800 | $325,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 19,079 | $325,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,201 | $325,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 7,599 | $325,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 15,000 | $325,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 28,940 | $325,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,000 | $324,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 14,492 | $324,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 9,500 | $324,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 18,939 | $324,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 13,625 | $324,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 14,225 | $324,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 7,358 | $323,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,700 | $323,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 10,400 | $323,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 7,200 | $322,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 6,800 | $321,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 8,000 | $320,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 20,000 | $320,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 42,507 | $320,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 43,901 | $320,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,000 | $319,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,790 | $319,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,370 | $319,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 19,339 | $319,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,744 | $318,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 47,577 | $317,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,000 | $317,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,000 | $316,000 | thousands by filing date | call |
| EMERALD OIL INC | 29101U209 | COM NEW | 41,271 | $316,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 191,293 | $315,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 14,585 | $313,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,411 | $312,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 5,300 | $310,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 13,371 | $310,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 22,700 | $310,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 9,948 | $308,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 8,900 | $308,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 9,500 | $308,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 16,648 | $308,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,217 | $307,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,900 | $307,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,993 | $306,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,745 | $306,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,367 | $306,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 59,155 | $306,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 3,724 | $304,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 9,530 | $302,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 19,300 | $302,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 10,505 | $301,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 16,700 | $301,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 10,200 | $300,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 5,300 | $300,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 71,397 | $300,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 7,300 | $299,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 39,095 | $299,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 8,300 | $297,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 79,358 | $297,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 11,713 | $297,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,275 | $296,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 13,331 | $296,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,600 | $295,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 20,000 | $295,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 26,878 | $294,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 20,000 | $293,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10,500 | $293,000 | thousands by filing date | put |
| ING U S INC | 45685E106 | COM | 8,300 | $292,000 | thousands by filing date | call |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 12,060 | $292,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 22,144 | $291,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 31,447 | $291,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 30,381 | $288,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,600 | $288,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,800 | $288,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 20,900 | $288,000 | thousands by filing date | call |
| BOX SHIPS INC | Y09675102 | CMN | 87,181 | $287,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 40,000 | $285,000 | thousands by filing date | call |
| DORAL FINL CORP COM | 25811P852 | COM | 18,179 | $285,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,854 | $284,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,800 | $283,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 84,600 | $282,000 | thousands by filing date | put |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 4,600 | $282,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 6,500 | $281,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 10,377 | $281,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 27,299 | $281,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 4,400 | $281,000 | thousands by filing date | put |
| SUFFOLK BANCORP | 864739107 | COM | 13,529 | $281,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 9,565 | $280,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 77,891 | $280,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 4,832 | $279,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 4,900 | $279,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 3,000 | $278,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 15,934 | $278,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 90,500 | $278,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 23,820 | $277,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,061 | $276,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 7,636 | $276,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,605 | $275,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 8,400 | $275,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 11,280 | $275,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,000 | $274,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 15,700 | $274,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 6,200 | $273,000 | thousands by filing date | put |
| WGL HLDGS INC | 92924F106 | COM | 6,800 | $272,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,500 | $271,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 2,700 | $271,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 38,262 | $271,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 15,050 | $271,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 108,482 | $270,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,424 | $269,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,000 | $269,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,000 | $268,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 8,061 | $268,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,159 | $267,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,700 | $267,000 | thousands by filing date | call |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 95,700 | $267,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,044 | $265,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,700 | $263,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,600 | $263,000 | thousands by filing date | call |
| JGWPT HLDGS INC | 46617m109 | CL A | 15,146 | $263,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 5,345 | $262,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,500 | $262,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 16,500 | $262,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 4,100 | $261,000 | thousands by filing date | call |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 22,456 | $261,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 14,200 | $260,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,272 | $260,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 9,300 | $260,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 6,200 | $259,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,511 | $259,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 41,498 | $257,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 10,200 | $257,000 | thousands by filing date | call |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 4,229 | $257,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 18,800 | $256,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,700 | $256,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,114 | $256,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,700 | $256,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8,100 | $255,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 13,515 | $255,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,100 | $254,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 32,930 | $253,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,113 | $253,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 9,244 | $253,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 39,537 | $253,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 27,000 | $252,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,479 | $252,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 18,200 | $252,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,200 | $251,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,387 | $250,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 8,033 | $249,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 12,000 | $249,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 10,415 | $248,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 2,804 | $248,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,025 | $247,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,396 | $247,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,700 | $247,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 14,300 | $246,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 596,658 | $245,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 828 | $245,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 10,607 | $245,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 9,297 | $244,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 55,436 | $244,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,500 | $243,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 14,866 | $243,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,300 | $242,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,000 | $242,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,000 | $242,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,971 | $242,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 8,417 | $242,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,200 | $241,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 10,655 | $241,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 88,022 | $240,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,582 | $239,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 281,268 | $239,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,128 | $239,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 46,716 | $239,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,742 | $238,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 7,882 | $238,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,941 | $237,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 9,823 | $237,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,200 | $237,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 3,543 | $236,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,000 | $236,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 6,500 | $236,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 18,982 | $235,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,173 | $235,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,295 | $234,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 23,400 | $234,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 6,083 | $233,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 11,146 | $233,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 39,020 | $233,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 94,918 | $232,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 3,900 | $232,000 | thousands by filing date | put |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3,900 | $232,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,800 | $231,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 8,600 | $231,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 5,304 | $230,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 14,424 | $227,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 5,263 | $227,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,800 | $226,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 7,100 | $226,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 140,238 | $226,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 4,800 | $226,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 7,444 | $225,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 29,853 | $225,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,000 | $224,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 6,019 | $224,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,605 | $223,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 50,000 | $223,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 86,958 | $223,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 10,000 | $222,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 18,938 | $222,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,300 | $221,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 13,300 | $221,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 5,300 | $220,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 6,200 | $220,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 6,909 | $220,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,731 | $219,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 38,167 | $219,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 28,744 | $219,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 13,059 | $218,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,079 | $218,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 21,325 | $218,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 31,081 | $218,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,000 | $216,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,412 | $216,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 17,620 | $216,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 13,742 | $216,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,457 | $215,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 10,000 | $215,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 3,600 | $213,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 40,780 | $213,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,000 | $213,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 60,000 | $213,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 13,500 | $212,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 11,204 | $212,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 40,269 | $211,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 7,500 | $211,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 6,000 | $210,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 4,000 | $210,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,440 | $210,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,000 | $210,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 9,125 | $210,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 2,219 | $210,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 121,153 | $210,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 62,917 | $210,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,905 | $209,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,500 | $208,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 11,700 | $207,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 13,963 | $207,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 11,149 | $206,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 8,628 | $206,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 20,000 | $205,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 6,000 | $205,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,207 | $205,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 29,266 | $205,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 28,400 | $205,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,200 | $204,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,924 | $204,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 12,891 | $203,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,799 | $203,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 9,500 | $203,000 | thousands by filing date | call |
| LCA-VISION INC | 501803308 | COM | 51,697 | $202,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 14,656 | $202,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,097 | $200,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,083 | $200,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 13,778 | $200,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,181 | $199,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,700 | $199,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 14,800 | $199,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 21,500 | $197,000 | thousands by filing date | call |
| COURIER CORP | 222660102 | COMMON STOCK | 10,813 | $196,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 14,000 | $191,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 20,000 | $191,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383105 | COM | 32,960 | $191,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 37,935 | $190,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 11,855 | $190,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,493 | $187,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 10,710 | $187,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 12,583 | $186,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 56,328 | $185,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 23,399 | $185,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,000 | $183,000 | thousands by filing date | put |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 19,491 | $182,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 19,234 | $180,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 127,167 | $179,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,500 | $179,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 50,000 | $178,000 | thousands by filing date | put |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 22,004 | $178,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 25,469 | $174,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 48,698 | $173,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 51,562 | $173,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,000 | $172,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,700 | $172,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,526 | $171,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 21,232 | $170,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 129,985 | $170,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 11,595 | $170,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 126,438 | $169,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 10,600 | $169,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,418 | $168,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 35,920 | $167,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,000 | $166,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 20,386 | $166,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 11,948 | $166,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,300 | $165,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,000 | $164,000 | thousands by filing date | put |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 44,055 | $164,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 11,800 | $162,000 | thousands by filing date | put |
| MILLER ENERGY RES INC | 600527105 | COM | 22,868 | $161,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,232 | $158,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 14,100 | $158,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 40,595 | $158,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 15,213 | $155,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 75,621 | $154,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 15,000 | $153,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 11,100 | $151,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 63,618 | $151,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 13,400 | $150,000 | thousands by filing date | call |
| HUDSON CITY BANCORP | 443683107 | COM | 15,700 | $148,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 26,303 | $148,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 24,186 | $145,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 30,695 | $145,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 22,500 | $142,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,800 | $140,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 23,063 | $140,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 20,000 | $139,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 36,335 | $138,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 16,300 | $136,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 12,901 | $135,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 77,184 | $134,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 283,799 | $134,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,611 | $133,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 64,375 | $130,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 64,700 | $129,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 13,200 | $127,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,000 | $124,000 | thousands by filing date | put |
| Gevo Inc | 374396109 | COMMON | 86,411 | $124,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 11,677 | $124,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 75,409 | $123,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 22,400 | $122,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 33,231 | $122,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 24,208 | $122,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 13,437 | $121,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 28,519 | $120,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,051 | $120,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 47,205 | $118,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 15,568 | $117,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 40,300 | $116,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 20,000 | $114,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 13,000 | $113,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,000 | $113,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 11,300 | $113,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 21,107 | $113,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 25,435 | $113,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 120,827 | $112,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,200 | $110,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 17,700 | $109,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,769 | $106,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,844 | $104,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 12,685 | $102,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 34,148 | $101,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 72,986 | $101,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 15,237 | $99,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 45,744 | $97,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 33,647 | $95,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 10,202 | $92,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 20,000 | $92,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 15,337 | $91,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,300 | $90,000 | thousands by filing date | put |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 49,172 | $90,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,756 | $87,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,000 | $87,000 | thousands by filing date | call |
| Tremor Video | 89484Q100 | Common Stock | 14,892 | $86,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 15,800 | $84,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 71,341 | $83,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 30,966 | $81,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 11,000 | $78,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,532 | $71,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 19,958 | $71,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 17,053 | $69,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,177 | $68,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,000 | $61,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,686 | $61,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 28,023 | $61,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 16,155 | $57,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,780 | $53,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 13,472 | $53,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 44,841 | $53,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 98,105 | $51,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 41,200 | $51,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 22,300 | $51,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,338 | $46,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 39,311 | $46,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 36,765 | $45,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 78,001 | $45,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,589 | $42,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 21,600 | $42,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,732 | $41,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 23,358 | $41,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 11,720 | $36,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 15,166 | $35,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 25,369 | $35,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 16,458 | $33,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 25,311 | $32,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 21,985 | $30,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,820 | $27,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 16,647 | $27,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 36,668 | $26,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 15,363 | $26,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 10,300 | $24,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,000 | $23,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 12,150 | $20,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 73,141 | $18,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 16,750 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-009922 | this filing | 2014-02-14 | acceptance time not in the bulk data set |