13F-HR filed by Bruce & Co., Inc.
Bruce & Co., Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-15, with 56 holding rows worth $305,973,000.
- Accession
- 0001144204-13-062123
- Filer
- CIK 1358331
- Filed
- 2013-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 56 entries on the cover page, a total value of $305,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,973,000 with VALUE read as thousands by filing date, 13F file number 028-11869. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERCO | 23586100 | CS | 249,600 | $40,410,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FLOTEK INDS INC DEL | 343389102 | COM | 840,671 | $16,813,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 16,270,000 | $16,595,000 | thousands by filing date | principal |
| ALLSTATE CORP | 20002101 | OPTION | 327,000 | $15,735,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANNKIND CORP | 56400PAA0 | NOTE 3.750%12/1 | 15,005,000 | $14,554,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 74,100 | $13,338,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 432,000 | $12,096,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 261,500 | $11,566,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 234,300 | $9,685,000 | thousands by filing date | |
| Nextera Energy | 302571104 | Common | 124,000 | $9,632,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 234,300 | $8,172,000 | thousands by filing date | The CUSIP as filed is malformed. |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 4,000,000 | $7,600,000 | thousands by filing date | principal |
| Endeavor | 29257MAD2 | Cv 5.5% | 11,750,000 | $7,189,000 | thousands by filing date | principal |
| UNISOURCE | 909205106 | COM | 175,000 | $7,175,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 425,000 | $7,169,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 323,000 | $6,702,000 | thousands by filing date | |
| Petroquest | 716748207 | CONV PREF | 203,000 | $6,682,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 294,849 | $6,259,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 300,000 | $5,811,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 76,000 | $5,807,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 640,270 | $5,749,000 | thousands by filing date | |
| Sandridge | 80007p604 | CONV PREF | 60,000 | $5,580,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 75,000 | $5,400,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 4,500,000 | $5,400,000 | thousands by filing date | principal |
| DIRECTV | 25490A101 | COMMON STOCK | 86,500 | $5,330,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,565,494 | $4,273,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 100,000 | $4,000,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 2,000,000 | $4,000,000 | thousands by filing date | principal |
| Bunge | 32549322 | Pfd 4.875% | 37,400 | $3,800,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BPZ Resources | 055639aa6 | Cv 6.5% | 3,000,000 | $2,478,000 | thousands by filing date | principal |
| ELAN PLC | 284131208 | ADR | 165,900 | $2,345,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 46,400 | $2,320,000 | thousands by filing date | |
| WPS RESOURCES CORP | 92931B106 | COMMON STOCK | 36,094 | $2,109,000 | thousands by filing date | |
| GAINSCO INC | 363127200 | Common | 240,727 | $2,106,000 | thousands by filing date | |
| ASHLAND INC. | 44209104 | COM | 25,000 | $2,087,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Titan Wheel | 888305aa7 | Cv 5.625% | 1,000,000 | $1,900,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AA6 | NOTE 7.5% 5/1/19 | 1,500,000 | $1,875,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 344,848 | $1,758,000 | thousands by filing date | |
| Internet Capital Group | 46059C205 | COM | 153,300 | $1,747,000 | thousands by filing date | |
| Intermune Inc Notes 5% 3/1/15 | 45884XAD5 | CONV BONDS | 1,500,000 | $1,600,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 1,215,973 | $1,276,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 84,800 | $1,249,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 60,900 | $1,156,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 182,168 | $1,093,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 233,515 | $885,000 | thousands by filing date | |
| DeCode Genetics | 243586AB0 | Cv 3.5% | 24,787,000 | $867,000 | thousands by filing date | principal |
| Astrotech | 846243400 | Common | 1,070,073 | $749,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 25,300 | $671,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 24,511 | $665,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 156,919 | $615,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,184 | $435,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 254,040 | $406,000 | thousands by filing date | |
| Midway Games | 598148AB0 | Cv 6% | 2,700,000 | $381,000 | thousands by filing date | principal |
| HOSPIRA INC | 441060100 | COM | 10,000 | $312,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,436 | $237,000 | thousands by filing date | |
| Oscient Pharm Corp | 68812RAD7 | Cv 12.5% | 2,499,575 | $129,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-062123 | this filing | 2013-11-15 | acceptance time not in the bulk data set |