13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-04, with 560 holding rows worth $4,818,738,000.
- Accession
- 0001144204-13-058480
- Filer
- CIK 1269932
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 561 entries on the cover page, a total value of $4,818,738,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,818,738,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BKF CAP GROUP INC COM | 05548G102 | COM | 17,000 | $19,000 | thousands by filing date | |
| NORTHERN OFFSHORE LTD SHS | G6635W102 | COM | 12,000 | $18,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 32,600 | $15,000 | thousands by filing date | |
| STERLING RESOURCES LTD | 858915101 | com | 15,600 | $11,000 | thousands by filing date | |
| NWM MINING CORP | 62946X104 | COM | 1,050,000 | $11,000 | thousands by filing date | |
| ELY GOLD & MINERALS | 290519107 | COM | 120,000 | $10,000 | thousands by filing date | |
| LAKES OIL NL | 6501444 | COM | 2,666,666 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BITTERROOT RES LTD F | 091901108 | COM | 120,000 | $9,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 12,000 | $8,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 23,252 | $8,000 | thousands by filing date | |
| MEDX HEALTH CORP COM | 585090103 | COM | 129,000 | $7,000 | thousands by filing date | |
| CORPORACION GEO SAB de CV | 2229342 | COM | 37,800 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $6,000 | thousands by filing date | |
| MUNDORO CAPITAL INC COM | 626135107 | COM | 20,000 | $6,000 | thousands by filing date | |
| Z GOLD EXPLORATION INC | 988771101 | COM | 300,000 | $6,000 | thousands by filing date | |
| TAKU GOLD CORP | 874072101 | COM | 320,000 | $5,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 906,000 | $4,000 | thousands by filing date | |
| ENERGY FUELS INC COM | 292671104 | COM | 27,650 | $4,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $4,000 | thousands by filing date | |
| Explor Resources Inc | 30215d109 | COM | 100,000 | $3,000 | thousands by filing date | |
| CARPATHIAN GOLD INC F | 14426W106 | COM | 20,000 | $3,000 | thousands by filing date | |
| INSITE VISION INC | 457660108 | COM | 14,799 | $3,000 | thousands by filing date | |
| SAN MARCO RESOURCES INCF | 798738100 | COM | 33,000 | $3,000 | thousands by filing date | |
| CHAMPION IRON MINES LT COM | 15854B100 | COM | 10,000 | $2,000 | thousands by filing date | |
| CIMETRIX INC COM | 17185E100 | COM | 13,000 | $2,000 | thousands by filing date | |
| SANDSPRING RESOURCES LTD ORD | 800110108 | COM | 10,000 | $2,000 | thousands by filing date | |
| NORTHERN TIGER RES | 665831202 | COM | 65,000 | $2,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 22,000 | $1,000 | thousands by filing date | |
| CYTOCORE INC | 23282B403 | COM NEW | 30,000 | $1,000 | thousands by filing date | |
| AMERICAS BULLION RTY C COM | 03064H109 | COM | 10,000 | $1,000 | thousands by filing date | |
| GUYANA FRONTIER MINING CORP | 403527104 | COM | 204,400 | $1,000 | thousands by filing date | |
| COUNTY LINE ENERGY CRP COM | 222479107 | COM | 71,400 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICL COM PAR | 503459505 | COM | 10,000 | $1,000 | thousands by filing date | |
| USA GRAPHITE INC COM | 90290L103 | COM | 11,000 | $1,000 | thousands by filing date | |
| STAKEHOLDER GOLD CORP COM | 85255R103 | COM | 92,500 | $1,000 | thousands by filing date | |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MNG CORP | 125809996 | COM | 51,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHTRAC INC | 42226R100 | COM | 11,420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHRACITE CAPITAL INC REIT | 037023108 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUTLER INTL INC NEW COM | 123649105 | COM | 10,003 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN PWR & EQUIP CP COM | 959221102 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMANTA RESOURCES LTD F | 023000201 | COM | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI SECURITIZATION INXXX REGIS | 362301103 | COM | 894,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER ENVIRONMENTAL SVC | 445683105 | COM | 99,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPHARM HOLDINGS INC | 460588106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXICON INC NEW | 652919200 | COM | 100,853 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC CMA INC COM | 69403T104 | COM | 106,701 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERCOLD CORP COM | 73931Q103 | COM | 103,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVOY RESOURCES CORP | 805379104 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANTIS MINERAL CORP COM NEW | 56460Q206 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE SERIES L VA | 59156t203 | COM | 95,922 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATL HEALTHCARE EXCH XXX ESCRO | 636esc105 | COM | 25,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUISSE BANCORP 20%16 PROM NOTE | 86599ach4 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOGENESYS INC | 37989P200 | COM | 11,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-058480 | this filing | 2013-11-04 | acceptance time not in the bulk data set |