13F-HR/A filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-11-20, with 4,253 holding rows worth $62,725,364,000.
- Accession
- 0001144204-13-063364
- Filer
- CIK 1009207
- Filed
- 2013-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 4,957 entries on the cover page, a total value of $62,725,364,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,725,364,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLARCOR INC | 179895107 | COM | 4,390 | $244,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,000 | $242,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 13,200 | $242,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 21,600 | $241,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 15,886 | $241,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,200 | $241,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 4,000 | $241,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,375 | $241,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,700 | $241,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 25,411 | $240,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 4,873 | $240,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,600 | $239,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 7,704 | $239,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 50,000 | $238,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 16,181 | $237,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 14,494 | $237,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,821 | $236,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,364 | $236,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 28,587 | $236,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,853 | $235,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 9,788 | $235,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 11,800 | $235,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 179,922 | $234,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 24,617 | $234,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 15,384 | $232,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,000 | $232,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,200 | $232,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,491 | $229,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 15,096 | $229,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 20,710 | $229,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 13,702 | $228,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 33,381 | $226,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 8,000 | $226,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 20,000 | $226,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 20,000 | $226,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,300 | $225,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,445 | $225,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 56,992 | $225,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 79,780 | $225,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 55,895 | $224,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 7,652 | $224,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 4,196 | $223,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,730 | $223,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,345 | $222,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 16,599 | $222,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,394 | $221,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 5,400 | $221,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,093 | $221,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 11,075 | $221,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,846 | $220,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,202 | $219,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 13,900 | $219,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 22,588 | $219,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,100 | $219,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,700 | $218,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 13,300 | $217,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 4,600 | $214,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 3,650 | $214,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,430 | $213,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 26,800 | $213,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,719 | $212,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,299 | $211,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 20,000 | $211,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,821 | $211,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 69,976 | $211,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 14,787 | $210,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 25,355 | $210,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 20,000 | $210,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,300 | $209,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 20,000 | $209,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 12,114 | $209,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,863 | $209,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,200 | $208,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,816 | $207,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 11,259 | $207,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,306 | $206,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 5,100 | $206,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 7,100 | $206,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 50,000 | $206,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 7,656 | $206,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,913 | $205,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,500 | $203,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,500 | $203,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,500 | $202,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 63,861 | $202,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 11,424 | $202,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,000 | $201,000 | thousands by filing date | call |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 3,698 | $201,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 87,264 | $201,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 13,500 | $201,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 94,963 | $200,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,977 | $199,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 12,286 | $199,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 43,707 | $199,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 15,182 | $198,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 29,294 | $197,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 29,529 | $196,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 12,148 | $195,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 24,325 | $195,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 14,823 | $194,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,275 | $192,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 14,220 | $192,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,900 | $188,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,000 | $187,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 10,311 | $186,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 51,697 | $186,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 220,330 | $185,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 40,000 | $183,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,000 | $183,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 30,038 | $182,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 25,764 | $182,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 10,712 | $182,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 20,912 | $182,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 50,876 | $180,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 10,600 | $180,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 40,000 | $177,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,164 | $175,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 33,359 | $174,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 39,169 | $174,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 66,638 | $174,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,733 | $172,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 15,305 | $170,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 65,248 | $170,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,097 | $169,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 16,201 | $169,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 18,704 | $169,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,300 | $169,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,000 | $164,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 29,263 | $164,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,000 | $163,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 24,191 | $163,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 10,128 | $162,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 35,661 | $160,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 21,500 | $160,000 | thousands by filing date | call |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 26,685 | $160,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 35,475 | $159,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 13,111 | $155,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 28,976 | $155,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 16,400 | $154,000 | thousands by filing date | put |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 15,389 | $153,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 79,311 | $153,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 18,593 | $152,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 16,158 | $152,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 13,795 | $151,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 25,126 | $150,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,219 | $149,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,000 | $149,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 13,458 | $147,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 57,205 | $147,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 14,007 | $147,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,000 | $146,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 13,372 | $146,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,767 | $146,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 34,580 | $145,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 10,000 | $144,000 | thousands by filing date | put |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 73,700 | $140,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,024 | $139,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 14,000 | $136,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 15,385 | $136,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 12,380 | $135,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 14,879 | $135,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 24,382 | $134,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,800 | $133,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 10,126 | $132,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 76,860 | $129,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 17,814 | $126,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 32,060 | $126,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,300 | $124,000 | thousands by filing date | put |
| AMBASSADORS GROUP INC | 023177108 | COM | 35,920 | $124,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,932 | $124,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 20,000 | $123,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,000 | $120,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 19,178 | $120,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,192 | $119,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,264 | $117,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 36,648 | $117,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 15,914 | $117,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 18,249 | $112,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 71,341 | $111,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,000 | $110,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 10,544 | $108,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,319 | $107,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 18,110 | $106,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,900 | $106,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 24,211 | $105,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,522 | $104,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 14,553 | $103,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,106 | $103,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 25,208 | $103,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,000 | $100,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 10,710 | $99,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 39,883 | $96,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,189 | $95,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 11,585 | $95,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 55,939 | $94,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 10,060 | $92,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 10,294 | $91,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 11,889 | $88,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 22,907 | $87,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 112,318 | $87,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 76,892 | $87,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,047 | $86,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,000 | $85,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 50,415 | $83,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 11,704 | $81,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 10,205 | $81,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,286 | $80,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 41,595 | $79,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 79,686 | $78,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 18,905 | $77,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,000 | $75,000 | thousands by filing date | put |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 11,133 | $74,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 14,449 | $74,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 21,561 | $73,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 40,810 | $71,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 26,619 | $71,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 15,221 | $70,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 15,312 | $68,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 20,047 | $68,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 21,582 | $66,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 24,463 | $66,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 17,656 | $65,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 20,545 | $64,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 23,068 | $63,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 16,600 | $59,000 | thousands by filing date | put |
| ZCO Liquidating Corp | 67086E303 | COM | 43,603 | $57,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,889 | $57,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,505 | $56,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 19,582 | $56,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 79,301 | $56,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 29,999 | $54,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,724 | $51,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,939 | $51,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 11,000 | $49,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 14,186 | $48,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,809 | $48,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 13,207 | $48,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 20,074 | $45,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 13,100 | $45,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 16,213 | $42,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 26,819 | $40,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 15,452 | $35,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 16,672 | $34,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,212 | $28,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 27,446 | $26,000 | thousands by filing date | |
| COGO GROUP INC | G22538105 | ORD SHS | 11,300 | $26,000 | thousands by filing date | |
| OWENS CORNING WARRANT | 690742127 | COMMON | 653,893 | $25,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 11,339 | $22,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,333 | $21,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 52,385 | $17,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 26,340 | $16,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 10,180 | $14,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 421,946 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061989 | superseded | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-13-063364 | this filing | 2013-11-20 | acceptance time not in the bulk data set |