13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-04, with 604 holding rows worth $5,416,677,000.
- Accession
- 0001144204-14-005740
- Filer
- CIK 1269932
- Filed
- 2014-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 605 entries on the cover page, a total value of $5,416,677,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,416,677,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HORIZON PHARMA INC | 44047T109 | COM | 10,000 | $76,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 83,803 | $76,000 | thousands by filing date | |
| UNIVERSAL ROBINA CORP | 6919519 | COM | 30,000 | $76,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METOLIUS DIVERSIFIED (2X) FUND | 591999826 | COM | 74,771 | $75,000 | thousands by filing date | |
| ANTON OILFIELD SERVICES GP | B29JZB7 | COM | 116,200 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| True Gold Mining | 89783t102 | COM | 190,000 | $70,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 84,100 | $68,000 | thousands by filing date | |
| NAGACORP LTD | B1FSSM3 | COM | 65,000 | $68,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARTALEGA HOLDINGS BHD | B2QPJK5 | COM | 28,600 | $63,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANNKIND CORP | 56400P201 | COM | 12,000 | $62,000 | thousands by filing date | |
| LIFE HEALTHCARE GROUP HOLDIN | B4K90R1 | COM | 15,400 | $61,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 476,305 | $61,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,000 | $59,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 16,000 | $54,000 | thousands by filing date | |
| GENOMMA LAB INTERNACIONAL-B | B3B1C73 | COM | 19,300 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IHH HEALTHCARE BHD | B83X6P8 | COM | 45,000 | $53,000 | thousands by filing date | The CUSIP as filed is malformed. |
| YOMA STRATEGIC HOLDINGS LTD | B19ZPQ3 | COM | 89,000 | $53,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANGKOK DUSIT MED SERVICE-F | B013SQ9 | COM | 14,700 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,740 | $48,000 | thousands by filing date | |
| UNITED TRACTORS TBK | 6230845 | COM | 30,000 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAN WAH HOLDINGS LIMITED | B58YWF7 | COM | 29,700 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SARIN TECHNOLOGIES LTD | B06K6F0 | COM | 32,400 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLYECO INC COM | 38000P104 | COM | 38,500 | $46,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,000 | $45,000 | thousands by filing date | |
| SILVERLAKE AXIS LTD | 6599825 | COM | 65,000 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RFM CORPORATION | 6736213 | COM | 359,000 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK MILLENNIUM ORD | 4077323 | COM | 18,200 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRUPO HERDEZ SAB DE CV | 2962959 | COM | 11,400 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $39,000 | thousands by filing date | |
| BOOKER GROUP PLC | B01TND9 | COM | 14,000 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,000 | $36,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 29,350 | $36,000 | thousands by filing date | |
| SECURITY BANK CORP | 6792334 | COM | 12,600 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANDARIN ORIENTAL INTL LTD | 6560713 | COM | 19,800 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $30,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 249,890 | $30,000 | thousands by filing date | |
| SYMBILITY SOLUTIONS A | 87150W104 | COMMON | 75,000 | $30,000 | thousands by filing date | |
| ACE HARDWARE INDONESIA | B7JW351 | COM | 627,000 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 20,290 | $30,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,000 | $29,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 32,600 | $28,000 | thousands by filing date | |
| COMFORTDELGRO CORP LTD | 6603737 | COM | 17,000 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOK AIRLINES PCL - FOREIGN | BBNBZC3 | COM | 42,300 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANGKOK CHAIN HOSPITAL-FOREG | B7YZMK3 | COM | 138,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Columbus Gold | 199171109 | COM | 80,000 | $23,000 | thousands by filing date | |
| VGI GLOBAL MEDIA PCL-FOREIGN | BDSTLC8 | COM | 75,920 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLOBALSTAR INC | 378973408 | COM | 12,675 | $22,000 | thousands by filing date | |
| EXCELLON RESOURCES INC F | 30069C207 | COM | 20,000 | $21,000 | thousands by filing date | |
| MC GROUP - FOREIGN | BBPJ6F5 | COM | 50,000 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $19,000 | thousands by filing date | |
| NORTHERN OFFSHORE LTD SHS | G6635W102 | COM | 12,000 | $19,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $18,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 136,175 | $12,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CANADIAN ZINC CORP | 136802105 | FOR | 25,000 | $11,000 | thousands by filing date | |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $11,000 | thousands by filing date | |
| MEDX HEALTH CORP COM | 585090103 | COM | 129,000 | $11,000 | thousands by filing date | |
| CHINA COMMUNICATIONS CONSTRUCT | B1JKTQ6 | COM | 13,000 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STERLING RESOURCES LTD | 858915101 | com | 15,600 | $9,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 12,000 | $7,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 23,252 | $7,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $6,000 | thousands by filing date | |
| INSITE VISION INC | 457660108 | COM | 14,799 | $4,000 | thousands by filing date | |
| MUNDORO CAPITAL INC COM | 626135107 | COM | 20,000 | $4,000 | thousands by filing date | |
| NWM MINING CORP | 62946X104 | COM | 1,050,000 | $3,000 | thousands by filing date | |
| STAKEHOLDER GOLD CORP COM | 85255R103 | COM | 92,500 | $3,000 | thousands by filing date | |
| TAKU GOLD CORP | 874072101 | COM | 320,000 | $3,000 | thousands by filing date | |
| Planet Resource Recovery Inc. | 72705J105 | COM | 101,250 | $3,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,000 | $2,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 906,000 | $2,000 | thousands by filing date | |
| CIMETRIX INC COM | 17185E100 | COM | 13,000 | $2,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $2,000 | thousands by filing date | |
| AMERICAS BULLION RTY C COM | 03064H109 | COM | 10,000 | $1,000 | thousands by filing date | |
| COUNTY LINE ENERGY CRP COM | 222479107 | COM | 127,200 | $1,000 | thousands by filing date | |
| MANTIS MINERAL CORP COM NEW | 56460Q206 | COM | 100,000 | $1,000 | thousands by filing date | |
| NORTHERN TIGER RES | 665831202 | COM | 65,000 | $1,000 | thousands by filing date | |
| SAN MARCO RESOURCES INCF | 798738100 | COM | 33,000 | $1,000 | thousands by filing date | |
| ITALK INC | 465353100 | COM | 10,000 | $1,000 | thousands by filing date | |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION GEO SAB de CV | 2229342 | COM | 37,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| HEALTHTRAC INC | 42226R100 | COM | 11,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOCORE INC | 23282B403 | COM NEW | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHRACITE CAPITAL INC REIT | 037023108 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUYANA FRONTIER MINING CORP | 403527104 | COM | 204,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI SECURITIZATION INXXX REGIS | 362301103 | COM | 894,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPHARM HOLDINGS INC | 460588106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,853 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERCOLD CORP COM | 73931Q103 | COM | 103,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVOY RESOURCES CORP | 805379104 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA GRAPHITE INC COM | 90290L103 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE SERIES L VA | 59156t203 | COM | 104,204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATL HEALTHCARE EXCH XXX ESCRO | 636esc105 | COM | 25,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOGENESYS INC | 37989P200 | COM | 11,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO2 Plastics | 27885h105 | COM | 174,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-005740 | this filing | 2014-02-04 | acceptance time not in the bulk data set |