13F-HR filed by WYNNEFIELD CAPITAL INC
WYNNEFIELD CAPITAL INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 30 holding rows worth $265,005,000.
- Accession
- 0001144204-13-061824
- Filer
- CIK 1251567
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 30 entries on the cover page, a total value of $265,005,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,005,000 with VALUE read as thousands by filing date, 13F file number 028-14761. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,531,300 | $32,063,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,548,285 | $28,579,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 405,010 | $26,576,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 2,117,911 | $20,671,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,637,986 | $19,156,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 665,418 | $14,716,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 6,400,000 | $14,198,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 3,497,687 | $12,818,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,515,000 | $12,420,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 725,000 | $9,556,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 2,979,030 | $8,729,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 3,025,000 | $8,144,000 | thousands by filing date | |
| MUSCLEPHARM CORP NEW COM | 627335201 | EQUITY | 745,812 | $7,333,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 560,000 | $6,900,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 513,389 | $6,895,000 | thousands by filing date | |
| TELOS CORP MD 12% PFD | 87969B200 | PREF | 373,500 | $5,603,000 | thousands by filing date | |
| TRANSWORLD CORPORATION | 89336R207 | COMM | 2,349,577 | $5,521,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 4,162,930 | $5,137,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,727,989 | $4,584,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,652,511 | $3,933,000 | thousands by filing date | |
| HAMPSHIRE GROUP LTD | 408859106 | COMM | 742,425 | $2,644,000 | thousands by filing date | |
| GILMAN CIOCIA INC | 375908100 | COM | 30,000,000 | $2,611,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 860,750 | $1,281,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,400 | $1,205,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 50,690 | $1,012,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 668,403 | $953,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 772,188 | $811,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 164,584 | $647,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 45,000 | $300,000 | thousands by filing date | |
| ARRHYTHMIA RESEARCH TECHNOLOGY | 42698308 | COMM | 3,363 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061824 | this filing | 2013-11-14 | acceptance time not in the bulk data set |