13F-HR filed by D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-13, with 37 holding rows worth $111,582,000.
- Accession
- 0001144204-14-001933
- Filer
- CIK 1596920
- Filed
- 2014-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 37 entries on the cover page, a total value of $111,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,582,000 with VALUE read as thousands by filing date, 13F file number 028-15681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 127,450 | $23,539,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 53,246 | $13,003,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 106,620 | $11,244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 243,627 | $9,894,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 143,895 | $9,077,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 156,489 | $8,278,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 59,945 | $6,915,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 50,530 | $4,445,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 49,572 | $3,326,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 41,480 | $2,960,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 66,835 | $2,750,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,025 | $1,632,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 16,040 | $1,592,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 11,660 | $1,161,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 9,765 | $1,053,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,407 | $851,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 15,646 | $815,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,425 | $795,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7,480 | $782,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,635 | $770,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,780 | $699,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 12,220 | $612,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,397 | $581,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 12,809 | $576,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,790 | $498,000 | thousands by filing date | |
| SXC HEALTH SOLUTIONS CORP | 78505P100 | COM | 10,000 | $475,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,470 | $458,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,970 | $370,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,038 | $370,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,835 | $366,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,000 | $266,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,501 | $263,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,977 | $260,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,852 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,600 | $221,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,131 | $220,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,273 | $217,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-001933 | this filing | 2014-01-13 | acceptance time not in the bulk data set |