13F-HR filed by PRING TURNER CAPITAL GROUP INC
PRING TURNER CAPITAL GROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 219 holding rows worth $101,398,000.
- Accession
- 0001144204-14-007836
- Filer
- CIK 1568839
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 219 entries on the cover page, a total value of $101,398,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,398,000 with VALUE read as thousands by filing date, 13F file number 028-15824. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 99,758 | $4,734,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 87,698 | $4,535,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 38,890 | $4,441,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 156,016 | $4,178,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 145,646 | $3,979,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 211,538 | $3,846,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 58,955 | $3,648,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 146,389 | $3,642,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 128,044 | $3,629,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 182,084 | $3,481,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,573 | $3,400,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 90,775 | $3,396,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 87,784 | $3,160,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 30,509 | $3,108,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 101,322 | $3,095,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 114,246 | $2,965,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 71,635 | $2,943,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 37,946 | $2,878,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 60,254 | $2,736,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 70,965 | $2,528,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 46,365 | $2,464,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 121,000 | $2,443,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 46,800 | $2,319,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,174 | $1,751,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,442 | $1,643,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 89,350 | $1,595,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,171 | $1,520,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 154,677 | $1,516,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 28,426 | $1,310,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 98,810 | $1,199,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,308 | $906,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 9,583 | $773,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,020 | $744,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,600 | $567,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 46,700 | $523,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 14,450 | $509,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,650 | $432,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,433 | $425,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,464 | $410,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,650 | $345,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 10,255 | $270,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 8,700 | $220,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 365 | $205,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,240 | $192,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,000 | $188,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,700 | $182,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 15,000 | $174,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,223 | $162,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,356 | $156,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,142 | $148,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,300 | $146,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,000 | $143,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,881 | $138,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,705 | $135,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,000 | $131,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,545 | $130,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,500 | $129,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,513 | $128,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,850 | $121,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,591 | $118,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,350 | $116,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,528 | $112,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,200 | $110,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,373 | $106,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 2,200 | $102,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 604 | $101,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 2,000 | $94,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,000 | $92,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,000 | $90,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,600 | $81,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 900 | $75,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,450 | $74,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 807 | $71,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,600 | $61,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 700 | $61,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 500 | $60,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,200 | $60,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 4,800 | $60,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 827 | $58,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,700 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,500 | $57,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 894 | $55,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $52,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 662 | $51,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,274 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 500 | $51,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 700 | $50,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 600 | $49,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,500 | $49,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 350 | $49,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 600 | $48,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 700 | $47,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,200 | $46,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 500 | $46,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 4,700 | $46,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 600 | $45,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 845 | $44,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 407 | $44,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,200 | $42,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 600 | $42,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 500 | $42,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 850 | $42,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 350 | $41,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 750 | $41,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,400 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,000 | $37,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 840 | $35,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 350 | $34,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 666 | $34,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 875 | $34,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $32,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 450 | $32,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,841 | $30,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 500 | $29,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 500 | $28,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 400 | $28,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 250 | $28,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,450 | $28,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 471 | $27,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 700 | $25,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 400 | $24,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 500 | $24,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 900 | $24,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 540 | $24,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 250 | $23,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 300 | $23,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $23,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 196 | $23,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,000 | $23,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 500 | $23,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 400 | $22,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,000 | $22,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 587 | $22,000 | thousands by filing date | |
| 38259p508 | COM | 20 | $22,000 | thousands by filing date | ||
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 579 | $21,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 600 | $21,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 400 | $21,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 500 | $21,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 900 | $21,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 50 | $20,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 600 | $19,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 400 | $19,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 400 | $19,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,041 | $19,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 450 | $19,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 250 | $18,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 600 | $18,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,500 | $18,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 75 | $17,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 300 | $17,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 200 | $17,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 400 | $17,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 600 | $17,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,000 | $17,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $16,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 300 | $16,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 400 | $16,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 289 | $16,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 382 | $15,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,660 | $15,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 400 | $14,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 300 | $13,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 334 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,600 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,000 | $13,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 139 | $12,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 334 | $12,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $12,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 400 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 900 | $12,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 121 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 666 | $11,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 450 | $11,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 50 | $11,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 300 | $10,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 125 | $10,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 142 | $10,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,000 | $10,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 60 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 295 | $9,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 934 | $9,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 120 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 154 | $7,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 80 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 800 | $7,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,200 | $7,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 100 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 150 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 200 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 700 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 130 | $5,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 300 | $5,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 300 | $5,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 171 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 78 | $4,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 75 | $4,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 200 | $4,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 100 | $4,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 200 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 49 | $3,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300 | $3,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 68 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 35 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 300 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 214 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKS CO | 109696104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pentair Inc | H6169Q108 | PNR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ADT CORPORATION | 00101J106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-007836 | this filing | 2014-02-12 | acceptance time not in the bulk data set |